Office of Lawyer Regulation v. Lister

2010 WI 108, 787 N.W.2d 820, 329 Wis. 2d 289, 2010 Wisc. LEXIS 186
CourtWisconsin Supreme Court
DecidedSeptember 1, 2010
DocketNo. 2008AP2766-D
StatusPublished
Cited by14 cases

This text of 2010 WI 108 (Office of Lawyer Regulation v. Lister) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Lawyer Regulation v. Lister, 2010 WI 108, 787 N.W.2d 820, 329 Wis. 2d 289, 2010 Wisc. LEXIS 186 (Wis. 2010).

Opinions

PER CURIAM.

¶ 1. Attorney Ryan Lister appeals the referee's findings, conclusions, and recommendation in this lawyer discipline matter. The referee, Richard P Mozinski, determined the Office of Lawyer Regulation (OLR) met its burden to prove violations of duties of diligence, communication, termination of representation, and cooperation with the OLR investigation. Referee Mozinski recommends a 90-day license suspension, restitution of an unearned fee ($135.60), and costs.

¶ 2. Attorney Lister challenges the sufficiency of the evidence supporting each of the four violations. He also objects to a 90-day suspension and argues a public reprimand would be sufficient discipline. Attorney Lister does not dispute restitution and does not challenge the imposition of costs.

¶ 3. After fully reviewing the matter, we conclude the record supports the referee's findings of fact and conclusions of law. We uphold the referee's determina[293]*293tion that Attorney Lister committed four counts of misconduct as alleged in the OLR's complaint. Under the circumstances, we reject Attorney Lister's argument that a public reprimand is sufficient discipline. We conclude his misconduct warrants a 60-day license suspension. Finally, we order that Attorney Lister pay restitution of the $135.60 unearned fee together with the costs of this proceeding.

¶ 4. Attorney Lister was licensed to practice law in Wisconsin in 1976 and has practiced in Wausau. In 1986 he was publicly reprimanded for misconduct involving neglect of legal matters, failure to carry out a contract of employment with a client, and conduct constituting misrepresentation. See In re Disciplinary Proceedings Against Lister, 127 Wis. 2d 453, 380 N.W.2d 370 (1986). Effective June 15, 2007, Attorney Lister's license was suspended for five months for violations involving seven separate grievance investigations. See In re Disciplinary Proceedings Against Lister, 2007 WI 55, 300 Wis. 2d 326, 731 N.W.2d 254. His misconduct violated his duties of competence, diligence, keeping a client informed, cooperation with an OLR investigation, candor to a tribunal, and to refund advanced fees. His misconduct also involved misrepresentation and dishonesty. Id., ¶ 55.

¶ 5. The present disciplinary action arose from Attorney Lister's representation of J.H. in a federal lawsuit against Marathon County and its sheriff, relating to the jail personnel's treatment of J.H. while confined in the Marathon County jail. In 2001 J.H. had retained Attorney Lister after her arrest in Marathon County for first offense operating while intoxicated (OWI). She ultimately pled to a reduced charge of reckless driving and paid a fine. After completing his representation of J.H. in the OWI case, Attorney Lister [294]*294suggested to J.H. that she sue Marathon County regarding her treatment while in jail.

¶ 6. On May 8, 2004, J.H. signed a contingency fee agreement providing Attorney Lister's fee would amount to one-third of any recovery. J.H. paid Attorney Lister $500; he expended $364.40 for filing and postage. He did not return to J.H. the unused portion of the $500 payment.

¶ 7. On January 25, 2007, Attorney Lister filed a federal lawsuit on J.H.'s behalf but never served Marathon County or the sheriff.1 The U.S. District Court for the Western District of Wisconsin sent Attorney Lister a notice that a telephone pretrial conference was scheduled for March 20, 2007.

¶ 8. On March 20, 2007, J.H.'s federal lawsuit was dismissed with prejudice for lack of prosecution. The dismissal order stated the plaintiff had failed to appear for the March 20, 2007, pretrial conference. At the disciplinary hearing, Attorney Lister did not dispute he failed to appear for the pretrial conference, but argued he had not received the scheduling notice. He also claimed he did not receive notice of the dismissal.

¶ 9. The referee noted that when Attorney Lister filed his pleadings in federal court, he included a postage-paid return envelope with his Wausau address. Also, Attorney Lister had admitted the notices of the scheduling conference and dismissal were mailed by the U.S. District Court for the Western District of Wisconsin. The referee found that Attorney Lister's address had not changed before March 2007. The referee found incredible Attorney Lister's assertion that he did not [295]*295receive the scheduling notice and dismissal order, given the undisputed evidence that they had been sent to Attorney Lister's law office address.

¶ 10. J.H. testified she had been unsuccessful in her repeated attempts to contact Attorney Lister regarding the status of her federal action. The first she learned of the dismissal was through Attorney Jay Kronenwetter, whom she consulted regarding her federal lawsuit. The referee found that Attorney Lister had not advised J.H. of the scheduling conference and dismissal of her federal claim with prejudice.

¶ 11. Attorney Kronenwetter testified he requested J.H.'s file in a June 15, 2007, telephone conversation with Attorney Lister. Attorney Kronenwetter said he confirmed his request by letter the same day. After receiving these requests, Attorney Lister did not call J.H. to confirm her permission to send the file. Also during the telephone conversation, Attorney Lister did not advise Attorney Kronenwetter the federal lawsuit had been dismissed. Sometime after June 15, 2007, Attorney Kronenwetter again telephoned Attorney Lister but was unable to reach him. Attorney Kronenwetter testified he was unable to leave a message because, each time he called, he received a recording that the voicemail box was full or unable to receive messages.

¶ 12. Eventually, Attorney Kronenwetter had a second telephone discussion with Attorney Lister, in which Attorney Lister promised to provide the J.H. file. When Attorney Kronenwetter eventually received J.H.'s file, it contained no indication the federal lawsuit had been dismissed. Attorney Kronenwetter testified he discovered J.H.'s lawsuit had been dismissed when he accessed the federal court's electronic docket.

¶ 13. Attorney Kronenwetter testified he received J.H.'s file in late September 2007. Attorney Lister, on [296]*296the other hand, claimed he conveyed the file by August 15, 2007. Attorney Lister claimed he did not promptly transmit the file because doing so, he believed, would have been practicing law during his license suspension. He said he sought ethics advice to determine whether he could copy and transfer the file without violating a duty not to practice law during his suspension.

¶ 14. The referee concluded the dispute over the date of delivery of the file was immaterial because Attorney Lister provided no reasonable explanation as to why it would have taken two months to transfer the file. The referee noted the supreme court rules provide a 15-day grace period to wind up a suspended attorney's practice, so Attorney Lister's claimed ethical concern was not grounded. The referee rejected Attorney Lister's explanation as not credible, noting Attorney Lister had testified he had been busy on the day Attorney Kronenwetter had requested the file.

¶ 15. The OLR also presented the testimony of Attorney Dawn Lemke, a member of the OLR District 16 investigative committee, who was assigned in May 2008 to investigate J.H.'s grievance.

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Bluebook (online)
2010 WI 108, 787 N.W.2d 820, 329 Wis. 2d 289, 2010 Wisc. LEXIS 186, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-lawyer-regulation-v-lister-wis-2010.