Oakleaf v. Martinez
Opinion
ROBERT C. BRACK, UNITED STATES DISTRICT JUDGE
This matter is before the Court on Plaintiff's Motion for Preliminary Injunction against Defendants Jablonski and Selvage and Request for Expedited Hearing, filed on February 6, 2018. (Doc. 209.) Jurisdiction arises under
Plaintiff, a transgender woman serving a 15-year sentence, has sought "clinically appropriate medical treatment" from the New Mexico Corrections Department (NMCD) for gender dysphoria since at least November 2012. (Doc. 209 at 1 (citing Doc. 210 ¶¶ 1, 7).) Plaintiff alleges that the NMCD has "ignored or denied" each request and contends that Defendant's "continued refusal to provide adequate treatment ... has inflicted enormous harm, continues to worsen her condition, and creates a terrible risk of future serious harm and potentially death." (Id. at 2 (citing Doc. 211 ¶ 72).) While NMCD has so far refused to give Plaintiff the diagnosis she seeks, the Court finds Plaintiff has failed to show that NMCD has been deliberately indifferent to a serious medical need. Accordingly, the Court will deny Plaintiff's motion.
I. Factual and Procedural Background
A. Gender Dysphoria : the Diagnosis and Treatment
Gender dysphoria, formerly known as "gender identity disorder" (see Doc. 231-A at 3), "is a medical condition characterized by clinically significant distress resulting from the misalignment between a person's gender identity-one's innate sense of belonging to a particular gender-and the sex the person was assigned at birth." (Doc. 209 at 2 (citing Doc. 211 ¶¶ 11-12).) Gender dysphoria is a condition recognized by the American Medical Association, the American Psychological Association, and the American Psychiatric Association (in the Diagnostic and Statistical Manual of Mental Disorders , Fifth ed. (2013) ("DSM-V") ). (Id. (citing Doc. 211 ¶¶ 13-14).)
The World Professional Association for Transgender Health (WPATH), "the leading medical authority on gender dysphoria [,] ... has developed Standards of Care ('SOC') for the treatment of the condition." (Id. at 1, 2 (citing Doc. 211 ¶ 19).) The SOC "are recognized as authoritative by every major medical and mental health association ...." (Id. (citing Doc. 211 ¶ 19).) The SOC "provide for the following treatments, some or all of which will be required depending on the needs of the individual patient:"
(1) Social transition, or "[c]hanges in gender expression and role" (i.e., "dressing, grooming and otherwise outwardly presenting oneself in a manner consistent with one's gender identity");
(2) Hormone therapy ("medically indicated" for persons "with persistent and well-documented gender dysphoria");
(3) "Surgery to change primary and/or secondary sex characteristics"; and
(4) Psychotherapy.
(Id. at 2-3 (citing Doc. 211 ¶¶ 22, 26-27).)
Withholding necessary treatments for gender dysphoria"leads to serious medical problems, including clinically significant psychological distress, dysfunction, debilitating depression, self-harm and suicidality." (Id. at 3 (citing Doc. 211 ¶¶ 14-15).) "Transgender prisoners ..., and transgender women in particular, are at an exceeding high risk for severe consequences[,] ... often resort[ing] to self-surgery to remove their testicles or even suicide." (Id. at 3-4 (citing Doc. 211 ¶ 17).)
*1225The National Commission on Correctional Healthcare "recommends that the medical management of prisoners with gender dysphoria should follow the WPATH" SOC. (Id. at 4.) "[T]he SOC are clear that treatment for gender dysphoria in institutional settings can and should follow the same protocols as available in the community." (Id. (citing Doc. 211 ¶¶ 32-34).)
B. Plaintiff's History of Gender Dysphoria
Plaintiff, currently incarcerated at the Lea County Correctional Facility (LCCF), was arrested in 2008, and pleaded guilty in 2009, to two counts of Criminal Sexual Contact of a Minor (under the age of 13) in the Second Degree. (See Doc. 226-1 at 6-9.) Plaintiff was sentenced to 15 years' imprisonment and is scheduled to be released in 2021. (See
Defendants' mental health providers have regularly changed Plaintiff's diagnoses and prescriptions over the course of her incarceration. (See , e.g. ,
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ROBERT C. BRACK, UNITED STATES DISTRICT JUDGE
This matter is before the Court on Plaintiff's Motion for Preliminary Injunction against Defendants Jablonski and Selvage and Request for Expedited Hearing, filed on February 6, 2018. (Doc. 209.) Jurisdiction arises under
Plaintiff, a transgender woman serving a 15-year sentence, has sought "clinically appropriate medical treatment" from the New Mexico Corrections Department (NMCD) for gender dysphoria since at least November 2012. (Doc. 209 at 1 (citing Doc. 210 ¶¶ 1, 7).) Plaintiff alleges that the NMCD has "ignored or denied" each request and contends that Defendant's "continued refusal to provide adequate treatment ... has inflicted enormous harm, continues to worsen her condition, and creates a terrible risk of future serious harm and potentially death." (Id. at 2 (citing Doc. 211 ¶ 72).) While NMCD has so far refused to give Plaintiff the diagnosis she seeks, the Court finds Plaintiff has failed to show that NMCD has been deliberately indifferent to a serious medical need. Accordingly, the Court will deny Plaintiff's motion.
I. Factual and Procedural Background
A. Gender Dysphoria : the Diagnosis and Treatment
Gender dysphoria, formerly known as "gender identity disorder" (see Doc. 231-A at 3), "is a medical condition characterized by clinically significant distress resulting from the misalignment between a person's gender identity-one's innate sense of belonging to a particular gender-and the sex the person was assigned at birth." (Doc. 209 at 2 (citing Doc. 211 ¶¶ 11-12).) Gender dysphoria is a condition recognized by the American Medical Association, the American Psychological Association, and the American Psychiatric Association (in the Diagnostic and Statistical Manual of Mental Disorders , Fifth ed. (2013) ("DSM-V") ). (Id. (citing Doc. 211 ¶¶ 13-14).)
The World Professional Association for Transgender Health (WPATH), "the leading medical authority on gender dysphoria [,] ... has developed Standards of Care ('SOC') for the treatment of the condition." (Id. at 1, 2 (citing Doc. 211 ¶ 19).) The SOC "are recognized as authoritative by every major medical and mental health association ...." (Id. (citing Doc. 211 ¶ 19).) The SOC "provide for the following treatments, some or all of which will be required depending on the needs of the individual patient:"
(1) Social transition, or "[c]hanges in gender expression and role" (i.e., "dressing, grooming and otherwise outwardly presenting oneself in a manner consistent with one's gender identity");
(2) Hormone therapy ("medically indicated" for persons "with persistent and well-documented gender dysphoria");
(3) "Surgery to change primary and/or secondary sex characteristics"; and
(4) Psychotherapy.
(Id. at 2-3 (citing Doc. 211 ¶¶ 22, 26-27).)
Withholding necessary treatments for gender dysphoria"leads to serious medical problems, including clinically significant psychological distress, dysfunction, debilitating depression, self-harm and suicidality." (Id. at 3 (citing Doc. 211 ¶¶ 14-15).) "Transgender prisoners ..., and transgender women in particular, are at an exceeding high risk for severe consequences[,] ... often resort[ing] to self-surgery to remove their testicles or even suicide." (Id. at 3-4 (citing Doc. 211 ¶ 17).)
*1225The National Commission on Correctional Healthcare "recommends that the medical management of prisoners with gender dysphoria should follow the WPATH" SOC. (Id. at 4.) "[T]he SOC are clear that treatment for gender dysphoria in institutional settings can and should follow the same protocols as available in the community." (Id. (citing Doc. 211 ¶¶ 32-34).)
B. Plaintiff's History of Gender Dysphoria
Plaintiff, currently incarcerated at the Lea County Correctional Facility (LCCF), was arrested in 2008, and pleaded guilty in 2009, to two counts of Criminal Sexual Contact of a Minor (under the age of 13) in the Second Degree. (See Doc. 226-1 at 6-9.) Plaintiff was sentenced to 15 years' imprisonment and is scheduled to be released in 2021. (See
Defendants' mental health providers have regularly changed Plaintiff's diagnoses and prescriptions over the course of her incarceration. (See , e.g. ,
Plaintiff first raised her concerns regarding gender dysphoria to LCCF staff on November 13, 2012.2 (See
*1226On that date, Plaintiff told one of the facility's mental health providers, S. Massengill-Munro, LPCC ("Ms. Munro"), that she wanted to talk about gender dysphoria,3 and she did not feel comfortable talking to a male therapist. (Id. ) Ms. Munro noted that Plaintiff was "focused on gender re-assignment surgery and NMCD 'paying for it.' " (Id. at 129.) Plaintiff's regular clinician, Scott Adams, M. Ed., LPCC, noted on January 9, 2013, that he advised Plaintiff to use caution regarding "information which could endanger his4 safety." (Id. at 129.)
Plaintiff has received a variety of responses to her requests for treatment for gender dysphoria. On April 15, 2013, Mr. Adams noted that Plaintiff requested to see a "transgender specialist," and Mr. Adams told her that "none are available." (Id. at 129.) In September 2013, Dr. Richard Laughter, M.D., informed Plaintiff she would need "several years" of therapy to get a diagnosis of gender dysphoria, and that "estrogen therapy is contraindicated due to" risks associated with Plaintiff's history of a stroke. (Doc. 30-16 at 33.) Also in September 2013, Chris Pascale, Health Services Administrator, told Plaintiff that she "arrived to OCPF on 07-17-13 as a male and during his stay at this facility, will remain as such. Your request for a written statement regarding your diagnosis will not be given while at this facility." (Doc. 212-1.) On June 21, 2014, Tala Ibrahim, LPCC, noted Plaintiff's continued "focus on unrealistic expectations while incarcerated such as wearing [a] bra or requesting a laser hair removal machine." (Doc. 226-1 at 153.) Plaintiff filed a formal request for a bra and "female underwear" on June 21, 2014. (Doc. 212-3.) D. Holmes, LVN, replied that "[t]his facility does not provide female underwear to inmates with male genitalia. Please cease with these requests as you have been answered on more than one occasion ...."5 (Id. ) In September 2014, Plaintiff asked to be seen by a transgender specialist. (Doc. 10-3 at 3.) The provider responded, "The state of NM will not authorize this referral." (Id. ) On November 29, 2017, Plaintiff asked for treatment for gender dysphoria. (Doc. 232-2.) Cynthia Lose, Psy. D., responded, "This issue is medical, not mental health. Mental health has no knowledge, training or education on the medical treatment of gender dysphoria." (Id. ) On December 13, 2017, Plaintiff asked about hormone treatment. (Doc. 226-1 at 193.) Dr. Lose's response, noted on the treatment record, was that she "explained the policy and procedure for hormone replacement *1227within NMCD (had to have come into prison with that status)." (Id. )
On December 18, 2014, the "Behavioral Health Treatment team met with [the] Mental Health Bureau Chief, Dr. McDermott," regarding Plaintiff's request for a diagnosis of gender dysphoria. (Id. at 161.) Ms. Ibrahim noted that the team reviewed the DSM-V criteria for gender dysphoria"along with [Plaintiff's] evaluations, history, and other relevant documentation in [the] psychological file to determine appropriate level of care." (Id. ) The "review indicated limited supportive evidence on significant distress on inmate global functioning[,]" and the "team determined that [Plaintiff] does not meet criteria for the diagnosis of Gender Dysphoria due to insufficient history supporting diagnosis." (Id. ) Ms. Ibrahim's notes reflected that Plaintiff would continue to receive counseling, medication management, and clinical support to meet her psychological needs. (Id. )
Ms. Jillian Shane, Inspector General and Prison Rape Elimination Act (PREA) Coordinator for the NMCD, states that Plaintiff "undergoes screening twice a year by" certain case managers. (Doc. 227 ¶ 8.) Plaintiff's most recent screening occurred on November 14, 2017. (Id. ; see also Doc. 227-C (listing "Assessment Results" as "No risk for sexually aggressive behavior" (Doc. 227-C at 1, 4); "Low risk of sexual victimization" (Doc. 227-C at 2, 3, 5); "Low risk sexually aggressive behavior" (Doc. 227-C at 6) ).) There are no notes on these screening results that discuss whether Plaintiff meets the criteria for a diagnosis of gender dysphoria.
Despite Plaintiff's diagnoses and requests for treatment, her mental health treatment records are largely unremarkable. She consistently reports some anxiety and depression, but her providers observe that she is generally stable and does not have thoughts of harming herself or others. (See , e.g. , Doc. 226-1 at 146, 148, 151, 153, 175, 179, 186, 191, 194.) The record is sprinkled with several notable exceptions to this trend. The first was in July 2013, when Plaintiff shared with E. Royer, LMSW, that she "has had thoughts of self-harm but ... is able to stay busy when [these] thoughts come." (See Doc. 30-16 at 8.) The second was reported at a February 2014 Clinical Assessment, when Plaintiff told Ms. Ibrahim that she had "thoughts of self-mutilation to genital area; however, he has never attempted or currently has any desire to do [sic] as he 'does not like pain.' " (Doc. 226-1 at 142.) Next, on December 8, 2014, Ms. Ibrahim reported that she met with Plaintiff based on a "report of inmate possibly engaging in self infliction/castration attempt. Inmate denied and states incentive not to remove penis for future surgical goals." (Id. at 160.) Finally, in November 2015, Plaintiff was placed in temporary restrictive housing on "suicide watch" because she had verbalized thoughts of self-harm. (See
Plaintiff filed this lawsuit in 2015 to challenge "Defendants' systemic denial of treatment for her gender dysphoria." (Id. (citing Oakleaf v. Frawner , No. 15-cv-0220 RB/SMV,
C. Expert Assessment of Plaintiff's Gender Dysphoria and Psychological Status
Plaintiff presents an affidavit from Dr. Randi Ettner, who "is a world-renowned expert on gender dysphoria and the treatment protocols for this condition." (Doc. 209 at 6 (citing Doc. 211 ¶¶ 2-6, Ex. A).) Dr. Ettner has evaluated Plaintiff twice: once on December 22, 2016, and again on December 21, 2017. (Doc. 211 ¶ 36-37, 51.) Dr. Ettner diagnosed Plaintiff with gender dysphoria. (Id. )
Through a variety of psychometric tests that gauged Plaintiff's "levels of anxiety, depression, and indicia of suicide[,]" Dr. Ettner "observed that [Plaintiff's] mental health has significantly deteriorated over the course of the year due to the lack of treatment." (Doc. 209 at 6-7 (citing Doc. 211 ¶ 37-39, 47, 59-64).) "Dr. Ettner diagnosed [Plaintiff] with severe depression and a full-blown, severe anxiety disorder[,]" found that she has "increased suicidal ideations, feelings of total hopelessness and [a] desire to be dead." (Id. at 7 (citing Doc. 211 ¶¶ 61-63).) On one test (the Beck Hopelessness Scale), which is an indicator of risk for suicide, Plaintiff's score yielded "the highest possible response ...." (Id. (citing Doc. 211 ¶ 63).) Dr. Ettner has "determined that [Plaintiff] is losing her will to live due to the denial of health care for her severe gender dysphoria [,]" and "[t]he continued withholding of treatment consistent with scientific and medical protocols will almost inevitably cause the worsening of symptoms and possible self-harm and death ...." (Id. (citing Doc. 211 ¶¶ 65-67, 72).)
In Dr. Ettner's opinion, "[a]n appropriate treatment plan ... consistent with the WPATH SOC consists of ongoing treatment by a clinician qualified to treat gender dysphoria, hormone therapy, access to items and clothing available to female inmates, all of which are medically necessary and none of which are contraindicated." (Id. at 7-8 (citing Doc. 211 ¶¶ 69-71).) Dr. Ettner warns that "[c]ounseling alone or the provision of psychotropic medications to a severely gender dysphoric patient like [Plaintiff] is not a substitute for actual treatment." (Id. at 8 (citing Doc. 211 ¶¶ 24-25).) Dr. Ettner believes that "Defendants' continued denial of treatment will lead to an irremediable course of psychological decompensation and potential death for" Plaintiff. (Id. (citing Doc. 211 ¶ 72).)
Defendants' attorney asserted at the hearing that, although Defendants requested a copy of Dr. Ettner's reports and diagnosis from Plaintiff during discovery and in a motion to compel, Plaintiff had refused to provide the documents until she filed this motion. Thus, while Plaintiff told her mental health providers that Dr. Ettner had diagnosed her with gender dysphoria (a fact that is noted in recent treatment records (see , e.g. , Doc. 226-1 at 194) ), neither her mental health providers nor Defendants have had access to that diagnosis or Dr. Ettner's records until recently.
II. Legal Standards
A. Preliminary Injunction Standard
"As a preliminary injunction is an extraordinary remedy, the right to relief must be clear and unequivocal." Schrier v. Univ. Of Colo. ,
*1229Republican Party of N.M. v. King ,
"[T]he limited purpose of a preliminary injunction is merely to preserve the relative positions of the parties until a trial on the merits can be held ...." Schrier ,
Plaintiff advocates for a mandatory preliminary injunction that would alter the status quo. The "status quo is the last uncontested status between the parties which preceded the controversy until the outcome of the final hearing." Schrier ,
B. Official Capacity Claims against State Defendants
Plaintiff moves for a preliminary injunction against Defendants Jablonski and Selvage, both of whom she has sued in their official capacities pursuant to
III. Analysis
A. Likelihood of Success on the Merits
To establish an Eighth Amendment violation, Plaintiff must show that Defendants were deliberately indifferent to her serious medical needs. See Sealock v. Colorado ,
1. Plaintiff's Gender Dysphoria and Risk of Self-Harm are a "Sufficiently Serious" Medical Need.
To meet the objective component, Plaintiff must show that her symptoms are sufficiently serious. "A medical need is sufficiently serious 'if it is one that has been diagnosed by a physician as mandating treatment or one that is so obvious that even a lay person would easily recognize the necessity for a doctor's attention.' "
2. Plaintiff has not demonstrated that the Defendants have been deliberately indifferent.
To meet the subjective component, Plaintiff must show that a prison official "knows of and disregards an excessive risk to inmate health or safety." Sealock ,
Plaintiff contends that Defendants have not "exercise[ed] any informed medical judgment regarding [her] medical need for gender dysphoria treatment ...." (Id. at 18.) The Court agrees that several of Plaintiff's providers have made statements that support Plaintiff's theory that Defendants have refused to individually assess her for gender dysphoria. The most striking examples include Chris Pascale's declaration that Plaintiff arrived to OCPF "as a male and during his stay at this facility, will remain as such" (Doc. 212-1); an unidentified provider's statement that "The state of NM will not authorize [a] referral" for a transgender specialist (Doc. 10-3 at 3); and Dr. Lose's explanation that "the policy and procedure for hormone replacement within NMCD [is that the inmate] (had to have come into prison with that status)" (Doc. 226-1 at 193).
On the other hand, Defendants have come forward with evidence that a Behavioral Health Treatment Team met to assess Plaintiff for gender dysphoria in December 2014. (Id. at 161.) The team reviewed the DSM-V criteria for gender dysphoria, "along with [Plaintiff's] evaluations, *1231history, and other relevant documentation in [the] psychological file to determine appropriate level of care[,]" and ultimately determined that Plaintiff did not meet the criteria for a gender dysphoria diagnosis at that time. (Id. )
Plaintiff argues that "Defendants cannot discharge their constitutional obligations by providing some treatment for gender dysphoria and calling it a day." (Doc. 209 at 14.) However, Defendants have not diagnosed Plaintiff with gender dysphoria. The only record available that shows the Defendants exercised individualized judgment on this issue reflects that they did not find Plaintiff to have met the criteria for a gender dysphoria diagnosis. Moreover, Defendants have continued to provide counseling, medication management, and clinical support to meet Plaintiff's psychological needs since that date. Accordingly, under Tenth Circuit precedent, Defendants have met their burden to make "an informed judgment as to the appropriate form of treatment and did not deliberately ignore plaintiff's medical needs." Supre v. Ricketts ,
Plaintiff counters that Defendants now know she has a gender dysphoria diagnosis, a diagnosis that is unrebutted by the record. (Doc. 230 at 8.) As counsel for Defendants reported at the hearing, however, Plaintiff refused to share Dr. Ettner's reports or diagnosis during discovery or in response to a motion to compel. (See Docs. 117 (motion to compel); 173 (order denying motion to compel).) Defendants received a draft report during settlement negotiations, but it wasn't until Plaintiff filed this Motion that Defendants had access to Dr. Ettner's actual report. As Defendants were not obligated to take Plaintiff at her word that she received a diagnosis of gender dysphoria from a qualified provider, they were under no obligation to treat her for the condition.6 And even if Defendants believed that Dr. Ettner diagnosed Plaintiff with gender dysphoria, Defendants did not have access to Dr. Ettner's rationale and were not required to blindly accept Dr. Ettner's opinion over the opinion of their own medical providers.
With respect to Plaintiff's thoughts of self-harm, she admitted that she has not regularly shared these thoughts with her providers, because she does not want to be placed in solitary confinement. (Doc. 234 ¶ 15.) Defendants argue there can be no deliberate indifference to a known medical need where Plaintiff refuses to share her thoughts of self-harm. The Court agrees.
Because Plaintiff failed to share Dr. Ettner's report results with Defendants earlier, and because Plaintiff has not made her *1232symptoms clear to her providers, Plaintiff cannot demonstrate that Defendants have been deliberately indifferent to her medical needs. Consequently, Plaintiff cannot show at this time that she is likely to succeed on the merits of her claim, and this factor weighs in Defendants' favor. "This is especially true in light of the heightened burden on [Plaintiff] to demonstrate [her] entitlement to a preliminary injunction that upends the status quo." O Centro Espirita Beneficiente Uniao Do Vegetal ,
B. Irreparable Harm
Because Plaintiff had not given Defendants Dr. Ettner's reports until recently, Plaintiff cannot demonstrate that, without an injunction, Defendants will violate her constitutional rights. However, the Court agrees that the self-harm Plaintiff contemplates is irreparable. This factor tips in Plaintiff's favor because of the serious risk of self-injury she has reported.
C. Balance of Harms
Plaintiff must demonstrate that "the threatened injury ... outweighs whatever damage the proposed injunction may cause the opposing party ...." Schrier ,
Again, however, Plaintiff has failed to establish a likelihood of success on the merits of her Eighth Amendment claim, because there is insufficient evidence to show that Defendants have been deliberately indifferent. The Edmisten Court found that imposing a financial burden "would not be misplaced or undue if in fact one or more of the defendants is legally obligated to provide the treatment ." Edmisten ,
The prison's financial burden is not the only interest at stake. There is also a practical burden at play: "the Court's interference with Defendants' day-to-day decisions regarding how to manage this Plaintiff, particularly to the extent that Plaintiff's requested relief would deviate from how Defendants manage all other inmates, would significantly undermine their discretion and autonomy." Campbell v. Milyard , No. 09-CV-01041-CMA-KLM,
D. Public Interest
Plaintiff also fails to show that a preliminary injunction is in the public interest. Plaintiff argues that "it is always in the public interest to prevent the violation of a party's constitutional rights." (Id. at 20-21 (quoting Verlo v. Martinez ,
"The type of injunction Plaintiff seeks-a mandatory injunction-'affirmatively require[s] the nonmovant to act in a particular way, and ... place[s] the issuing court in a position where it may have to provide ongoing supervision to assure that the nonmovant is abiding by the injunction.' " Lemmons v. Houston , No. CIV-13-494-D,
Running a prison is an inordinately difficult undertaking that requires expertise, planning, and the commitment of resources, all of which are peculiarly within the province of the legislative and executive branches of government. Prison administration is, moreover, a task that has been committed to the responsibility of those branches, and separation of powers concerns counsel a policy of judicial restraint.
IV. Conclusion
While Plaintiff has shown that she may suffer irreparable harm in the form of self-injury without a preliminary injunction, she has not demonstrated that she is likely to succeed on the merits of her claim. Additionally, the balance of harm and public interest factors weigh in favor of Defendants. For these reasons, the Court will deny Plaintiff's Motion.
THEREFORE,
IT IS ORDERED that Plaintiff's Motion for Preliminary Injunction against Defendants Jablonski and Selvage and Request for Expedited Hearing (Doc. 209) is DENIED .
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