In Re Disciplinary Proceedings Against Ziegler

2008 WI 47, 750 N.W.2d 710, 309 Wis. 2d 253, 2008 Wisc. LEXIS 298
CourtWisconsin Supreme Court
DecidedMay 28, 2008
Docket2007AP2066-J
StatusPublished
Cited by9 cases

This text of 2008 WI 47 (In Re Disciplinary Proceedings Against Ziegler) is published on Counsel Stack Legal Research, covering Wisconsin Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Disciplinary Proceedings Against Ziegler, 2008 WI 47, 750 N.W.2d 710, 309 Wis. 2d 253, 2008 Wisc. LEXIS 298 (Wis. 2008).

Opinions

PER CURIAM.

¶ 1. The court is called upon to determine whether a judge's conduct in presiding at 11 cases in which the judge's spouse was a director of one of the parties constitutes misconduct under SCR 60.04(4)(e)l. of the Code of Judicial Conduct and Wis. Stat. § 757.8l(4)(a).1

¶ 2. Washington County Circuit Judge Annette K. Ziegler presided in 11 cases in which the West Bend Savings Bank was a party when the Judge's spouse was a director of the Bank. The applicable Code rule, SCR 60.04(4)(e)l., requires a judge to recuse herself from presiding in a case in which the judge's spouse is a director of a party to the proceeding.

¶ 3. Judge Ziegler's conduct in presiding in the 11 cases falls within the plain meaning of the mandatory rule of the Code and constitutes misconduct as defined by the legislature. Accordingly, we conclude as a matter of law that the Judge violated the Code as charged.

¶ 4. Having made this determination, we are required to determine the discipline to be imposed upon Judge Ziegler, who is now a member of this court.2 Article VII, Section 11 of the Wisconsin Constitution provides that judges shall he subject to reprimand, [260]*260censure, suspension, or removal for cause in disciplinary proceedings.3 To determine the discipline to be imposed, the court considers the purposes of discipline, the mitigating and aggravating circumstances, and the discipline imposed in similar cases.

¶ 5. A prime purpose of judicial discipline is to foster public trust and confidence in the judicial system. The purpose of SCR 60.04(4)(e)l. is to promote the public's confidence that judicial decisions are free from favoritism. The essence of SCR 60.04(4)(e)l. in absolutely prohibiting a judge from sitting on a case in which the judge's spouse is a director of a party is to avoid the perception that the judge is unfair and partial. If a judge complies with SCR 60.04(4)(e)l., no question will ever arise about a judge's favoritism toward a party to the litigation when the judge's spouse is a director.

¶ 6. The harm caused by a violation of this Code provision exists even though the judge reaches the correct decision in the particular case and the judge does not receive any personal benefit from the decision in the case. All judges are obliged to adhere to SCR 60.04(4)(e)l. Willful, though inadvertent, lapses violate the Code. Inadvertent failure to recognize a violation is far different from open defiance of a rule, and it affects the discipline to be imposed. After careful consideration of the mitigating and aggravating circumstances, we [261]*261conclude that Judge Ziegler's failure to recuse herself from these 11 cases or obtain a waiver diminishes public confidence in the legal system.

¶ 7. Not every transgression of the Code, however, will result in disciplinary action. Whether disciplinary action is appropriate, and if so, the degree of discipline to be imposed, is determined through a reasonable and reasoned application of the text of the Code and depends on such factors as the seriousness of the transgression, whether a pattern of improper activity exists, and the effect of the improper activity on others or on the judicial system.4 The question becomes what discipline should be imposed.

¶ 8. The appropriate sanction to be imposed here is a public reprimand. Any discipline less severe than a public reprimand would not adequately convey the gravity with which this court views Judge Ziegler's violation of a bright-line rule of the Code of Judicial Conduct. Any discipline less severe would not comport with fostering public trust and confidence in the judicial system.

¶ 9. "Censure" appears in the Wisconsin constitution as the second possible sanction after reprimand. "Censure" has not previously been discussed in a judicial disciplinary proceeding in this state. No one has raised censure as a possible discipline in the instant case. We therefore do not address censure except to say that "censure" seems to be a form of discipline in the constitution more severe than "reprimand" and less severe than "suspension."

¶ 10. Suspension and removal from office are "drastic measures," generally reserved for serious, [262]*262repeated or persistent violations of the judicial code.5 Although the violations in the instant case are serious and were willful as defined in the statute, the violations were, as we explain below, also inadvertent. The Judicial Commission has characterized the violations as resulting from neglect and as serious.

¶ 11. Furthermore, a discipline of suspension or removal is not necessarily consistent with our past judicial and attorney discipline cases. Prior judicial misconduct cases in which judges received a sanction more severe than a reprimand all involved some degree of moral culpability that is not present here.

¶ 12. The instant case presents a troublesome question about the level of discipline. As in all disciplinary cases, the court must be fair to the respondent judge and must also protect the public. We conclude, however, that neither suspension nor removal is an appropriate sanction and that the appropriate discipline to be imposed here is a public reprimand.

¶ 13. We begin with a brief summary of the procedure followed in this disciplinary matter. We then discuss the misconduct and the rule violated. Finally, we discuss the discipline to be imposed.

¶ 14. The allegations of misconduct arose in March 2007 during Judge Ziegler's election campaign to become a member of this court. Judge Ziegler has repeatedly (directly and indirectly) asked the Judicial Conduct Panel and this court to discount the allegations and the level of discipline to be imposed because the allegations were raised by political opponents in the judicial election campaign.6 We agree with the Judicial-[263]*263Commission that the fact that the allegations of misconduct were made during an election does not mean that the allegations may be given short shrift by the Commission or the court in determining whether the conduct alleged violated SCR 60.04(4)(e)l. of the Code of Judicial Conduct or in determining the level of discipline.

¶ 15. In response to a question by Judge Dykman, a member of the Judicial Conduct Panel, about the significance of the fact that "the brouhaha" about Judge Ziegler's conduct occurred in the midst of a contested political election, James Alexander, Executive Director of the Judicial Commission, replied that "in the sense of making findings of fact, conclusions of law and recommended discipline, the public brouhaha must, in fact, be ignored. The Commission worked very hard to do just that very thing." Mr. Alexander explained that an allegation during an election cycle of a violation of the Code that occurred prior to the election should be treated the same as one that was not made in an election cycle, namely, the Commission is to treat each allegation on the merits of the allegation regardless of the source of the complaint. What "we're trying to protect is the integrity and impartiality and independence of the judicial system."7 We agree with Mr. Alexander.

HH

¶ 16.

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Bluebook (online)
2008 WI 47, 750 N.W.2d 710, 309 Wis. 2d 253, 2008 Wisc. LEXIS 298, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-disciplinary-proceedings-against-ziegler-wis-2008.