Nguyen Da Yen v. Kissinger

70 F.R.D. 656, 21 Fed. R. Serv. 2d 528, 1976 U.S. Dist. LEXIS 16151
CourtDistrict Court, N.D. California
DecidedMarch 12, 1976
DocketNo. C-75-0839-SW
StatusPublished
Cited by34 cases

This text of 70 F.R.D. 656 (Nguyen Da Yen v. Kissinger) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nguyen Da Yen v. Kissinger, 70 F.R.D. 656, 21 Fed. R. Serv. 2d 528, 1976 U.S. Dist. LEXIS 16151 (N.D. Cal. 1976).

Opinion

MEMORANDUM ORDER

SPENCER WILLIAMS, District Judge.

This court ordered sua sponte that a hearing be held pursuant to Rule 23(c)(1) of the Federal Rules of Civil Procedure to determine whether this case may properly be maintained as a class action. The parties briefed the issue and appeared and argued the class action aspects of this case. For the reasons stated below, the court finds that this action cannot be maintained as a class action.

In addition to the class action issue, the parties have briefed, and have submitted to the court, the question of the court’s jurisdiction to entertain the case in the first instance. The ninth circuit found our jurisdiction adequately based upon the district court’s habeas corpus power. Nguyen Da Yen, et al., v. Henry Kissinger, et al., 528 F.2d 1194, 1202, (9th Cir. 1975) (hereinafter Nguyen Da Yen I). Based on the reasoning hereinafter set forth, this court concludes that it possesses jurisdiction under both its habeas corpus power and federal question jurisdiction, 28 U.S.C. § 1331.

FACTS

The present action alleges, basically, that some of the children airlifted from Vietnam in the orphan airlift of April, 1975 (the “Babylift”) were brought here improperly:

The documentation accompanying some of the children is insufficient on its face to establish the child’s status as an orphan, abandoned, or irrevocably released child, the validity of the private agency’s custody of such a child under Vietnamese child custody law, or child’s eligibility for admission under 8 U.S.C. §§ 1101(b)(1)(F) and 1151(b). (Nguyen Da Yen I at 1197.)

Many potential reasons exist for inadequate documentation. In at least some cases, presumably the children are not orphans or have not been validly released into the custody of the adoption agencies. Plaintiffs assert that some of the children have living parents and were placed in Vietnamese orphanages for safekeeping, according to Vietnamese custom. Other children allegedly were released with the understanding that the parents would be reunited with their children here, or that the child would be sent to relatives already in the United States. Still others, it is claimed, were released by hysterical parents terrorized by the fear that the child would be murdered by the approaching opposition forces, and in these situations plaintiffs attack the validity of the releases. As the ninth circuit stated:

To put the matter in broad outline, the ultimate objective the plaintiffs seek is the reunion of children with their parents. .
* * * * * *
In essence, plaintiffs allege that the defendants’ cooperation in the removal of a child from Vietnam without proper custo[660]*660dy of it having been obtained (including by totally voluntary parental releases), and its continued, allegedly involuntary, detention in this country in custody other than that of its natural parent, is a violation of the child’s fundamental human rights and of its Fifth Amendment right to liberty and due process. (Id. at 1197.)

CLASS ACTION CERTIFICATION

Nearly two thousand children were brought to the United States in the Babylift operation. Plaintiffs claim that many are neither in fact orphans nor were they properly relinquished for adoption. Apparently plaintiffs are prepared to contest many written releases, valid on their face, on the basis of mass hysteria allegedly pervading Vietnam immediately prior to the fall of the South Vietnamese government.

The proposed class in whose name the three Vietnamese plaintiffs have brought this action originally contained “several hundred Vietnamese children who are not orphans and who have been paroled into and are being held in this country for the purpose of adoption [and whose] parents have not signed releases for their adoption.” (Complaint, ¶ 16.) This definition has been broadened in the ten months during which these proceedings have laboriously transpired. It has most recently been enunciated to include “all Vietnamese children now in the United States, who departed Vietnam in or after April, 1975, who have not been legally released for adoption, and who have families in Vietnam or elsewhere desiring their return.” (emphasis added) (Plaintiffs’ Memorandum in Support of Motion for Class Denomination, at p. 25.) The seemingly slight amendment of the definition (from “signed” releases to “legally” released) has, of course, broadened the scope of this action into one now including every child brought over. A perusal of the record by this court to ascertain the existence of signed releases is, evidently, not contemplated by plaintiffs’ attorneys to be conclusive of anything.

At an early hearing this action was denominated a conditional class solely for the purposes of initial discovery. By the end of 1975 it became apparent that if a hearing to determine whether the action would be certified as a proper class action for trial were to be held before plaintiffs’ attorneys deluged this court with individual petitions for action on the merits of individual children’s cases, such a hearing would have to be at the court’s own motion. The court therefore scheduled dates for the parties to submit papers, and a hearing was set for and transpired on February 13, 1976.

ROLE OF THE COURT IN CERTIFYING A CLASS ACTION

The particular merits of plaintiffs’ claims are not issues to be considered upon a motion for class certification under Rule 23. Miller v. Mackey International, Inc., 452 F.2d 424, 427 (5th Cir. 1971). There is actually no basis in the context of a class certification hearing to inquire into the merits of the claims of the named plaintiffs nor the merits of the cause of action generally. Huff v. N. D. Gass of Alabama, 485 F.2d 710, 712 (5th Cir. 1973) (en banc); B & B Investment Club v. Kleinert’s Inc., 62 F.R.D. 140, 144 (E.D.Pa.1974). As the Supreme Court stated,

We find nothing in either the language or history of Rule 23 that gives a court any authority to conduct a preliminary inquiry into the merits of a suit in order to determine whether it may be maintained as a class action. Indeed, such a procedure contravenes the Rule by allowing a representative plaintiff to secure the benefits of a class action without first satisfying the requirements for it. . [A] preliminary determination of the merits may result in substantial prejudice to a defendant, since of necessity it is not accompanied by the traditional rules and procedures applicable to civil trials. (Eisen v. Carlisle & Jacquelin, 417 U.S. 156, 177-178, 94 S.Ct. 2140, 2152-2153, 40 L.Ed.2d 732, 748-749 (1974).)

Nevertheless, an analysis of the issues and the nature of the proof which will be required at trial is directly relevant to a determination of whether the matters in dis[661]*661pute are principally individual in nature or are susceptible of proof equally applicable to all class members. Abercrombie v.

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Bluebook (online)
70 F.R.D. 656, 21 Fed. R. Serv. 2d 528, 1976 U.S. Dist. LEXIS 16151, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nguyen-da-yen-v-kissinger-cand-1976.