Nora Luz Serrato v. Schelia A. Clark Harley G. Lappin

486 F.3d 560, 2007 U.S. App. LEXIS 10920, 2007 WL 1344024
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 9, 2007
Docket06-15167
StatusPublished
Cited by24 cases

This text of 486 F.3d 560 (Nora Luz Serrato v. Schelia A. Clark Harley G. Lappin) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nora Luz Serrato v. Schelia A. Clark Harley G. Lappin, 486 F.3d 560, 2007 U.S. App. LEXIS 10920, 2007 WL 1344024 (9th Cir. 2007).

Opinion

BEA, Circuit Judge.

We are called upon to decide whether the Federal Bureau of Prisons (“BOP”) improperly terminated its early-release correctional program for penal inmates known variously as the shock incarceration program, intensive confinement center or ICC program, and boot camp (hereinafter, “boot camp”). Boot camp was established to provide a highly regimented schedule with strict discipline and physical training for inmates. By promoting personal development, self-control, and discipline, the program aimed to reduce recidivism and control prison populations and costs. Upon successful completion of the program, inmates were eligible to have BOP reduce their sentence by up to six months. In 2004, citing budgetary constraints and a study which showed the program ineffective to reduce recidivism, BOP terminated the program.

Before the boot camp program was terminated, Nora Luz Serrato pleaded guilty to, and was convicted of, possession of methamphetamine with intent to distribute. Serrato wanted to attend boot camp. At sentencing, the judge recommended that Serrato be placed in the program. BOP informed the judge that Serrato’s initial sentence was too long for her to be placed directly in the program, so the judge reduced her sentence to make Ser-rato eligible for direct placement to boot camp. Serrato reported to prison on November 5, 2004, and shortly thereafter requested transfer to boot camp. She was *563 soon informed that the program had been terminated and that no such transfer was possible. Faced with the prospect of losing the six-month sentence reduction boot camp held out, Serrato filed a petition for writ of habeas corpus, claiming BOP’s decision to terminate boot camp violated the Administrative Procedure Act (“APA”), the separation of powers, the prohibition on Ex Post Facto punishment, and our holdings on retroactive agency action. The district court denied Serrato’s petition. We have jurisdiction under 28 U.S.C. § 1291 and affirm.

Background

I. Federal Boot Camp

In 1990, Congress passed 18 U.S.C. § 4046, “Shock incarceration program,” which provides:

(a) The Bureau of Prisons may place in a shock incarceration program any person who is sentenced to a term of imprisonment of more than 12, but not more than 30, months, if such person consents to that placement.
(b) For such initial portion of the term of imprisonment as the Bureau of Prisons may determine, not to exceed 6 months, an inmate in the shock incarceration program shall be required to—
(1) adhere to a highly regimented schedule that provides the strict discipline, physical training, hard labor, drill, and ceremony characteristic of military basic training; and
(2) participate in appropriate job training and educational programs (including literacy programs) and drug, alcohol, and other counseling programs.
(c)An inmate who in the judgment of the Director of the Bureau of Prisons has successfully completed the required period of shock incarceration shall remain in the custody of the Bureau for such period (not to exceed the remainder of the prison term otherwise required by law to be served by that inmate), and under such conditions, as the Bureau deems appropriate.

See Crime Control Act of 1990, Pub.L. No. 101-647, § 3001 (1990), 104 Stat. 4789, 4915. Under 28 C.F.R. § 524.32, an inmate who successfully completes the program is eligible to have BOP reduce his or her sentence by up to six months. 1 Regulations provide that designation of inmates to boot camp was to be made “in accordance with sound correctional judgment and the availability of Bureau resources.” Id. § 524.31. Notably, congressional appropriations for the federal prison system did not earmark or allocate specific funds for boot camp. See, e.g., Consolidated Appropriations Act, 2004, Pub.L. No. 108-199, 118 Stat. 3, 53-55.

Boot camp was terminated in late 2004. The decision was communicated in a January 5, 2005, “Message to All Staff’ signed by Respondent BOP Director Harley G. Lappin. The memorandum stated that, due to budget pressures and research showing that boot camp did not reduce recidivism, BOP was terminating the program. Director Lappin sent a letter on January 14, 2005, to federal judges, chief United States probation officers, federal public defenders, and United States Attorneys stating the same. Director Lappin *564 also noted in the letter that inmates currently enrolled in the program could complete it and remain eligible for early release benefits, but that no new classes would be offered.

II. Serrato’s Appeal

Serrato pleaded guilty to a federal count of possession of methamphetamine with intent to distribute, on May 5, 2003, in the United States District Court for the District of Oregon. She did not have a plea agreement. District Judge Anna Brown sentenced Serrato to 37 months imprisonment with five years supervised release on October 17, 2003, and recommended that BOP consider Serrato’s eligibility for boot camp.

One month later, on November 17, 2003, BOP Regional Director Robert Haro wrote to Judge Brown “to provide designation information in response to the Court’s recent recommendation that Ms. Nora Luz Serrato be placed at a Bureau of Prisons facility where she can participate in the Intensive Confinement Center (ICC) program.” The letter stated that although Serrato had been classified as a minimum security level offender, BOP would not directly place Serrato in boot camp because her sentence exceeded the range of 12 to 30 months required for direct placement to boot camp. Rather, Serrato would be designated to the minimum security prison at the Federal Correctional Institution (FCI) in Dublin, California, and would be reviewed for transfer to boot camp when she was 24 months from release. See 28 C.F.R. § 524.31. Judge Brown then resentenced Serrato on September 10, 2004, to 30 months imprisonment with five years supervised release, and again recommended that BOP consider eligibility for boot camp.

BOP records did not accurately reflect Serrato’s resentencing, however, and she was designated to report not to a federal prison with a boot camp facility, but to the FCI in Dublin, located in the Northern District of California. Serrato surrendered on November 5, 2004. Upon arrival, Serrato requested to be transferred to boot camp. Case Worker Linda Rodriguez informed Serrato that a Program Review would be scheduled in a few weeks. Rodriguez met with Serrato on November 17, 2004, and informed Serrato she “may be eligible” for boot camp. On November 22, 2004, Rodriguez learned that boot camp was being closed and no referrals were to be made, and she informed Serra-to of the same.

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Bluebook (online)
486 F.3d 560, 2007 U.S. App. LEXIS 10920, 2007 WL 1344024, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nora-luz-serrato-v-schelia-a-clark-harley-g-lappin-ca9-2007.