Novick v. Vill. of Wappingers Falls
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Opinion
KENNETH M. KARAS, UNITED STATES DISTRICT JUDGE
Plaintiff Martin B. Novick, Jr. ("Plaintiff") brings this action against the Village of Wappinger Falls, New York (the "Village" or "Defendant"), pursuant to
I. Background
A. Factual Background
The facts recounted below are taken from Plaintiff's Complaint and are assumed to be true for purposes of resolving the Motion.
Defendant is a municipal corporation incorporated in the State of New York. (Compl. ¶ 12.) Plaintiff has been employed as a law enforcement officer for the Village since August 1989 and has permanent competitive civil service status in that position. (Id. ¶ 9.) In October 2001, Plaintiff was promoted to the title of Detective and received an increase in pay over the pay he received as a police officer. (Id. ¶ 10.)
Since approximately 1994, Plaintiff has served as President of the Police Benevolent Association ("PBA") of Wappingers Falls, the exclusive bargaining agent for a unit consisting of all full-time and part-time police officers in the Village, with the exception of the Chief of Police and the Village Police Commissioner, Carl Calabrese ("Calabrese"), who works part-time. (Id. ¶ 13.) The PBA and the Village are parties to a Collective Bargaining Agreement ("CBA") for the period January 1, 2006 through December 1, 2013, as modified by a Memorandum of Agreement ("MOA") covering the period January 1, 2013 through December 31, 2018. (Id. ¶ 14.)
In his role as Union President, Plaintiff has actively advocated with the Village on behalf of the PBA and its members. (Id. ¶ 15.) Plaintiff alleges that Village officials, including Calabrese, "have frequently exhibited, in word and in deed, antipathy to that advocacy." (Id. ¶ 16.) For example, on April 28, 2014, Plaintiff, along with PBA Vice President Scott McHugh ("McHugh"), who was also a Detective, advocated on behalf of the PBA to the Village Police Committee that Calabrese was causing scheduling problems within the Village Police Department. (Id. ¶ 17.) There was at that time a long-standing practice within the department that Detectives prepared their work schedules. (Id. ¶ 18.) Plaintiff alleges that in retaliation for the foregoing advocacy, on April 29, 2014, the very next day, Calabrese issued an order prohibiting Plaintiff, McHugh, and two other detectives, from preparing their work schedules. (Id. ¶ 19.)
In May 2014, Calabrese told one or more PBA members that he would bankrupt the PBA. (Id. ¶ 20.) At some point in the Fall of 2014, Plaintiff, McHugh and another part-time police officer met with Calabrese to advocate for the PBA by setting forth demands for CBA negotiations. (Id. ¶ 21.) Shortly thereafter, Calabrese stated to the others who attended that meeting that he was going to "get Novick." (Id. ¶ 22.)
In June 2015, Plaintiff was diagnosed with bladder cancer. (Id. ¶ 23.) He advised Calabrese, as well as Police Sergeant Burke ("Burke") and Police Lieutenant Birdsell ("Birdsell") of that diagnosis in July 2015. (Id. ¶ 24.) In or about July 2015, Plaintiff advised Calabrese that he was going to go through a series of treatments and that it would last six weeks. (Id. ¶ 25.) In the Summer of 2015, Plaintiff explained to Calabrese, Burke, and Birdsell how the treatment known as "BCG" worked, specifically that the treatment was administered by being injected directly into the bladder, and that he did not know how he *326was going to feel after the treatment. (Id. ¶ 26.)
In or about July 2015, Plaintiff took time off from work for his cancer treatment. (Id. ¶ 27.) During the course of his first round of treatment, Plaintiff explained to Calabrese the effects of the treatment, including that he was very uncomfortable, and that he experienced urgency to go to the bathroom without real warning. (Id. ¶ 28.) In addition, in July 2015, Plaintiff advised Village Mayor Matt Alexander that he had bladder cancer and that the medical plan was to have six weeks of treatment and three years of periodic treatments or "preventive maintenance." (Id. ¶ 29.)
Plaintiff learned in October 2015 that the first round of treatment was not effective and he advised Calabrese and Burke that he would be going to Sloan Kettering in New York City for a second opinion. (Compl. ¶ 30.) Plaintiff was required to undergo a second round of treatment commencing in November 2015. (Id. ¶ 31.) He informed Calabrese, Birdsell, and Burke of the second round of treatment. (Id. )
During the second course of treatment, Plaintiff was out of work for a number of days and presented a note to his superiors on December 16, 2015 to the effect that he was required to be out of work. (Id. ¶ 32.) In January 2016, Plaintiff returned to work but continued to suffer the side effects of treatment, including urgency and frequency of urination and fatigue. (Id. ¶ 33.)
During the period described above, Plaintiff was assigned to the Detective Bureau, and notwithstanding the side effects of treatment, he was able to manage his caseload as a Detective without restrictions. (Id. ¶ 34.) Plaintiff alleges that during this time, his supervisors were aware of the side effects he suffered as a result of the cancer treatment. (Id. ¶ 35.)
In February 2016, in his role as PBA President, Plaintiff engaged in CBA negotiations with Calabrese who demanded that the new CBA contain language whereby new hires would be required to commit to remaining employed with the Village for five years before seeking new employment. (Id. ¶ 36.) Plaintiff advocated against the insertion of such language because he believed that it was in the interest of the PBA members to be able to better themselves by seeking other employment. (Id. ¶ 37.)
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KENNETH M. KARAS, UNITED STATES DISTRICT JUDGE
Plaintiff Martin B. Novick, Jr. ("Plaintiff") brings this action against the Village of Wappinger Falls, New York (the "Village" or "Defendant"), pursuant to
I. Background
A. Factual Background
The facts recounted below are taken from Plaintiff's Complaint and are assumed to be true for purposes of resolving the Motion.
Defendant is a municipal corporation incorporated in the State of New York. (Compl. ¶ 12.) Plaintiff has been employed as a law enforcement officer for the Village since August 1989 and has permanent competitive civil service status in that position. (Id. ¶ 9.) In October 2001, Plaintiff was promoted to the title of Detective and received an increase in pay over the pay he received as a police officer. (Id. ¶ 10.)
Since approximately 1994, Plaintiff has served as President of the Police Benevolent Association ("PBA") of Wappingers Falls, the exclusive bargaining agent for a unit consisting of all full-time and part-time police officers in the Village, with the exception of the Chief of Police and the Village Police Commissioner, Carl Calabrese ("Calabrese"), who works part-time. (Id. ¶ 13.) The PBA and the Village are parties to a Collective Bargaining Agreement ("CBA") for the period January 1, 2006 through December 1, 2013, as modified by a Memorandum of Agreement ("MOA") covering the period January 1, 2013 through December 31, 2018. (Id. ¶ 14.)
In his role as Union President, Plaintiff has actively advocated with the Village on behalf of the PBA and its members. (Id. ¶ 15.) Plaintiff alleges that Village officials, including Calabrese, "have frequently exhibited, in word and in deed, antipathy to that advocacy." (Id. ¶ 16.) For example, on April 28, 2014, Plaintiff, along with PBA Vice President Scott McHugh ("McHugh"), who was also a Detective, advocated on behalf of the PBA to the Village Police Committee that Calabrese was causing scheduling problems within the Village Police Department. (Id. ¶ 17.) There was at that time a long-standing practice within the department that Detectives prepared their work schedules. (Id. ¶ 18.) Plaintiff alleges that in retaliation for the foregoing advocacy, on April 29, 2014, the very next day, Calabrese issued an order prohibiting Plaintiff, McHugh, and two other detectives, from preparing their work schedules. (Id. ¶ 19.)
In May 2014, Calabrese told one or more PBA members that he would bankrupt the PBA. (Id. ¶ 20.) At some point in the Fall of 2014, Plaintiff, McHugh and another part-time police officer met with Calabrese to advocate for the PBA by setting forth demands for CBA negotiations. (Id. ¶ 21.) Shortly thereafter, Calabrese stated to the others who attended that meeting that he was going to "get Novick." (Id. ¶ 22.)
In June 2015, Plaintiff was diagnosed with bladder cancer. (Id. ¶ 23.) He advised Calabrese, as well as Police Sergeant Burke ("Burke") and Police Lieutenant Birdsell ("Birdsell") of that diagnosis in July 2015. (Id. ¶ 24.) In or about July 2015, Plaintiff advised Calabrese that he was going to go through a series of treatments and that it would last six weeks. (Id. ¶ 25.) In the Summer of 2015, Plaintiff explained to Calabrese, Burke, and Birdsell how the treatment known as "BCG" worked, specifically that the treatment was administered by being injected directly into the bladder, and that he did not know how he *326was going to feel after the treatment. (Id. ¶ 26.)
In or about July 2015, Plaintiff took time off from work for his cancer treatment. (Id. ¶ 27.) During the course of his first round of treatment, Plaintiff explained to Calabrese the effects of the treatment, including that he was very uncomfortable, and that he experienced urgency to go to the bathroom without real warning. (Id. ¶ 28.) In addition, in July 2015, Plaintiff advised Village Mayor Matt Alexander that he had bladder cancer and that the medical plan was to have six weeks of treatment and three years of periodic treatments or "preventive maintenance." (Id. ¶ 29.)
Plaintiff learned in October 2015 that the first round of treatment was not effective and he advised Calabrese and Burke that he would be going to Sloan Kettering in New York City for a second opinion. (Compl. ¶ 30.) Plaintiff was required to undergo a second round of treatment commencing in November 2015. (Id. ¶ 31.) He informed Calabrese, Birdsell, and Burke of the second round of treatment. (Id. )
During the second course of treatment, Plaintiff was out of work for a number of days and presented a note to his superiors on December 16, 2015 to the effect that he was required to be out of work. (Id. ¶ 32.) In January 2016, Plaintiff returned to work but continued to suffer the side effects of treatment, including urgency and frequency of urination and fatigue. (Id. ¶ 33.)
During the period described above, Plaintiff was assigned to the Detective Bureau, and notwithstanding the side effects of treatment, he was able to manage his caseload as a Detective without restrictions. (Id. ¶ 34.) Plaintiff alleges that during this time, his supervisors were aware of the side effects he suffered as a result of the cancer treatment. (Id. ¶ 35.)
In February 2016, in his role as PBA President, Plaintiff engaged in CBA negotiations with Calabrese who demanded that the new CBA contain language whereby new hires would be required to commit to remaining employed with the Village for five years before seeking new employment. (Id. ¶ 36.) Plaintiff advocated against the insertion of such language because he believed that it was in the interest of the PBA members to be able to better themselves by seeking other employment. (Id. ¶ 37.)
In March 2016, Police Commissioner Calabrese intentionally falsely told one of the Village's full-time police officers that the PBA did not want the Village to employ full-time police officers, that the PBA does not represent that officers' interests, that he should not trust the PBA or its leadership, and that he should look out for himself because the PBA would not do so. (Id. ¶ 38.)
During the period between March 30 and April 13, 2016, Plaintiff underwent three weeks of additional cancer treatment. (Id. ¶ 39.) As a result of those treatments, Plaintiff again suffered side effects of urgency of urination, irritability, and fatigue. (Id. ¶ 40.) Plaintiff's supervisors, including Calabrese, Birdsell, and Burke were aware that Plaintiff was suffering those side effects. (Id. ¶ 41.) During this period, Plaintiff was assigned to the Detective Bureau and had easy access to bathroom facilities. (Id. ¶ 42.)
On April 27, 2016, all three Detectives in the Detective Bureau, including Plaintiff and McHugh, were notified that as of June 1, 2016, they would be reassigned from the Detective Bureau to patrol and that all Detective functions and work they had exclusively performed and which had been exclusively performed by part-time police officers in the PBA's unit, would be transferred *327and performed by the Dutchess County Sheriff's Office and/or New York State Police, except that the Village detectives would assist the State Police in homicide investigations. (Id. ¶ 43.) On June 1, 2016, all three Detectives in the Detective Bureau, including Plaintiff, were reassigned to uniform patrol. (Id. ¶ 44.)
While assigned to the Detective Bureau, Plaintiff had not been required to wear a uniform. (Id. ¶ 45.) Also, while assigned to the Detective Bureau, Plaintiff and the Detectives planned their own schedules, put in their schedules weekly, and were able to change their schedules and manage their schedules around their caseloads. (Id. ¶ 48.) On patrol, Plaintiff and the other Detectives reassigned to patrol were required to put in their schedules monthly and were required to work an eight-hour tour. (Id. ¶ 49.)
Upon inquiry as to the reasons for this reassignment, Plaintiff was advised that the reasons were budgetary. (Compl. ¶ 46.) Plaintiff alleges that the Village budget was not in fact reduced by reason of the reassignment. (Id. ¶ 47.)
On July 8, 2016, while Plaintiff continued to serve as President of the PBA, the PBA filed an Improper Practice Charge against the Village of Wappingers Falls with New York State Public Employment Relations Board, alleging numerous violations of law. (Id. ¶ 50.)
Plaintiff was scheduled to work on Monday, July 25, 2016 and Thursday, July 28, 2016.1 (Id. ¶ 51.) On July 24, 2016, Plaintiff called Police Headquarters and on a recorded call stated "I'm not coming in this week because [of] my treatment. I told the Lieutenant that I was going to try to at least do my Monday shift, but I got to go for my treatment again this week." (Id. ¶ 52.) He further stated, "[a]nd with my treatment I got to just stay close to the house ... I tried but I just can't make it." "I don't want to be put in a bad position." (Id. ) The dispatcher on duty responded, "All right, Marty, you got it." (Id. ¶ 53.) On July 24, 2016, per departmental procedure and practice, Plaintiff also called the on-call Lieutenant Birdsell at 6:02 p.m., but Birdsell did not answer the call or call back. (Id. ¶ 54.) At 6:03 p.m. on July 24, 2016, Plaintiff again called Birdsell who did not answer the phone or call back. (Id. ¶ 55.) However, Plaintiff left a recorded message and stated, "I just wanted to call you up and let you know I won't be able to make it tomorrow (July 25, 2016) either. I'm still hurting over this. I'm going to keep trying to call you. I did let the desk know that I wouldn't [be] able to be in. But I'll keep trying to call you. Bye." (Compl. ¶ 55.) At 7:25 p.m. on July 24, 2016, Plaintiff again called Birdsell who again did not answer the phone or call back. (Id. ¶ 56.) After following departmental procedure by calling the on-call supervisor three times without reaching him, Plaintiff called his immediate supervisor, Police Sergeant Burke and informed him he would not be reporting for work for the upcoming week, specifically the midnight shifts of Monday, *328July 25 and Thursday, July 28, to which Burke responded in substance that he "would take [care] of it." (Id. ¶ 57.) Burke was aware that Plaintiff received treatment on Wednesdays, and that he was unable to work Thursdays as a result. (Id. ¶ 58.)
Plaintiff thus did not report to work on July 25 or July 28, 2016. (Id. ¶ 59.) Calabrese subsequently directed Plaintiff to provide a written explanation of his absence on July 28, 2016, claiming that his absence was "unauthorized." (Id. ¶ 60.) Plaintiff complied with Calabrese's directive and provided a written explanation on July 30, 2016. (Id. ¶ 61.) In that explanation, Plaintiff stated that he was required to periodically undergo treatment for bladder cancer, that he began treatment two weeks prior, and that it had caused him discomfort. (Id.) He advised that he had explained the treatment to Birdsell who stated it was not a problem. (Id. ¶ 62.) He advised Calabrese that he would be unable to work during the week following treatment and would provide a note when he returned. (Id.) On August 1, 2016, Calabrese claimed that he was unaware that Plaintiff was having maintenance treatment for cancer. (Id. ¶ 63.)
On August 10, 2016, Plaintiff and his counsel met with Calabrese and others regarding Calabrese's purported investigation of Plaintiff's July 28, 2016 allegedly unauthorized absence and to mediate a resolution of his absence before filing "potential charges." (Id. ¶ 64.) Plaintiff provided Calabrese a doctor's note dated August 10, 2016 stating that Plaintiff required an accommodation at work in that he required frequent bathroom breaks. (Id. ¶ 65.)
By letter dated September 6, 2016, Calabrese served and filed a Notice of Discipline against Plaintiff alleging misconduct based upon the allegedly unauthorized absence of July 28, 2016 and allegedly insubordinate statements made by Plaintiff during the August 10, 2016 meeting. (Compl. ¶ 66.) Hearings on the Notice of Discipline began on October 10, 2016 and continued over nine sessions, the last of which was held on January 10, 2017. (Id. ¶ 68.)
On September 6, 2016, Plaintiff filed a Complaint of discrimination in the terms and conditions of employment on the basis of disability with the New York State Division of Human Rights against the Village and the Village Police Department. (Id. ¶¶ 6, 67.) At that time, Plaintiff also filed a complaint alleging violations of the ADA with the United States Equal Employment Opportunity Commission ("EEOC"). (Id. ¶ 6.)
On October 25, 2016, in response to the August 10, 2016, request for an accommodation, the Village's counsel advised Plaintiff that inasmuch as the Village is of "significantly limited size," Plaintiff could take as many bathroom breaks as he wanted" while working patrol. (Id. ¶ 69.) Plaintiff and/or his representatives informed the Village that this was an insufficient accommodation because if Plaintiff were on the road or involved in an in investigation, he might be unable to get to a bathroom in sufficient time to meet his needs, and that the accommodation requested was to work inside at headquarters. (Id. ¶ 70.) The requested accommodation was repeatedly denied. (Id. ¶ 71.)
On March 9, 2017, the New York State Division of Human Rights found that probable cause existed that Defendants engaged in or are engaging in the unlawfully discriminatory practice alleged by Plaintiff. (Id. ¶ 7.)
On May 19, 2017, the Hearing Officer designated to hear evidence on the September 6, 2016 disciplinary charges found Plaintiff responsible on each of the three *329charges put forth by the Village attorney, and recommended the penalty of demotion. (Compl. ¶ 72.) Plaintiff was instructed to report to Police headquarters to receive a new identification card and badge reflecting this demotion. (Id. ¶ 73.) To date, as a result of the Village's failure to accommodate Plaintiff's request to work in headquarters as he had previously done when he was a Detective, he has been unable to return to work. (Id. ¶ 78.)
On July 28, 2017, the EEOC issued Plaintiff a Notice of Right to Sue on his claims of discrimination on the basis of disability. (Id. ¶ 8.)
Plaintiff alleges that other officers, including a Lieutenant of the Wappingers Falls Police Department, have been absent from work without authorization. (Id. ¶ 74.) Those other officers were not Union officers and did not engage in advocacy on behalf of Union members, (id. ¶ 75), and did not have a disability as defined by federal or state law, (id. ¶ 76). Plaintiff alleges that no such other officer was ever served with a Notice of Discipline, brought up on charges, or demoted as a result of being absent without authorized leave. (Id. ¶ 77.)
Plaintiff alleges he is and was able to perform the essential functions of his previously assigned position of Police Detective and his current assignment to patrol, with or without an accommodation. (Id. ¶ 89.)
B. Procedural Background
Plaintiff filed his Complaint on October 16, 2017. (Compl. (Dkt. No. 1).) On November 28, 2017, the Court granted Defendant an extension to answer or otherwise respond to the Complaint. (Dkt. No. 8.)
On December 15, 2017, counsel for Defendant submitted a pre-motion letter to the Court requesting permission to file a Motion To Dismiss. (See Letter from Howard Miller, Esq., to Court (Dkt. No. 9).) On December 18, 2017, the Court granted Plaintiff's request for an extension to reply to Defendant's letter. (Dkt. No. 11.) On January 8, 2018, counsel for Plaintiff submitted a letter opposing Defendant's request for a pre-motion conference. (See Letter from Jane Gould, Esq., to Court (Dkt. No. 12).)
On February 15, 2018, the Court held a pre-motion conference, (see Dkt. (minute entry for Feb. 15, 2018)), and set a briefing schedule, (Dkt. No. 14). On March 27, 2018, the Court granted Defendant an extension to submit its Motion to Dismiss. (Dkt. No. 16.)
On April 5, 2018, Defendant filed the instant Motion To Dismiss and accompanying papers. (Not. of Mot.; Aff. of Howard Miller, Esq. ("Miller Aff.") (Dkt. No. 18); Def.'s Mem. of Law in Supp. of Mot. To Dismiss ("Def.'s Mem.") (Dkt. No. 19).) On May 7, 2018, Plaintiff filed his Opposition to Defendant's Motion to Dismiss. (See Pl.'s Mem. of Law in Opp'n to Mot. To Dismiss ("Pl.'s Mem.") (Dkt. No. 21).) Defendant filed its Reply in Further Support of their Motion To Dismiss on May 18, 2018. (See Def.'s Mem. of Law in Further Supp. of Mot. To Dismiss ("Def.'s Reply") (Dkt. No. 22).)
II. Discussion
A. Standard of Review
Defendant moves to dismiss the Complaint pursuant to Federal Rule of Civil Procedure 12(b)(6). The Supreme Court has held that although a complaint "does not need detailed factual allegations" to survive a motion to dismiss, "a plaintiff's obligation to provide the grounds of his entitlement to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a cause of action will not do."
*330Bell Atl. Corp. v. Twombly,
In considering Defendant's Motion To Dismiss, the Court is required to "accept as true all of the factual allegations contained in the [C]omplaint." Erickson v. Pardus,
Generally, "[i]n adjudicating a Rule 12(b)(6) motion, a district court must confine its consideration to facts stated on the face of the complaint, in documents appended to the complaint or incorporated in the complaint by reference, and to matters of which judicial notice may be taken." Leonard F. v. Isr. Disc. Bank of N.Y. ,
*331B. First Amendment Retaliation
Plaintiff alleges that Defendants retaliated against him for engaging in Union activities by bringing disciplinary charges against him, demoting him, and refusing him reasonable workplace accommodations requested on account of his disability. (Compl. ¶¶ 79-83.) Defendant argues that Plaintiff's claim fails because his union-related speech was not made as a private citizen and was not of public concern and therefore not protected. (Def.'s Mem. 10-14.)
"To plead a First Amendment retaliation claim a plaintiff must show: (1) he has a right protected by the First Amendment; (2) the defendant's actions were motivated or substantially caused by [the plaintiff's] exercise of that right; and (3) the defendant's actions caused him some injury." Dorsett v. County of Nassau,
Determining whether a public employee's speech is protected "encompasses two separate subquestions: (1) whether the subject of the employee's speech was a matter of public concern and (2) whether the employee spoke as a citizen rather than solely as an employee." Matthews v. City of New York,
1. Protected Speech-Speaking as a Private Citizen
The Second Circuit has identified "two relevant inquiries to determine whether a public employee speaks as a citizen: (1) whether the speech fall[s] outside of the employee's official responsibilities, and (2) whether a civilian analogue [ (i.e. , a form or channel of discourse available to non-employee citizens) ] exist[s]." Montero v. City of Yonkers,
In the present case, Plaintiff alleges three instances of speech. First, on April 28, 2014, Plaintiff and McHugh advocated on behalf of the PBA, to the Village Police Committee, that Commissioner Calabrese *332was causing scheduling problems within the Village Police Department. (Compl. ¶ 17.) Second, at some point in the Fall of 2014, Plaintiff, McHugh, and another part-time police officer met with Calabrese to advocate for the PBA by setting forth demands for CBA negotiations. (Id. ¶ 21.) Third, in February 2016, in his role as PBA President, Plaintiff engaged in CBA negotiations with Calabrese to oppose proposed contract language requiring a five-year commitment to the Police Department by new hires. (Id. ¶¶ 36-37.) Plaintiff advocated against this provision because he believed that it was in the interest of PBA members to be able to better themselves by seeking other employment. (Id. ¶ 37.)
In a recent analogous case, the Second Circuit concluded that a city police officer sufficiently pled that his remarks during union meetings criticizing the police commissioner's management of the police department were not "part-and-parcel" of his concerns about his ability to execute his duties, were not "undertaken in the course of performing his responsibilities as a police officer," and were therefore made as a private citizen. Montero ,
Here, like the plaintiff in Montero , Plaintiff was speaking as a union official. Nothing in Plaintiff's Complaint nor in Defendant's submissions suggests that raising issues about scheduling with the Village Police Committee, (Compl. ¶ 17), setting forth demands for CBA negotiations, (id. ¶ 21), or advocating against a particular hiring practice, (id. ¶¶ 36-37), all on behalf of the PBA and its members, were "part-and-parcel" of Plaintiff's concerns about his ability to execute his duties, or that these instances of speech were "undertaken in the course of performing his responsibilities as a police officer." Montero ,
*333Stajic v. City of New York, No. 16-CV-1258,
2. Protected Speech-Speech Involving a Matter of Public Concern
"Speech involves matters of public concern when it can be fairly considered as relating to any matter of political, social, or other concern to the community, or when it is a subject of legitimate news interest; that is, a subject of general interest and of value and concern to the public." Lane v. Franks,
*334In Montero , the Second Circuit also concluded that the plaintiff's remarks expressing his opposition to personnel cuts because they were bad for members of the PBA, bad for the community, and would endanger public safety, and calling for a no-confidence vote with respect to the Police Commissioner, each involved matters of public concern because they "plainly constituted speech on a matter of political, social, or other concern" to the community.
With respect to Plaintiff's February 2016 speech opposing proposed contract language requiring a five-year commitment to the Police Department by new hires, Plaintiff alleges that he engaged in this speech because he believed that it was in the interest of the PBA members to be able to better themselves by seeking other employment. (Compl. ¶¶ 36-37.) The Court concludes that policies that touch on being able to effectively hire, retain, and ensure the future success of police officers are conceivably of some " 'concern to the community ... and of value and concern to the public.' " Lane,
With respect to two of Plaintiff's three alleges instances of protected speech, specifically the April 28, 2014 complaint to the Village Police Committee that Commissioner Calabrese was causing scheduling problems within the Village Police Department, (Compl. ¶ 17), and the Fall 2014 *335setting forth of demands for CBA negotiations, (id. ¶ 21), Plaintiff's pleading admittedly lacks detail as to what the problems with the police schedules were and what the demands for the CBA negotiations were. However, accepting Plaintiff's allegations as true and drawing all reasonable inferences in his favor, it is plausible that scheduling issues within the Police Department and union activity or unrest within the Police Department, could conceivably relate to the operations of the Police Department, and would therefore be of "concern to the community." Lane ,
The Court thus finds that Plaintiff has, albeit barely, plausibly alleged that he engaged in three instances of protected speech. Because Defendant raises no other bases warranting dismissal of Plaintiff's First Amendment retaliation claim, the Motion To Dismiss with respect to the retaliation claim concerning Plaintiff's February 2016 speech is denied.
C. Disability Claims
Plaintiff brings three claims under the ADA: (1) failure to accommodate; (2) discriminatory reassignment to patrol duty; and (3) discriminatory demotion. (Compl. ¶¶ 84-104.) The ADA provides that "[n]o covered entity shall discriminate against a qualified individual on the basis of disability in regard to job application procedures, the hiring, advancement, or discharge of employees, employee compensation, job training, and other terms, conditions, and privileges of employment."
1. Failure to Accommodate
Plaintiff alleges he was denied reasonable accommodation when he was reassigned from the Detective Bureau to patrol, (Compl. ¶¶ 43-44), and his subsequent requests to work inside at Police headquarters were repeatedly denied, (id. ¶¶ 69-71). Defendant argues that Plaintiff's reasonable accommodation claim should be dismissed because he failed to exhaust his remedies under the ADA, (Def.'s Mem. 15), and he has failed to state a claim because the accommodation he requested was not reasonable, (id. at 16).
a. Failure to Exhaust
Defendant argues that Plaintiff failed to exhaust his remedies under the ADA with respect to his reasonable accommodation claim. (Def.'s Mem. 15; Def.'s Reply 6-7.) Defendant attaches a copy of Plaintiff's Verified Complaint before the New York State Division of Human Rights, (Miller Aff. Ex. B ("State Complaint")), and argues that Plaintiff did not allege failure to accommodate therein, (Def.'s Mem. 15). Defendant also argues that Plaintiff's state charge is dated August 31, 2016, and the facts giving rise to his failure to accommodate claim did not occur until October 25, 2016, so that Plaintiff did not exhaust his *336remedies with respect to the later conduct. (Def.'s Reply 7.)
Failure to exhaust is an affirmative defense, not a pleading requirement. See Jones v. Bock,
Here, it is not clear from the face of the Complaint that Plaintiff failed to exhaust his administrative remedies under the ADA. First, putting aside whether and to what extent the Court may consider the State Complaint at this stage, Plaintiff correctly points out that on page six of that State Complaint, he did check the box under "Acts of Discrimination," that states "Denied me an accommodation for my disability." (State Complaint 6.) Moreover, in his Complaint, Plaintiff alleges that he filed a complaint alleging violations of the ADA with the EEOC, (Compl. ¶ 6), and received a Notice of Right to Sue from the EEOC on July 28, 2017, (id. ¶ 8). Plaintiff also alleges that on March 9, 2017, the New York State Division of Human Rights found that probable cause existed that Defendant engaged in unlawfully discriminatory practice. (Id. ¶ 7.) Defendant offers no proof that Plaintiff's March 9, 2017 notice from the New York State Division of Human Rights did not encompass the October 2016 failure-to-accommodate allegations. Defendant also fails to offer any proof that the Notice of Right to Sue Plaintiff that alleges he received from the EEOC did not encompass all of Plaintiff's claims.
The Court therefore declines to dismiss Plaintiff's accommodation claim on exhaustion grounds at this stage. Defendant remains free to raise the exhaustion issue in the future.
b. Merits Analysis
"Discrimination in violation of the ADA includes, inter alia, 'not making reasonable accommodations to the known physical or mental limitations of an otherwise qualified individual with a disability.' " McBride v. BIC Consumer Prods. Mfg. Co., Inc. ,
(1) plaintiff is a person with a disability under the meaning of the ADA; (2) an employer covered by the statute had notice of his disability; (3) with reasonable accommodation, plaintiff could perform the essential functions of the job at issue; and (4) the employer has refused to make such accommodations.
*337McMillan v. City of New York ,
Defendant argues that Plaintiff fails to state a reasonable accommodation claim because "a police department is not required to create a new desk position for a patrol officer" and requesting reassignment to a "desk job" is not a request for a "reasonable accommodation." (Def.'s Mem. 16.)
"On the issue of reasonable accommodation, the plaintiff bears only the burden of identifying an accommodation, the costs of which, facially, do not clearly exceed its benefits." Borkowski v. Valley Cent. Sch. Dist.,
A reasonable accommodation is one that "enable[s] an individual with a disability who is qualified to perform the essential functions of that position ... [or] to enjoy equal benefits and privileges of employment."
*338Defendant cites several inapposite cases in support of its argument that Plaintiff's request to be placed in a position at headquarters was unreasonable because a police department is not required to create a new desk position for a patrol officer. For example, Defendant cites Santos v. Port Auth. , No. 94-CV-8427,
Unlike the plaintiffs in Santos, Guardino, King, and Feeley , Plaintiff does not allege he requested a permanent light duty assignment, or any light duty assignment at all-he merely requested that he be relocated to headquarters so that he could be closer to a bathroom. (Compl. ¶¶ 69-70.) This accommodation request was tied to the side effects of his cancer treatment, and the only timeline Plaintiff references is a three-year period during which he would need to receive "preventative maintenance" treatments. (Id. ¶ 29.) Moreover, Defendant notably does not expressly argue that Plaintiff is not qualified to be a police officer, or that after his cancer treatment is complete Plaintiff will not be able to return to patrol duty without an accommodation. Indeed, Plaintiff alleges that he is able to perform the essential functions of his previously assigned position of Police Detective and his current assignment to patrol, with or without an accommodation. (Id. ¶ 89.) Finally, and perhaps most notably, Defendant does not argue that there is no work that a Patrol Officer could do at headquarters on a temporary basis, or that there is not another position at headquarters for Plaintiff.
As pled, Plaintiff's request to be placed at headquarters for the duration of his cancer treatment is a plausible "accommodation, the costs of which, facially, do not *339clearly exceed its benefits." Borkowski ,
At this stage, Plaintiff has plausibly identified a facially plausible accommodation. Defendant raises no other bases warranting dismissal of Plaintiff's ADA reasonable accommodation claim. Accordingly, the Motion To Dismiss with respect Plaintiff's ADA reasonable accommodation claim is denied.
2. Disability Discrimination
Defendant argues that Plaintiff's disability discrimination claim based on his demotion is collaterally estopped because an independent state hearing officer recommended that he be demoted after a nine-day hearing. (Def.'s Mem. 17-18.) Defendant separately argues that Plaintiff's disability discrimination claim should be dismissed because Plaintiff fails to identify a single similarly situated non-disabled comparator. (Id. at 19.)5
a. Collateral Estoppel
Defendant argues that the New York State Hearing Officer's Findings of Fact and Penalty Recommendations dated May 19, 2017 preclude Plaintiff from raising his discrimination claims before this Court. (Def.'s Mem. 17) (citing Miller Aff. C ("Disciplinary Findings").) The disciplinary hearing addressed charges of misconduct against Plaintiff alleging that he was absent *340from work without authorization or proper notification to supervisors and failed to cooperate in the investigation of that absence. (Disciplinary Findings 7, 12-13.)6
"The Full Faith and Credit Act,
As a result of this doctrine, plaintiffs have been precluded from relitigating discrimination claims in federal court where *341state courts have concluded that no probable cause existed to believe the plaintiffs were subjected to discrimination. See Kremer v. Chem. Constr. Corp. ,
However, the Court is not aware of, and Defendant does not cite to, a case in which a plaintiff was collaterally estopped from bringing discrimination claims in federal court where the state courts, or a state hearing officer, never considered whether the plaintiff was discriminated against. Here, the state hearing officer considered specifically whether Plaintiff properly notified his supervisors of his July 28, 2016 absence, (Disciplinary Findings 7), whether he provided false information to justify that absence, (id. at 12), whether he was insubordinate during the August 10, 2016 disciplinary meeting, (id. at 2), and whether demotion was the appropriate penalty, (id. at 19). The hearing officer in no way considered whether discrimination played any role in any of the actions taken by Defendant with respect to Plaintiff. The elements of ADA and NYSHRL claims thus were not addressed. See Garrido v. N.Y.C. Dep't of Edu. , No. 16-CV-9464,
Because Plaintiff's discrimination claims were not considered by the state hearing officer, collateral estoppel does not preclude Plaintiff from making a discrimination challenge in the instant case.
Disability discrimination claims under the ADA and NYSHRL § 296 are analyzed under the burden-shifting analysis established by the Supreme Court in McDonnell Douglas Corp. v. Green ,
*342Kinneary v. City of New York ,
Defendant does not dispute the first, second, or third elements of a disability discrimination claim in its Memorandum, but rather argues that Plaintiff's discrimination case is conclusory because Plaintiff fails to identify a "single nondisabled comparator who was allegedly treated differently than him." (Def.'s Mem. 19.)
Absent direct evidence demonstrating discriminatory intent, "[a] plaintiff can raise an inference of discrimination by demonstrating the disparate treatment of similarly situated employees but 'must show [he] was similarly situated in all material respects to the individuals with whom [he] seeks to compare [him]self.' " Kosack v. Entergy Enters., Inc. , No. 14-CV-9605,
Defendant cites a number of cases in which plaintiffs failed to identify non-disabled comparators. (See Def.'s Mem. 19) (citing DePrima v. N.Y.C. Dep't of Educ., No. 12-CV-3626,
In the present case, Plaintiff alleges that other officers, including an unnamed Lieutenant of the Wappingers Falls Police Department, who were not disabled and did not engage in Union advocacy, had been absent from work without authorization and were not brought up on disciplinary charges or demoted as a result. (Compl. ¶¶ 74-77.) Thus, unlike the plaintiffs in DePrima, Abel, and Fox , Plaintiff here does point to at least one particular non-disabled comparator. However, Plaintiff nonetheless fails to allege how or why a Lieutenant-an officer with a different job title-is similarly situated to a Detective or Patrol Officer. See *344Robinson v. Am. Int'l Grp., Inc. , No. 08-CV-1724,
Accordingly, Plaintiff's ADA and NYSHRL § 296 discrimination claims are dismissed.9
III. Conclusion
For the foregoing reasons, the Court grants Defendant's Motion To Dismiss with respect to Plaintiff's ADA and NYSHRL disability discrimination claims. The Court denies Defendant's Motion with respect to Plaintiff's ADA reasonable accommodation claim and Plaintiff's First Amendment retaliation claim. The claims that are dismissed are dismissed without prejudice as this is the first adjudication on Defendant's Motion to Dismiss. See Rennalls v. Alfredo, No. 12-CV-5300,
The Clerk of Court is respectfully direct to terminate the pending Motion. (Dkt. No. 17.)
SO ORDERED.
Related
Cite This Page — Counsel Stack
376 F. Supp. 3d 318, Counsel Stack Legal Research, https://law.counselstack.com/opinion/novick-v-vill-of-wappingers-falls-ilsd-2019.