Owens v. Silvia

838 A.2d 881, 2003 R.I. LEXIS 235, 2003 WL 22989186
CourtSupreme Court of Rhode Island
DecidedDecember 22, 2003
Docket2002-218-Appeal
StatusPublished
Cited by31 cases

This text of 838 A.2d 881 (Owens v. Silvia) is published on Counsel Stack Legal Research, covering Supreme Court of Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Owens v. Silvia, 838 A.2d 881, 2003 R.I. LEXIS 235, 2003 WL 22989186 (R.I. 2003).

Opinion

OPINION

FLANDERS, Justice.

In this medical-malpractice case, the trial justice excluded proffered expert-witness testimony about the asserted liability of various medical professionals and a hospital to a patient who suffered permanent injuries while undergoing a prolonged operation. The trial justice barred the testimony of Dr. Mark D. Johnson (Dr. Johnson), the sole expert witness on liability for the plaintiff, surgical patient Alvin A. Owens, Jr. (plaintiff or Owens). Doctor Johnson was prepared to opine at the trial about the applicable standard of care, the alleged breach of that standard, and what caused plaintiff to suffer permanent injuries to his left arm and sciatic nerve during the unexpectedly prolonged surgery to reconstruct his jaw. After so ruling, the court entered judgment as a matter of law in favor of the defendants, anesthesiologist Gregory Towne, M.D. (Dr. Towne), nurse anesthetist Rebecca Paolino, C.R.N.A. (Nurse Paolino), and Rhode Island Hospital (hospital) (collectively referred to as defendants). 1 The plaintiff appeals from the judgment in favor of the defendants.

Concluding that the trial justice abused his discretion and misapplied the applicable law governing the admission of expert testimony, we reverse and remand for a new trial. On the other hand, we affirm the court’s rulings preventing plaintiff from using the depositions of defendants’ expert witnesses during plaintiffs case-in-chief and refusing to hold a hearing in limine before deciding whether to allow *887 defendants to introduce evidence that plaintiff assumed the risk of certain injuries when he agreed to the surgery in question.

Facts and Travel

Alleging that the negligence of the operating-room team (OR team) during his extended eleven hours of jaw-reconstruction surgery caused him to suffer serious permanent injuries to his left arm and sciatic nerve, plaintiff sued defendants for medical malpractice. He asserted that, while he was immobilized for approximately twelve hours during what was supposed to be a two-to-four-hour operation, blood flow to the left side of his body was radically diminished for an extended period, causing him to suffer permanent injuries to his left forearm and to his left sciatic nerve, as well as leaving him with lesions on his left buttocks, heels, and forehead.

Before trial, the Superior Court convened a preliminary hearing, pursuant to Rule 104(a) of the Rhode Island Rules of Evidence, to consider the admissibility of the proffered testimony of plaintiffs expert witness on liability. At this hearing, Dr. Johnson, a board-certified anesthesiologist and plaintiffs sole expert witness on defendants’ asserted liability, testified outside the presence of the jury to his medical opinions concerning the applicable standard of care in anesthesiology during plaintiffs surgery, defendants’ alleged breach thereof, and how this alleged breach caused the injuries in question.

At the conclusion of the hearing, the trial justice denied defendants’ motion to exclude the testimony of Dr. Johnson from admission into evidence during the trial, ruling that he would be permitted to testify before the jury. 2

In deciding that Dr. Johnson would be permitted to testify to his opinions, the trial justice stated that “[t]he jury will be — should be capable of determining whether or not the testimony introduced by Dr. Johnson is worthy of belief and *888 what weight, if any, they choose to give to the testimony.”

Eventually, after several false starts, the trial began some ten months later, and plaintiff presented numerous witnesses. But before he could call Dr. Johnson as an expert witness, Dr. Towne and Nurse Pao-lino moved the court to reconsider its previous decision allowing Dr. Johnson to testify. They argued, as they had previously, that his testimony was not scientifically sound and, therefore, it should not be admitted into evidence. They contended that, between the preliminary hearing and the trial, the individuals who were present in the operating room during the surgery had testified at the trial and no evidence suggested that plaintiffs unconscious body had received any direct trauma, internal injury, or pressure during the surgery that could have caused his injuries.

At the conclusion of the hearing on defendants’ renewed motion to preclude the expert testimony of Dr. Johnson, the trial justice reversed his previous ruling, granted the motion, and barred Dr. Johnson from communicating his opinions to the jury. The trial justice reexamined the doctor’s testimony from the preliminary hearing, stating that he was required now to view this proffered evidence “in the context in which it is about to be introduced.” In doing so, he found that all the individual defendants had testified during the trial that they observed no evidence during the surgery to suggest the existence of any external pressure points on plaintiffs body that could have impeded the blood flow to the patient’s injured arm and nerve areas. The trial justice reexamined Dr. Johnson’s testimony in light of the leading cases in this jurisdiction concerning the admissibility of expert testimony, concluding that, in this situation, no scientific studies or any published anesthesia standards or protocols corroborated Dr. Johnson’s proffered opinions. Thus, according to the trial justice, the witness was attempting to promulgate what amounted to a novel theory of liability. The trial justice concluded that, in such instances, “the Court must determine the reliability or evaluate the reliability of the opinion, [and] the methodology that is employed by the proposed expert in reaching that particular opinion.” In doing so, the trial justice found that the opinions of Dr. Johnson were not scientifically reliable and he therefore precluded him from testifying.

Thereafter, defendants moved for judgment as a matter of law because plaintiff represented to the court that, without Dr. Johnson’s testimony, he had no other expert evidence to prove that defendants breached the applicable standard of care and thereby caused his injuries. The court then granted defendants’ motion for judgment as a matter of law and entered judgment in favor of defendants. In his appeal, plaintiff raises several issues that we address below.

I

The Propriety of Reconsidering the Admissibility of Dr. Johnson’s Testimony in the Context of the Trial

First, plaintiff argues that the trial justice erroneously reconsidered his pretrial ruling admitting the expert testimony of Dr. Johnson. As a board-certified anesthesiologist, Dr. Johnson was prepared to testify that defendants’ negligence caused plaintiffs injuries. The plaintiff contends that Dr. Johnson’s testimony was both proper and probative on the issue of liability. He maintains that the trial justice committed a clear error of law in reversing his initial finding after the preliminary hearing, when he ruled that Dr. Johnson could testify as an expert. The plaintiff suggests that the trial justice, in later *889 changing his mind and in excluding this testimony, “relied solely on the fact that plaintiff had offered no evidence up to that point in the trial which corroborated Dr.

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Cite This Page — Counsel Stack

Bluebook (online)
838 A.2d 881, 2003 R.I. LEXIS 235, 2003 WL 22989186, Counsel Stack Legal Research, https://law.counselstack.com/opinion/owens-v-silvia-ri-2003.