Inquiry Concerning O'Flaherty

50 Cal. 4th CJP Supp. 1, 2010 Cal. Comm. Jud. Perform. LEXIS 3
CourtState of California Commission On Judicial Performance
DecidedSeptember 23, 2010
DocketNo. 188
StatusPublished

This text of 50 Cal. 4th CJP Supp. 1 (Inquiry Concerning O'Flaherty) is published on Counsel Stack Legal Research, covering State of California Commission On Judicial Performance primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Inquiry Concerning O'Flaherty, 50 Cal. 4th CJP Supp. 1, 2010 Cal. Comm. Jud. Perform. LEXIS 3 (Cal. 2010).

Opinion

[CJP Supp. 3]*CJP Supp. 3Opinion

McCONNELL, Chairperson.

I

INTRODUCTION AND SUMMARY

This disciplinary matter concerns Judge Joseph W. O’Flaherty, a judge of the Placer County Superior Court. The Commission on Judicial Performance commenced this inquiry with the filing of its notice of formal proceedings (Notice) on February 3, 2010. The Notice charges Judge O’Flaherty with disregard of the law, abuse of authority, embroilment and denial of due [CJP Supp. 4]*CJP Supp. 4process. It alleges that the misconduct occurred during a court proceeding in which the judge issued a no-contact order without following any of the applicable procedural requirements and without affording plaintiff notice or an opportunity to be heard.

The Supreme Court appointed three special masters who held an evidentiary hearing and reported to the commission. The masters are Hon. Stephen J. Kane, Associate Justice of the Court of Appeal, Fifth Appellate District, Hon. Larry W. Allen, Judge of the San Bernardino County Superior Court, and Hon. Allan D. Hardcastle, Judge of the Sonoma County Superior Court. Judge O’Flaherty is represented by James A. Murphy of Murphy, Pearson, Bradley & Feeney in San Francisco, California. The examiners for the commission at the hearing before the special masters were Commission Trial Counsel Andrew Blum and Assistant Trial Counsel Valerie Marchant.1 At the oral argument before the commission, commission attorney Charlene Drummer served as the examiner.

A two-day evidentiary hearing was held in Sacramento on April 27 to 28, 2010. The masters’ report to the commission containing their findings of fact and conclusions of law was filed on June 30, 2010. An oral argument before the commission was heard in San Francisco on August 25, 2010.

The masters concluded that Judge O’Flaherty engaged in willful misconduct, the most serious form of judicial misconduct, through his intentional disregard of the law, abuse of authority, embroilment, and failure to afford a litigant his right to be heard. Based on our independent review of the record we agree. Judge O’Flaherty ordered a small claims plaintiff to have no contact with three women and to stay away from a credit union without complying with any of the procedural requirements for the issuance of a restraining order and without affording the person who was the subject of the order notice or an opportunity to be heard. As did the masters, we reject Judge O’Flaherty’s contention that his actions were justified and necessary to address an emergency situation brought on by the plaintiff’s harassing and intimidating conduct toward the women. Having observed the videotape of the subject proceedings and reviewed the entire record of the hearing before the special masters, we unequivocally concur with the masters’ finding that the evidence does not support the assertion that the plaintiff, directly or indirectly, abused, threatened or intimidated the women during the court proceeding or at any previous time. Judge O’Flaherty issued the no-contact [CJP Supp. 5]*CJP Supp. 5order based on the comments and reaction of the women after plaintiff left the courtroom. The women had not filed a petition for a restraining order or described any conduct by plaintiff which would constitute proof of threats or harassment justifying the issuance of a restraining order. Judge O’Flaherty was familiar with the procedural requirements for issuance of a restraining order and knew that he was not complying with those requirements when he issued the no-contact order.

This is not the first time Judge O’Flaherty has abused his authority and failed to be faithful to the law. In 2004, he was publicly admonished for misconduct that involved disregard of the law and abuse of authority. Despite his prior discipline and the unanimous conclusion of three special masters that he committed willful misconduct in the present case, Judge O’Flaherty insists that his actions do not amount to misconduct. Judge O’Flaherty’s continued failure to accept the inherent obligation of a judge to adhere to the law and the limits of judicial authority convinces us that he should be publicly censured. As we stated in Judge O’Flaherty’s 2004 public admonishment, “ ‘The public expects and embraces the concept that a judge shall be faithful to the law. This is so fundamental to a system of justice that it serves as a basic cornerstone of public confidence.’ ” (Inquiry Concerning O’Flaherty (2004) 49 Cal.4th CJP Supp. 1, 25, quoting from the special masters’ report.)

n

FINDINGS OF FACT AND CONCLUSIONS OF LAW

A. Findings of Fact

The examiner has the burden of proving the charges by clear and convincing evidence. (Broadman v. Commission on Judicial Performance (1998) 18 Cal.4th 1079, 1090 [77 Cal.Rptr.2d 408, 959 P.2d 715] (Broadman).) “Evidence of a charge is clear and convincing so long as there is a ‘high probability’ that the charge is true.” (Ibid.) Factual findings of the masters are entitled to great weight because the masters have “the advantage of observing the demeanor of the witnesses.” (Ibid.; see Inquiry Concerning Freedman (2007) 49 Cal.4th CJP Supp. 223, 230-232.)

We adopt the masters’ factual findings in their entirety, with one minor exception as discussed below. Based on our own independent review of the [CJP Supp. 6]*CJP Supp. 6record, we have determined that the following factual findings are supported by clear and convincing evidence.

1. Findings Concerning the Hearing Before Judge O’Flaherty

Judge O’Flaherty has been a trial judge in Placer County for approximately 20 years.

On December 8, 2008, Judge O’Flaherty presided over the small claims matter of Herold v. Golden 1 Credit Union (Super. Ct. Placer County, No. RSC13621). Herold, an independent car dealer, alleged that an employee of Golden 1, Cynthia Rapozo, made derogatory remarks about independent car dealers which caused Bonnie Davis to break a contract with him for the sale of a car. The comments were allegedly made on May 6, 2008, when Herold and Davis went to the credit union together to obtain financing for Davis. In attendance at the small claims hearing were Herold, Davis, Rapozo, and Melissa Burgess, a supervisor at Golden 1.

Herold commenced his presentation by reading from a prepared statement. Before he finished his first sentence, Judge O’Flaherty interrupted him and told him that he should tell it in his own words. As Herold attempted to explain what happened without the use of his notes, Judge O’Flaherty interrupted him numerous times with questions and comments generally critical of Herald’s defamation claim. In contrast to Herold, Davis was allowed to give a lengthy narrative without interruption. After hearing from both Rapozo and Burgess, the judge told Herold that his defamation case against the credit union “isn’t even close to a libel.” Herold responded that the witnesses were not telling the truth and would have to “sleep with it at night.” Judge O’Flaherty responded, “See . . . how you’re getting emotional? You were getting emotional—.” Herold denied being emotional. He said he knew he was 100 percent right regardless of what the judge decided, so “whatever decision you make, great ... I mean life goes on.

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Kloepfer v. Commission on Judicial Performance
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959 P.2d 715 (California Supreme Court, 1998)
Adams v. Commission on Judicial Performance
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Bluebook (online)
50 Cal. 4th CJP Supp. 1, 2010 Cal. Comm. Jud. Perform. LEXIS 3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/inquiry-concerning-oflaherty-caljp-2010.