Office of Lawyer Regulation v. Harris

2013 WI 8, 825 N.W.2d 285, 345 Wis. 2d 239, 2013 WL 238733, 2013 Wisc. LEXIS 8
CourtWisconsin Supreme Court
DecidedJanuary 23, 2013
DocketNo. 2011AP478-D
StatusPublished
Cited by4 cases

This text of 2013 WI 8 (Office of Lawyer Regulation v. Harris) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Lawyer Regulation v. Harris, 2013 WI 8, 825 N.W.2d 285, 345 Wis. 2d 239, 2013 WL 238733, 2013 Wisc. LEXIS 8 (Wis. 2013).

Opinion

PER CURIAM.

¶ 1. Attorney Benjamin J. Harris has appealed from a referee's report concluding that he engaged in professional misconduct and recommending that his license to practice law in Wisconsin be suspended for six months.

¶ 2. We conclude that the referee's findings of fact are supported by satisfactory and convincing evidence. We further conclude that a five-month suspension is an appropriate sanction for Attorney Harris's misconduct. We also agree with the referee's recommendation that Attorney Harris should be required to continue counseling for his depression, and we conclude that the full costs of the proceeding, which were $19,293.88 as of October 3, 2012, should be assessed against Attorney Harris.

¶ 3. Attorney Harris was admitted to practice law in Wisconsin in 1996 and practices in Milwaukee. He has been previously disciplined on three prior occasions. In 2007 he received a private reprimand in two client matters involving failure to act with reasonable diligence and promptness and failure to keep a client reasonably informed about the status of a matter and comply with requests for information. In 2008 he was issued a public reprimand in three client matters for failing to act with reasonable diligence and promptness [242]*242in representing a client; entering into a business transaction with a client or knowingly acquiring a pecuniary interest adverse to a client; failing to keep a client informed about the status of a matter and comply with requests for information; and failing to take reasonable steps to protect a client's interests upon termination of representation. In 2010 Attorney Harris's license was suspended for 60 days for failure to keep a client informed as to the status of a matter and failing to keep a client informed and respond to a client's request for information. In re Disciplinary Proceedings Against Harris, 2010 WI 9, 322 Wis. 2d 364, 778 N.W.2d 154.

¶ 4. On March 4, 2011, the Office of Lawyer Regulation (OLR) filed a complaint alleging 14 counts of misconduct. Counts One and Two involved Attorney Harris's representation of N.D. in a divorce action filed in June of 2008 in Milwaukee County. The parties signed a marital settlement agreement and obtained a judgment of divorce on March 6, 2009. As attorney for the petitioner, Attorney Harris was to complete the findings of fact, conclusions of law and judgment of divorce and file them with the court.

¶ 5. Following the divorce, N.D. needed to refinance her house to remove her spouse's name from the title and pay him an initial settlement of $30,000. In order to do this, she needed Attorney Harris to complete a Qualified Domestic Relations Order (QDRO) in order to move $23,527 from one of her retirement funds to her ex-spouse's retirement fund. N.D. applied for a mortgage and locked in an interest rate giving her until May 17, 2009, before that interest rate expired. If she did not close by that date, she would have to set up a new loan and pay additional loan origination fees.

¶ 6. N.D. e-mailed Attorney Harris on March 26, 2009, informing him of the refinancing and asking what [243]*243it would take to prepare the necessary documents. In April, May, and June, 2009, N.D. e-mailed and telephoned Attorney Harris numerous times inquiring about the status of his preparation of the QDRO and findings. On April 2 Attorney Harris sent opposing counsel the findings. They were returned to him the next day.

¶ 7. Attorney Harris did not respond to N.D.'s numerous e-mails and phone calls until May 11, 2009, when he asked her about information regarding the loan. The information was sent to Attorney Harris on May 12. N.D. again reminded Attorney Harris she could not close until he supplied the needed information regarding the QDRO and the findings. Attorney Harris did not file the findings with the court until June 11, 2009.

¶ 8. N.D. hired successor counsel on June 24, 2009, to help her complete the QDRO. She had to pay a new loan origination fee, had to pay successor counsel to finish the work Attorney Harris started, and had to pay additional interest because she failed to meet the deadline for refinancing. The OLR's complaint alleged the following counts of misconduct with respect to Attorney Harris's representation of N.D.:

COUNT ONE: By failing to timely file a Findings of Fact, Conclusions of Law, and Judgment of Divorce in [N.D.'s] divorce matter and by failing to promptly prepare the Qualified Domestic Relations Order on her behalf, despite his client's numerous requests and despite the fact that he was informed that time was of the essence, Harris violated SCR 20:1.3.1
COUNT TWO: By failing to respond to [N.D.'s] [244]*244numerous emails and telephone calls regarding the status of the drafting and filing Findings and the Qualified Domestic Relations Order, Harris violated SCR 20:1.4(a)(3) 2

¶ 9. Attorney Harris stipulated that he violated SCR 20:1.3 by failing to timely prepare the QDRO.

¶ 10. Counts Three, Four, and Five of the complaint arose out of Attorney Harris's representation of EB. EB. hired Attorney Harris on August 31, 2006, and paid him $1,000 to handle the estate of EB.'s late mother, M.B., who had passed away on July 15, 2006. In July of 2008 Attorney Harris provided EB. with consent forms for each of M.B.'s six children to sign. EB. obtained the signatures and returned the completed waiver forms to Attorney Harris. Attorney Harris prepared a draft Application for Informal Administration of M.B.'s estate, but the document was never filed.

¶ 11. In February 2009 Attorney Harris set up a meeting at his office with all six of M.B.'s children, but he failed to show up. In October 2009 EB. called Attorney Harris to check on the status of the case. Attorney Harris said he would send out a status letter, but no letter was ever sent.

¶ 12. As previously noted, Attorney Harris's license to practice law was suspended for 60 days, effective March 8, 2010. Attorney Harris never notified EB. of the suspension, nor did he advise EB. to seek representation elsewhere. In September 2010 Attorney Harris provided EB. a full refund of $1,000. The OLR's complaint alleged the following counts of misconduct with respect to Attorney Harris's representation of EB.:

[245]*245COUNT THREE: By failing to timely advance the matter of M.B.'s estate, including by failing to ever file an application for informal probate, Harris violated SCR 20:1.3.
COUNT FOUR: By failing to respond to EB.'s numerous telephonic requests for a status update on the M.B. estate, Harris violated SCR 20:1.4(a)(4).3
COUNT FIVE: By failing to notify EB. of his license suspension and/or advise him to seek legal advice elsewhere, Harris violated SCR 22.26(l)(a) and (b).4

¶ 13. Attorney Harris subsequently stipulated to all three counts of misconduct.

¶ 14. Counts Six, Seven, Eight, and Nine of the complaint arose out of Attorney Harris's representation of J.K. A judgment in the amount of $562,000 was entered against J.K. and her husband, D.K., in Waukesha County following a jury trial. J.K. and her husband had been represented in that case by Attorney Jeremy Przybyla. After the trial, Mr. and Mrs. K. hired Attorney Harris.

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Bluebook (online)
2013 WI 8, 825 N.W.2d 285, 345 Wis. 2d 239, 2013 WL 238733, 2013 Wisc. LEXIS 8, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-lawyer-regulation-v-harris-wis-2013.