Kloepfer v. Commission on Judicial Performance

782 P.2d 239, 49 Cal. 3d 826, 264 Cal. Rptr. 100, 89 A.L.R. 4th 235, 1989 Cal. LEXIS 2085
CourtCalifornia Supreme Court
DecidedNovember 27, 1989
DocketS004893
StatusPublished
Cited by63 cases

This text of 782 P.2d 239 (Kloepfer v. Commission on Judicial Performance) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Kloepfer v. Commission on Judicial Performance, 782 P.2d 239, 49 Cal. 3d 826, 264 Cal. Rptr. 100, 89 A.L.R. 4th 235, 1989 Cal. LEXIS 2085 (Cal. 1989).

Opinion

Opinion

THE COURT. *

The Commission on Judicial Performance (Commission) has recommended that Judge Kenneth Lynn Kloepfer, a judge of the San Bernardino Municipal Court District, be removed from office. On petition by Judge Kloepfer, we consider that recommendation which is based on findings by the Commission that Judge Kloepfer committed five acts of wilful misconduct and twenty acts of conduct prejudicial to the administration of justice that brings the judicial office into disrepute. (Cal. Const., art. VI, § 18, subd. (c). [hereafter section 18(c)]; 1 Cal. Rules of Court, Rules for Censure, Removal, Retirement or Private Admonishment of Judges, rule *832 919(b).) 2 In this proceeding we also consider petitioner’s claims that the procedures by which disciplinary proceedings against judges are commenced and prosecuted deny due process, and that he suffered prejudice as a result of the delay in instituting proceedings against him.

As we explained in McCullough v. Commission on Judicial Performance (1989) 49 Cal.3d 186, 191 [260 Cal.Rptr. 557, 776 P.2d 259], wilful misconduct occurs when a judge “commits acts (1) which he knows, or should know, are beyond his authority (2) for reasons other than the faithful discharge of his duties. [Citation.] Though a judge must act in bad faith ... in order to commit wilful misconduct, he need not necessarily seek to harm a particular litigant or attorney; disregard for the legal system in general will suffice. [Citation.] Unlike wilful misconduct, the charge of prejudicial conduct does not require the presence of bad faith. [Citation.] It occurs when a judge, though acting in good faith, engages in conduct which adversely affects public opinion of the judiciary.”

On review of a recommendation by the Commission this court independently evaluates the evidence taken in the Commission proceedings to determine if the findings of the Commission are supported by clear and convincing evidence sufficient to sustain them to a reasonable certainty. (Ryan v. Commission on Judicial Performance (1988) 45 Cal.3d 518, 530 [247 Cal.Rptr. 378, 754 P.2d 724, A.L.R.4th 2066]; Geiler v. Commission on Judicial Qualifications (1973) 10 Cal.3d 270, 275 [110 Cal.Rptr. 201, 515 P.2d 1].) We do, however, give special weight to the factual findings of the special masters before whom the evidence was presented because they are better able to evaluate the credibility of the witnesses. (Ryan v. Commission on Judicial Qualifications, supra, at p. 530.)

We then determine if the conduct found to have occurred is a basis for censure or removal and, if so, the appropriate action. In this aspect of our review of the Commission recommendation we recognize the expertise of the Commission in matters involving judicial conduct and therefore give special weight to its conclusions. (McCullough v. Commission on Judicial Performance, supra, 49 Cal. 3d at p. 191; Furey v. Commission on Judicial Performance (1987) 43 Cal.3d 1297, 1304 [240 Cal.Rptr. 859, 743 P.2d 919]; Mardikian v. Commission on Judicial Performance (1985) 40 Cal.3d 473, 476-477 [220 Cal.Rptr. 833, 709 P.2d 852].)

Having done so, we reject petitioner’s claims of prejudicial delay and denial of due process, and adopt the findings and recommendations of the *833 Commission. The record establishes by clear and convincing evidence that petitioner’s actions, almost all of which occurred on the bench, cannot be characterized as occasional lapses or isolated instances of misconduct. Rather, as the Commission concluded, a persistent pattern of abuse and arbitrary conduct appears as to which admonition or censure would not be adequate.

I.

Due Process: Investigative Functions of Commission Staff

Petitioner contends in essence that the Commission, which is charged with the duty to take evidence and make findings of fact and conclusions of law incident to making disciplinary recommendations to this court, is not a neutral forum. He argues that the Commission is inevitably influenced by matters outside the record since its own staff makes the initial investigation into, and recommendation to initiate formal proceedings as a result of, complaints regarding the conduct of a judge. This occurs, in the view of petitioner, because the accusatory, investigatory, and adjudicatory functions are combined during proceedings in the Commission. 3

Petitioner asserts more specifically that in the instant proceeding the Commission staff not only initiated correspondence and investigation prior to the decision to institute formal proceedings, but thereafter continued an investigation parallel to that of the examiners from the office of the Attorney General. The director and the chief counsel of the Commission assertedly participated in the investigation. This involvement and the reliance of the Commission on staff during the ensuing proceedings, petitioner asserts, makes the association of the director, the staff, and the members of the Commission too close “to allow the adjudicatory process to comport with generally accepted standards of due process.”

Petitioner identifies no actual bias on the part of the members of the Commission, and offers no authority to support his argument that the procedures to which he objects are constitutionally impermissible. That omission is easily understood for his claim is contrary to existing authority *834 upholding similar due-process-based challenges to administrative adjudication pursuant to procedures in which the relationship between the decision-making, investigating, and prosecutorial functions is much closer. (See 1 Koch, Administrative Law and Practice (1985) p. 448, § 6.8; Schwartz, Administrative Law (2d ed. 1983) p. 495 et seq.; 3 Davis, Administrative Law Treatise (2d ed. 1980) § 18:2, p. 343 et seq.)

The Supreme Court rejected a due-process-based challenge to the combination of investigatory and adjudicatory functions of a medical licensing board in Withrow v. Larkin (1975) 421 U.S. 35 [43 L.Ed.2d 712, 95 S.Ct. 1456]. There the board heard evidence during the investigatory stage, determined if probable cause existed for license revocation proceedings, and subsequently conducted a contested hearing to determine if prohibited acts had occurred and, if so, if the license should be revoked.

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Bluebook (online)
782 P.2d 239, 49 Cal. 3d 826, 264 Cal. Rptr. 100, 89 A.L.R. 4th 235, 1989 Cal. LEXIS 2085, Counsel Stack Legal Research, https://law.counselstack.com/opinion/kloepfer-v-commission-on-judicial-performance-cal-1989.