Pain v. United Technologies Corp.

637 F.2d 775, 205 U.S. App. D.C. 229, 1980 U.S. App. LEXIS 12247
CourtCourt of Appeals for the D.C. Circuit
DecidedNovember 17, 1980
DocketNos. 79-1730 to 79-1734
StatusPublished
Cited by287 cases

This text of 637 F.2d 775 (Pain v. United Technologies Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pain v. United Technologies Corp., 637 F.2d 775, 205 U.S. App. D.C. 229, 1980 U.S. App. LEXIS 12247 (D.C. Cir. 1980).

Opinion

Opinion for the Court filed by Circuit Judge WILKEY.

WILKEY, Circuit Judge:

In this case we consider whether the trial judge abused his discretion by conditionally dismissing the appellants’ consolidated wrongful death actions on grounds of forum non conveniens. The scope of our review in this matter is limited; a federal district court has the inherent power to dismiss an action which it deems an imposition upon its jurisdiction so long as an adequate alternative forum is available and so long as the trial judge has carefully “weigh[ed the] relative advantages and obstacles to fair trial”1 and, taking into consideration the plaintiff’s original choice of forum, found the balance of public and private interests to favor dismissal.2 When appraising a lower court’s forum non conveniens determination, an appellate court may not substitute its judgment for that of the district court in the absence of a clear abuse of discretion.3 For reasons set out in greater detail below, we affirm.

I. BACKGROUND

On 26 June 1978 a helicopter en route from Bergen, Norway to an offshore oil drilling platform crashed into the North Sea approximately eighty-seven miles from its point of departure. The helicopter, which had been designed and manufactured by the Sikorsky division of defendant United Technologies Corporation (UTC), was owned and operated by Helikopter Service, A.S. (Helikopter), a Norwegian corporation.4 Among those killed in the crash were Jacques Pain, a French citizen and domiciliary; Frederik Johan Frantzen, a Norwegian citizen and resident; Keith Edward Sibthorpe, a British citizen and resident; Dennis Iver Kahn, an American citizen residing in Norway; and Kjell Ivar Christophersen, a Norwegian resident holding dual Norwegian-Canadian citizenship.5

Following the crash, the Norwegian Civil Aviation Administration conducted an official investigation of the action, in which defendant UTC participated.6 The records of that investigation, the officials who conducted it, the flight crew, and the wreckage of the helicopter itself are all currently located in Norway.7 Shortly thereafter, decedents’ survivors brought five separate wrongful death actions against UTC in the district court, alleging both diversity jurisdiction8 and mandatory jurisdiction based on the Death on the High Seas Act9 (DOH-SA). Plaintiffs’ complaints, which sounded in breach of warranty, strict liability, and negligence, sought compensatory damages [234]*234totalling five million dollars, plus punitive damages.10

With a single exception, all of the plaintiffs — widows and surviving children of the decedents — reside abroad. The sole American plaintiff, the mother of the deceased Kahn, is an American citizen residing in New Hampshire.11 Helikopter, the owner-operator of the helicopter involved in the fatal accident, has no contacts with the United States and hence, stands outside the personal jurisdiction of American courts.12 Thus United Technologies Corporation, a Delaware corporation with its principal place of business in Hartford, Connecticut remains the sole defendant.

On 29 March 1979 following the submission of memoranda and a hearing before the district court, the Honorable George L. Hart, Jr. entered five separate orders granting UTC’s motions to dismiss these actions on grounds of forum non conveniens. 13 Judge Hart conditioned the dismissals on stipulations made by UTC which were to apply if suit were later brought in Norway or in the Pain, Christophersen, and Sibthorpe cases, in France, Canada, and the United Kingdom, respectively. UTC stipulated its consent to personal jurisdiction in the foreign court where plaintiffs might subsequently bring suit, agreed to waive any defense of statute of limitations were such a suit to be brought within one year of the date of dismissal, and most significantly, agreed to proceed directly to trial only on the issue of damages, without contesting liability, in any suit filed by plaintiffs outside the United States.14

Pursuant to our order of 20 July 1979, these actions have been consolidated upon appeal. A thorough consideration of the record convinces us that no abuse of discretion occurred here; Judge Hart carefully evaluated all factors relevant to determining a forum non conveniens motion before concluding that a conditional dismissal was appropriate. Furthermore, our own evaluation of those factors, coupled with our understanding of applicable law, convinces us that conditional dismissal was particularly appropriate here because more serious obstacles to fair trial exist in this forum than in alternative forums abroad. After a brief discussion of the jurisdictional issues presented by this case, we will proceed to analyze the district court’s ruling on forum non conveniens.

II. MANDATORY JURISDICTION OVER THE DOHSA CLAIM

The appellants first argue that because their DOHSA claim “arises under the laws of the United States” within the meaning of the district court’s federal question jurisdiction,15 assumption of jurisdiction was therefore mandatory. In support of this contention appellants cite Chief Justice Marshall’s oft-quoted passage from Co-hens v. Virginia:16

It is most true, that this court will not take jurisdiction if it should not: but it is equally true, that it must take jurisdiction if it should.. .. With whatever doubts, with whatever difficulties, a case may be attended, we must decide it, if it be brought before us. We have no more right to decline the exercise of jurisdiction which is given, than to usurp that which is not given. The one or the other would be treason to the constitution.

To appellants’ contentions on this first point, we note simply that no claim can be made that the district court had [235]*235mandatory jurisdiction in this case because appellants’ complaints failed to invoke federal question jurisdiction.17 The DOHSA, upon which appellants rely, provides only that a suit for damages may be maintained “in the district courts of the United States, in admiralty.”18 Since it is well accepted that suits in admiralty do not fall within the compass of federal question jurisdiction,19 we reject appellants’ assertions regarding mandatory jurisdiction.

III. THE STANDARD TO BE EMPLOYED IN DECIDING FORUM NON CONVENIENS MOTIONS

Unlike issues of jurisdiction, determinations of forum non conveniens are not pure questions of law; rather they represent exercises of structured discretion by trial judges appraising the practical inconveniences posed to the litigants and to the court should a particular action be litigated in one forum rather than another.20 Thus, the principal question to be decided here is whether the district court abused that discretion by dismissing appellants’ suits on grounds of forum non conveniens. In deciding this question, we assume — and appellee does not suggest otherwise — that, but for the application of the

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Bluebook (online)
637 F.2d 775, 205 U.S. App. D.C. 229, 1980 U.S. App. LEXIS 12247, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pain-v-united-technologies-corp-cadc-1980.