Oberholzer v. Commission on Judicial Performance

975 P.2d 663, 84 Cal. Rptr. 2d 466, 20 Cal. 4th 371, 99 Cal. Daily Op. Serv. 3486, 99 Daily Journal DAR 4463, 1999 Cal. LEXIS 2967
CourtCalifornia Supreme Court
DecidedMay 13, 1999
DocketS064923
StatusPublished
Cited by50 cases

This text of 975 P.2d 663 (Oberholzer v. Commission on Judicial Performance) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Oberholzer v. Commission on Judicial Performance, 975 P.2d 663, 84 Cal. Rptr. 2d 466, 20 Cal. 4th 371, 99 Cal. Daily Op. Serv. 3486, 99 Daily Journal DAR 4463, 1999 Cal. LEXIS 2967 (Cal. 1999).

Opinions

Opinion

THE COURT.

This original writ proceeding presents the following issues: (1) whether the Commission on Judicial Performance (Commission) [375]*375has authority to issue a confidential advisory letter (commonly known as a “stinger” letter); (2) whether the issuance of such a letter amounts to “discipline” that implicates a judge’s right to due process of law; (3) whether such a letter may be issued based upon a perceived legal error committed by a judge; and (4) whether petitioner here, Judge Richard J. Oberholzer, committed sanctionable legal error in dismissing a criminal case after the People indicated they were not ready to proceed.

As we shall explain, we conclude that the Commission has authority to issue advisory letters, that such letters are a form of discipline, that the Commission’s procedures comport with the requirements of due process of law, and that such letters may be based upon a perceived legal error, if such error clearly and convincingly reflects bad faith, bias, abuse of authority, disregard for fundamental rights, intentional disregard of the law, or any purpose other than the faithful discharge of judicial duty. In the instant case, petitioner’s dismissal of a criminal action, following the People’s declaration of unreadiness, did not constitute such sanctionable conduct.

Accordingly, we find that the Commission improperly issued its advisory letter to petitioner.

Facts

A. The Commission’s Staff Inquiry Letter

By letter dated December 6, 1996, the Commission invited petitioner to “comment regarding a report that is before the commission.” In pertinent part, the inquiry letter contained the following summation:

“It is reported that in the criminal case People v. James, Kern County Superior Court case no. 65661, defendant Keith James was charged with one felony count of committing a lewd and lascivious act upon his nine-year-old niece Alicia A. Reportedly, the preliminary hearing was held on January 12, 1996, and on January 17, 1996, an information was filed charging James with the felony. James reportedly successfully moved for one continuance, and the case was set for jury trial to begin on April 8, 1996.

“It is reported that on Monday, April 8, 1996, the trial was trailed to the following day because no courtroom was available for assignment. On April 9, 1996, Deputy District Attorney John Somers, who was the trial attorney assigned to the case, reportedly advised you that another of his cases, People v. Hammock, had been assigned to Department 2 for trial and was expected to run until the middle of the following week. You then set a trial date of Thursday, April 11, 1996.

[376]*376“On April 11, 1996, you were reportedly advised by Deputy District Attorney Elizabeth Anderson that the case had been reassigned from DDA Somers to a different trial attorney the day before; you sent the case to Department 8 (Judge Kenneth C. Twisselman, II) for trial. Reportedly, defendant James and his attorney and Chief Deputy District Attorney Dan Sparks reported to Department 8, where DDA Sparks told Judge Twisselman that the prosecution was not ready to proceed because the case had been assigned to the trial attorney only the day before. Judge Twisselman reportedly told the parties to return to Department 1 to explain to you the prosecution’s request for a continuance.

“Reportedly, the parties returned to Department 1. You reportedly sent them back to Department 8, without discussion. You then reportedly had a telephone conversation with Judge Twisselman during which you reportedly suggested that the prosecution’s motion to continue should be denied. When the parties appeared in Department 8 for a second time, Judge Twisselman reportedly told them to return to Department 1.

“When the parties returned to Department 1, the prosecution advised the court that they were not ready to proceed because of the recent reassignment of the case. The prosecution requested a continuance of the trial until the following Monday (April 15) to allow the recently assigned trial attorney time to prepare. Reportedly, the 10-day period following the scheduled trial date, after which the case would be required to be dismissed pursuant to Penal Code section 1382, did not expire until April 18. It is reported that you denied the motion to continue on the grounds that no written motion to continue had been filed and the court had a heavy calendar of cases to be tried. DDA Sparks reportedly refused to return to Department 8 for trial and cited the case of People v. Ferguson [(1990) 218 Cal.App.3d 1173 [267 Cal.Rptr. 528]]. Reportedly, the defense then moved to dismiss, and you granted the motion on the grounds that the prosecution was not prepared to proceed to trial and had failed to file a written motion to continue the case. The hearing on the matter reportedly concluded as follows:

“ ‘Mr. Sparks: Does the Court remember its reversal in People v. Ferguson? This is the same mistake you made in that case.’
“ ‘The Court: That’s the ruling of the Court.’
“In People v. Ferguson (1990) 218 Cal.App.3d 1173 [267 Cal.Rptr. 528], the Court of Appeal reversed an order entered by you dismissing a criminal case that had been trailed from the original trial date when the DDA assigned to the case was unable to proceed on the date set for trial. . . .”

[377]*377B. Petitioner’s Response

By letter dated January 27, 1997, petitioner responded to the Commission’s letter, in pertinent part contending that he had ruled correctly in dismissing People v. James. The response asserted that the deputy district attorney assigned to the case, John Somers, had known in advance that he would be unable to try the case on the assigned date, yet failed to move for a continuance in writing or orally on April 8, 1996.

The response also reviewed certain provisions contained within Penal Code section 1050, governing motions for continuance of a criminal trial. As set forth more fully in the margin, the statute requires that a noticed motion be filed at least two court days prior to the hearing sought to be continued, and within two court days of learning of a conflict in the scheduling of any court hearing. (Pen. Code, § 1050, subd. (b).)1 A party’s failure to comply with these statutory requirements is excusable upon a showing of good cause. (§ 1050, subd. (c).) If the party seeking the continuance is unable to [378]*378demonstrate good cause for failing to comply with the notice requirements, the motion for continuance shall not be granted, and the court may impose sanctions as provided in section 1050.5. (~ 1050, subds. (c), (d).)2

In his response letter, petitioner asserted that when the foregoing procedural requirements are not met by a prosecuting attorney seeking a continuance, witnesses’ lives and schedules are disrupted, appropriate legal redress for victims may be impacted if witnesses are unavailable, defendants are left unable to prepare an opposition to the motion for continuance, and court clerks are denied the opportunity either to work out conflicts and priorities on their own or to expose a lack of true conflict.

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975 P.2d 663, 84 Cal. Rptr. 2d 466, 20 Cal. 4th 371, 99 Cal. Daily Op. Serv. 3486, 99 Daily Journal DAR 4463, 1999 Cal. LEXIS 2967, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oberholzer-v-commission-on-judicial-performance-cal-1999.