In Re the Formal Inquiry Concerning Fuller

2011 S.D. 22, 2011 SD 22, 798 N.W.2d 408, 2011 S.D. LEXIS 51, 2011 WL 1891279
CourtSouth Dakota Supreme Court
DecidedMay 18, 2011
Docket25756
StatusPublished
Cited by5 cases

This text of 2011 S.D. 22 (In Re the Formal Inquiry Concerning Fuller) is published on Counsel Stack Legal Research, covering South Dakota Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re the Formal Inquiry Concerning Fuller, 2011 S.D. 22, 2011 SD 22, 798 N.W.2d 408, 2011 S.D. LEXIS 51, 2011 WL 1891279 (S.D. 2011).

Opinion

*410 GILBERTSON, Chief Justice.

[¶ 1.] The Judicial Qualifications Commission (Commission) has unanimously recommended to this Court that Judge A.P. “Pete” Fuller be removed or retired as a circuit court judge. Judge Fuller has petitioned for modification or rejection of this recommendation. At oral argument, Judge Fuller’s counsel recommended a public censure and reinstatement with conditions attached to it.

[¶ 2.] Upon our independent inquiry, this Court has determined that the evidence clearly and convincingly proves that Judge Fuller engaged in conduct that merits this Court ordering his retirement. We stay this retirement if Judge Fuller consents to numerous conditions including his suspension without pay for six months.

HISTORICAL BACKGROUND

[¶ 3.] In 1972, South Dakota electors approved the amendment of Article V of the South Dakota Constitution, Judicial Department. The amendment reorganized the article, established a unified judicial system, and made many changes including “the establishment of a judicial qualifications commission.” S.D. Const. art. V, Historical Note; S.D. Const, art. V, § 9.

[¶ 4.] The South Dakota Constitution Article V, § 9 provides:

The Legislature shall provide by law for the establishment of a judicial qualifications commission which have such powers as the Legislature may provide, including the power to investigate complaints against any justice or judge and to conduct confidential hearings concerning the removal or involuntary retirement of a justice or judge. The Supreme Court shall prescribe by rule the means to implement and enforce the powers of the commission. On recommendation of the judicial qualifications commission the Supreme Court, after hearing, may censure, remove or retire a justice or judge for action which constitutes willful misconduct in office, willful and persistent failure to perform his duties, habitual intemperance, disability that seriously interferes with the performance of the duties or conduct prejudicial to the administration of justice which brings a judicial office into disrepute. No justice or judge shall sit in judgment in any hearing involving his own removal or retirement.

Pursuant to this provision, the Legislature in 1973 enacted H.B. 627, “An Act creating a commission on judicial qualifications, prescribing its powers and duties, providing means of implementing its recommendations.” 1973 S.D. Sess. Laws 136. These provisions are codified in SDCL ch. 16-1A. 1 This Court prescribed rules to implement and enforce the powers of the Commission which are found in the appendix to SDCL ch. 16-1A.

[¶ 5.] Prior to this case, only one case has been reviewed by this Court under South Dakota Constitution Article V, § 9 and SDCL ch. 16-1A. Matter of Heuermann, 90 S.D. 312, 240 N.W.2d 603 (1976). Two of the issues resolved in Heuermann were the proper standard of proof in proceedings pursuant to SDCL ch. 16-1A and the proper standard of review of the Commission’s findings of fact and recommendation. Id. at 315, 240 N.W.2d at 605.

[¶ 6.] As to the appropriate standard of proof in proceedings under SDCL ch. 16-1A this Court held:

*411 We note that it would be inapposite to require proof “beyond a reasonable doubt” as this is not a criminal prosecution. Proof by a mere preponderance of the evidence is also inapposite because of the severity of the sanction which can be imposed. We conclude that the proper standard of proof is by “clear and convincing evidence.” Such a standard provides adequate protection for the party subject to charges, but at the same time does not demand so much evidence that the ability of the Commission and this court to effectively oversee the judiciary is impaired.

Id. at 317, 240 N.W.2d at 605.

[¶ 7.] In considering the proper standard of review of the Commission’s findings and recommendation, this Court recognized that it “had an obligation to undertake ‘an independent evaluation of the evidence and the recommendation of the Commission.’ ” Id. at 317, 240 N.W.2d at 606 (quoting In re Hanson, 532 P.2d 303, 308 (Alaska 1975)).

The rationale for requiring an independent evaluation of the evidence and recommendation is that the Act puts the burden of imposing the sanction squarely on the Supreme Court; the Commission has power only to recommend. With the power to impose a punishment comes the concomitant obligation to conduct an independent inquiry into the evidence to determine whether that evidence merits imposition of the sanction recommended.
Thus, in every case brought to this court on a recommendation from the Commission, we must determine whether the evidence clearly and convincingly proves that the petitioner engaged in conduct which, upon our independent inquiry, merits the imposition of the sanction recommended.

Id. (footnote omitted).

[¶ 8.] This Court’s decision in Heuermann did not address the weight or deference given to Commission credibility determinations. We agree with the Supreme Court of Washington that when conducting our independent inquiry to determine whether the evidence clearly and convincingly merits the imposition of the recommended sanction, “[ajlthough we give considerable weight to the credibility determinations of the Commission and serious consideration to the Commission’s recommended sanctions, the ultimate decisions of whether and how to discipline an errant judge falls to the Supreme Court.” In re Disciplinary Proceeding Against Eiler, 169 Wash.2d 340, 236 P.3d 873, 876 (2010).

[¶ 9.] With these principles in mind we turn to the case before us.

FACTS

I.

[¶ 10.] In May 2010, Glen Brenner, the Pennington County State’s Attorney, Steve Allender, the Rapid City Chief of Police, and Don Holloway, the Pennington County Sheriff, filed a complaint with the Commission alleging that Judge Fuller referred to Rapid City police officers as a “bunch of racists” during a police officer’s testimony at an April 28, 2010, juvenile proceeding. The complaint alleged 2 that Judge Fuller’s *412 comment was inappropriate and violated Canons 1, 2, and 3 of the South Dakota Code of Judicial Conduct. SDCL app. 16-2.

[¶ 11.] The Commission forwarded the complaint to Judge Fuller and requested a detailed response. By letter dated June 28, 2010, Judge Fuller simply responded, “[t]he allegation is correct.”

[¶ 12.] The Commission elected to investigate the complaint filed against Judge Fuller and issues concerning Judge Fuller’s demeanor. Attorney Dave Nelson, then counsel for the Commission, was directed to conduct the investigation. Nelson interviewed a number of individuals including lawyers and court personnel.

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Bluebook (online)
2011 S.D. 22, 2011 SD 22, 798 N.W.2d 408, 2011 S.D. LEXIS 51, 2011 WL 1891279, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-formal-inquiry-concerning-fuller-sd-2011.