Office of Lawyer Regulation v. David J. Winkel

2015 WI 68, 866 N.W.2d 642, 363 Wis. 2d 786, 2015 Wisc. LEXIS 338
CourtWisconsin Supreme Court
DecidedJuly 7, 2015
Docket2012AP001845-D
StatusPublished
Cited by4 cases

This text of 2015 WI 68 (Office of Lawyer Regulation v. David J. Winkel) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Lawyer Regulation v. David J. Winkel, 2015 WI 68, 866 N.W.2d 642, 363 Wis. 2d 786, 2015 Wisc. LEXIS 338 (Wis. 2015).

Opinions

PER CURIAM.

¶ 1 Attorney David J. Winkel appeals the report of Reserve Judge Robert E. Kinney, referee, recommending discipline of a four-month license suspension and the imposition of costs. The [790]*790referee found that Attorney Winkel committed all of the five charged counts of misconduct that were tried at a hearing before the referee. The ethical violations which the referee determined Attorney Winkel committed include incompetent representation, lack of diligence, failure to properly communicate with his client, and willful failure to provide relevant information, fully answer questions, or furnish documents in the course of an Office of Lawyer Regulation (OLR) investigation.

¶ 2. After our independent review of the record, we approve the referee's findings of fact and conclusions of law and adopt them. We conclude that Attorney Winkel's misconduct warrants a four-month license suspension. We require Attorney Winkel to pay the full costs of this disciplinary proceeding, which total $42,634.13 as of February 25, 2015.

¶ 3. Attorney Winkel was licensed to practice law in Wisconsin in 1984 and practices in Neenah. Attorney Winkel's prior disciplinary history includes a public reprimand in 1998 for failing to adequately prepare to represent his clients and to explain their legal matters to them, for failing to competently represent a client in an estate matter, for misrepresenting that he had prepared a document, for failing to respond to successor counsel's requests for information and for the client's file, and for failing to respond to the disciplinary investigation. See In re Disciplinary Proceedings Against Winkel, 217 Wis. 2d 339, 577 N.W.2d 9 (1998). Attorney Winkel was publicly reprimanded again in 2005 for submitting a fee request to the Social Security Administration that misrepresented the amount of time spent by his firm in handling a case on [791]*791behalf of a client. In re Disciplinary Proceedings Against Winkel, 2005 WI 165, 286 Wis. 2d 533, 706 N.W.2d 661.

¶ 4. In August 2012, the OLR filed a six-count complaint against Attorney Winkel. This court appointed Reserve Judge Kinney as referee. The referee dismissed one count of the complaint upon stipulation of the parties. The referee held an evidentiary hearing on the remaining five counts over three days in October and November 2013. Both sides submitted post-hearing briefs.

¶ 5. In March 2014, the referee submitted a report containing his findings of fact, conclusions of law, and a recommendation for discipline. The referee's findings of fact and conclusions of law are summarized below.

¶ 6. All counts in this case arise out of Attorney Winkel's representation of P.L., an inmate in the Wisconsin prison system. P.L. hurt his leg during recreational activities in the prison yard. A methicillin —resistant staphylococcus aureus (MRSA) infection later developed in the leg.

¶ 7. P.L. was taken to the prison's Health Services Unit (HSU). There, the nurse observed the leg, gave him some antibiotics, and, using a marker, drew a circle around the visible sore on his leg. She then advised P.L. to return to the HSU if the infection progressed outside the circle.

¶ 8. The next morning, P.L. saw that the infection had progressed outside the circle. At about 11:00 a.m., P.L. called a guard and explained the situation. At about 11:30 a.m., the guard contacted the HSU, and a nurse ("Nurse Jane Doe") told the guard to have P.L. [792]*792fill out a "blue slip." "Blue slips" are completed by inmates to request routine health care services. "Blue slips" are only collected once a day at the end of the day, and they are not intended to be used in emergency situations.

¶ 9. P.L. continued to demand medical attention. At around 4:00 p.m., P.L. was taken to the HSU where he was seen by a physician. The physician directed that P.L. be transported to a local hospital. Within two hours of being admitted to the hospital, surgery was performed to drain the MRSA infection in P.L.'s leg. P.L. remained in the hospital as an in — patient for seven days, all the while being administered intravenous antibiotics to control the MRSA infection.

| 10. P.L., acting pro se, filed an Eighth Amendment ("cruel and unusual punishment") civil rights case in the United States District Court for the Western District of Wisconsin. P.L. sought monetary damages based on his claim that, by delaying his treatment, prison officials had been deliberately indifferent to his serious medical need.

¶ 11. P.L. hired Attorney Winkel to represent him in his Eight Amendment civil rights suit. P.L. knew Attorney Winkel because Attorney Winkel had represented him on a number of previous occasions.

¶ 12. Under a written fee agreement, P.L. agreed to pay Attorney Winkel an hourly rate of $200 per hour in this matter, but the hourly fee would only be charged if P.L. was entitled to attorney fees from the defendants. If P.L. was not awarded attorney fees, Attorney Winkel would receive 40% of any recovery. P.L. paid Attorney Winkel an advance of $2,500 to be used to cover expert witness fees and discovery costs. The fee agreement required that at the conclusion of [793]*793the representation, Attorney Winkel would return all unearned fees and costs advanced by P.L.

¶ 13. Attorney Winkel formally appeared on P.L.'s behalf but did little else of value. Attorney Winkel never identified certain unnamed defendants, such as the identity of "Nurse Jane Doe" — the nurse. who told the guard to have P.L. submit a "blue slip" requesting routine health care services. Attorney Winkel also failed to timely disclose P.L.'s expert witnesses. Instead, over two months after the expert disclosure deadline had passed, Attorney Winkel filed a motion to extend the deadline, along with a late-filed expert disclosure.

¶ 14. Defendants moved to strike Attorney Winkel's late-filed expert disclosure. Defendants also moved for summary judgment.

¶ 15. Attorney Winkel was in a poor position to respond to the defendants' summary judgment motion. Attorney Winkel had not conducted depositions of defendants, had not served any discovery demands, had not served any requests for production of documents, had not served any interrogatories, and had not ascertained the identities of the unnamed defendants. He also had failed to timely answer the defendants' interrogatories, even though the defendants had granted him an extension in which to do so.

¶ 16. Four days after the summary judgment response brief was due, Attorney Winkel filed a document entitled "Objection to Motion for Summary Judgment." This document failed to respond in any material way to the defendants' summary judgment motion.

¶ 17. The district court, in a September 29, 2009 order written by Magistrate Judge Crocker, granted the defendants' motion for summary judgment, denied Attorney Winkel's motion to extend the expert disclo[794]*794sure deadline, denied the defendants' motion to strike Attorney Winkel's expert witness disclosure as moot, and directed the clerk of court to enter judgment in favor of defendants and to close the case. In the summary judgment order, Magistrate Judge Crocker stated:

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Bluebook (online)
2015 WI 68, 866 N.W.2d 642, 363 Wis. 2d 786, 2015 Wisc. LEXIS 338, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-lawyer-regulation-v-david-j-winkel-wis-2015.