Norman Birnbaum, B. Leonard Avery and Mary Rule MacMillen Plaintiffs v. United States

588 F.2d 319, 47 A.L.R. Fed. 259, 201 U.S.P.Q. (BNA) 623, 1978 U.S. App. LEXIS 7837
CourtCourt of Appeals for the Second Circuit
DecidedNovember 9, 1978
Docket935, 976, 977, Dockets 77-6175, 77-6181, 77-6183
StatusPublished
Cited by209 cases

This text of 588 F.2d 319 (Norman Birnbaum, B. Leonard Avery and Mary Rule MacMillen Plaintiffs v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Norman Birnbaum, B. Leonard Avery and Mary Rule MacMillen Plaintiffs v. United States, 588 F.2d 319, 47 A.L.R. Fed. 259, 201 U.S.P.Q. (BNA) 623, 1978 U.S. App. LEXIS 7837 (2d Cir. 1978).

Opinions

GURFEIN, Circuit Judge:

For twenty years (from approximately 1953 to 1973), the Central Intelligence Agency (“CIA”) covertly opened first class mail which American citizens sent to, or received from, the Soviet Union. Letters destined for the U.S.S.R., or originating there, were selected by agents in New York, photocopied, and then returned to postal authorities for ultimate delivery. Selection criteria were employed, but some letters were chosen at random. During the existence of the project over 215,000 pieces of mail were inspected and copied in this fashion.1

In 1958, the Federal Bureau of Investigation (“FBI”) was informed of the existence of the CIA’s East Coast mail project, known by the cryptonyms HTLINGUAL and SRPOINTER, and the CIA offered to share the project’s “take” with the FBI. FBI Director Hoover gave his approval, and the FBI provided the CIA with the names and categories of persons or organizations in which it had an “internal security” interest. Such lists were used as additional guides by the CIA in making selections from the United States-Soviet mail that passed through the CIA check point. D.J. Report at 13. The CIA released photocopies of some letters to the FBI in aid of that agency’s mission with respect to suspected domestic subversion.

Norman Birnbaum, Mary Rule MacMillen and B. Leonard Avery, whose mail was opened and copied, separately sued the United States for compensatory damages, invoking the exclusive jurisdiction conferred on the district courts (28 U.S.C. § 1346(b)) under the Federal Tort Claims Act, 28 U.S.C. §§ 2671-2680 (“the Act”).2 In the cases of Birnbaum and MacMillen, the opened letters had been intercepted en route to the U.S.S.R., in 1970 and 1973, respectively. Avery’s letter had been opened in 1968, while arriving in the United States from the Soviet Union.3

The three cases were consolidated in the District Court for the Eastern District of New York (Hon. Jack B. Weinstein, Judge). Although an advisory jury was empanelled, the District Judge, as required, tried the case himself, 28 U.S.C. § 2402, and found that the United States was liable to each plaintiff individually for damages in the amount of $1,000. The United States was also required to send a letter of apology to each plaintiff.4 436 F.Supp. 967, 989-90 (1977). From this judgment the United States appeals.

I

Before the Act was passed in 1946, the United States, as sovereign, possessed complete immunity against suit for torts com[322]*322mitted by its agents and employees. Feres v. United States, 340 U.S. 135, 139-40, 71 S.Ct. 153, 95 L.Ed. 152 (1950); see Tempel v. United States, 248 U.S. 121, 131, 39 S.Ct. 56, 63 L.Ed. 162 (1918); Hill v. United States, 149 U.S. 593, 598, 13 S.Ct. 1011, 37 L.Ed. 862 (1893). The only redress was by private bill in the Congress. The purpose of the Act was generally to waive the sovereign immunity of the United States for torts of its employees committed within the scope of their employment, if such torts committed in the employ of a private person would have given rise to liability under state law, 28 U.S.C. § 1346(b). Thus, recovery under the Act could only be predicated upon such a state tort cause of action.5 Moreover, in groping for a formula that would eliminate the nuisance of private bills and yet interfere only minimally with government functions, Congress created statutory exceptions to the general waiver of immunity in the Act. Three of these are arguably applicable here: (1) 28 U.S.C. § 2680(h), excluding certain specified torts from the ambit of the Act; (2) § 2680(b), exempting from the Act any liability for loss or miscarriage of mail; (3) § 2680(a), creating an exemption from liability for acts done pursuant to a discretionary function. If the claims in suit fall within one of the statutory exceptions, the district court lacks subject matter jurisdiction. See Myers & Myers, Inc. v. U. S. Postal Service, 527 F.2d 1252, 1255 (2d Cir. 1975); Gibson v. United States, 457 F.2d 1391, 1392 & n. 1 (3d Cir. 1972); Morris v. United States, 521 F.2d 872, 874 (9th Cir. 1975).

II

The jurisdictional grant of the Act, 28 U.S.C. § 1346(b), gives the District Court

exclusive jurisdiction of civil actions on claims against the United States, for money damages . . . for injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred. (Emphasis added).

The District Court, therefore, had jurisdiction of the subject matter only (1) if there was a “personal injury” as defined by state law,6 and (2) if the acts causing the “personal injury” would give rise to liability under state law if executed by an employee of a private person.

A.

Personal Injury

Although upon the consolidated trial it appeared that no plaintiff was touched physically or harmed financially, and that the sole damage claim was mental suffering, New York recognizes as “personal injury” mental suffering that results from a known category of tort. Battalla v. State, 10 N.Y.2d 237, 219 N.Y.S.2d 34, 176 N.E.2d 729 (1961); Ferrara v. Galluchio, 5 N.Y.2d 16, 176 N.Y.S.2d 996, 152 N.E.2d 249 (1958); Halio v. Lurie, 15 A.D.2d 62, 222 N.Y.S.2d 759 (2d Dept. 1961); see also N.Y. Gen. Con. Law § 37-a (McKinney).7

[323]*323B.

Basis for Liability Under State Tort Law

The District Court held in a scholarly opinion that an action in tort would lie in New York alternatively for the following: (1) invasion of the common law right to privacy; (2) injury to common law copyright and property interest in private papers; and (3) direct violation of constitutional right. We review these causes of action under the law of New York seriatim.

Common law right to privacy

The manifold nature of what is loosely termed “the right to privacy” is well established. Both Dean W. Prosser, The Law of Torts, § 117 (4th ed. 1971), and the advisers of 3 Restatement (Second) of Torts § 652A (1977), agree that the right to privacy comprehends four distinct

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Bluebook (online)
588 F.2d 319, 47 A.L.R. Fed. 259, 201 U.S.P.Q. (BNA) 623, 1978 U.S. App. LEXIS 7837, Counsel Stack Legal Research, https://law.counselstack.com/opinion/norman-birnbaum-b-leonard-avery-and-mary-rule-macmillen-plaintiffs-v-ca2-1978.