1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 NEODRON, LTD., Case No. 19-cv-05644-SI
8 Plaintiff, ORDER RE CLAIM CONTRUCTION 9 v. AND MOTIONS TO STRIKE
10 LENOVO GROUP, LTD., et al., Re: Dkt. Nos. 72, 80, 81, 82 11 Defendants.
12 13 On July 1, 2020, the Court heard argument on the parties’ proposed claim constructions. 14 Having considered the arguments of the parties and the papers submitted, the Court construes the 15 disputed terms as follows. Additionally, pursuant to Civil Local Rule 7-1(b) the Court hereby 16 vacates the July 24, 2020, hearing on defendants’ motion to strike; the motion is GRANTED. 17 18 ISSUE ONE: CLAIM CONSTRUCTION 19 BACKGROUND 20 On September 06, 2019, plaintiff Neodron LTD. (“Neodron”) filed this action pertaining to 21 seven asserted patents: United States Patent Nos. 8,451,237 (“the ’237 patent”); 8,102,286 (“the 22 ’286 patent”); 7,821,502 (“the ’502 patent”); 8,502,547 (“the ’547 patent”); 8,946,574 (“the ’574 23 patent”); 9,086,770 (“the ’770 patent”); and 10,088,960 (“the ’960 patent”). Dkt. No. 1 ¶ 1 24 (Complaint). Neodron is the sole owner of the asserted patents. Id. at ¶ 6. The patents generally 25 relate to touchscreen technology. Id. at ¶ 1. 26 According to the complaint, defendants Lenovo Group Ltd., Lenovo Inc., and Motorola 27 Mobility LLC (“defendants”) “make, use, offer for sale, sell, and/or import certain products . . . that 1 alleges defendants’ products, such as the Lenovo Yoga 730 and Motorola Moto G6, infringe the 2 ’286 Patent and the ’547 Patent. Id. at ¶¶ 17 (Count 1 ’286 patent), 33 (Count 3 ’547 patent). 3 Additionally, Neodron alleges defendants’ products, such as the Lenovo Thinkpad X1 Yoga, 4 infringe the ’237 Patent, the ’574 Patent, the ‘770 Patent, and the ’960 Patent. Id. at ¶¶ 15 (Count 2 5 ’237 patent), 41 (Count 4 ’574 patent), 49 (Count 5 ‘770 patent), 57 (Count 6 ’960 patent)1. 6 Defendants deny infringement and claim the patents are invalid. Dkt. Nos. 16 (Lenovo’s Answer), 7 17 (Motorola’s Answer). 8 9 LEGAL STANDARD 10 Claim construction is a matter of law. Markman v. Westview Instr., Inc., 517 U.S. 370, 372 11 (1996). Terms contained in claims are “generally given their ordinary and customary meaning.” 12 Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005). “[T]he ordinary and customary 13 meaning of a claim term is the meaning that the term would have to a person of ordinary skill in the 14 art in question at the time of the invention[.]” Id. at 1313. In determining a claim’s proper 15 construction, a court begins with intrinsic evidence, consisting of the claim language, the patent 16 specification, and, if in evidence, the prosecution history. Id. at 1314; see also Vitronics Corp. v. 17 Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996). “The appropriate starting point . . . is 18 always with the language of the asserted claim itself.” Comark Communications, Inc. v. Harris 19 Corp., 156 F.3d 1182, 1186 (Fed. Cir. 1998); see also Abtox, Inc. v. Exitron Corp., 122 F.3d 1019, 20 1023 (Fed. Cir. 1997). 21 Accordingly, although claims speak to those skilled in the art, claim terms are construed in 22 light of their ordinary and accustomed meaning, unless examination of the specification, prosecution 23 history, and other claims indicates the inventor intended otherwise. See Electro Medical Systems, 24 S.A. v. Cooper Life Sciences, Inc., 34 F.3d 1048, 1054 (Fed. Cir. 1994). The written description can 25 provide guidance as to the claims’ meaning, thereby dictating how to construe claims, even if the 26
27 1 The Court notes that the complaint and the parties’ claim construction briefing all address 1 guidance is not provided in explicit definitional format. SciMed Life Systems, Inc. v. Advanced 2 Cardiovascular Systems, Inc., 242 F.3d 1337, 1344 (Fed. Cir. 2001). In other words, the 3 specification may define claim terms “by implication” such that the meaning may be “found in or 4 ascertained by a reading of the patent documents.” Vitronics, 90 F.3d at 1582, 1584 n.6. 5 In addition, the claims must be read in view of the specification. Markman v. Westview 6 Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995), aff’d, 517 U.S. 370 (1996). This “does not 7 mean that everything expressed in the specification must be read into all the claims.” Raytheon Co. 8 v. Roper Corp., 724 F.2d 951, 957 (Fed. Cir. 1983). For instance, limitations from a preferred 9 embodiment described in the specification generally should not be read into the claim language. See 10 Comark, 156 F.3d at 1187. However, it is a fundamental rule that “claims must be construed so as 11 to be consistent with the specification[.]” Phillips, 415 F.3d at 1316 (citations omitted). Therefore, 12 if the specification reveals an intentional disclaimer or disavowal of claim scope, the claims must 13 be read consistently with that limitation. Id. 14 Finally, the Court may consider the prosecution history of the patent, if in evidence. 15 Markman, 52 F.3d at 980. The prosecution history limits the interpretation of claim terms to exclude 16 any interpretation that was disclaimed during prosecution. See Southwall Technologies, Inc. v. 17 Cardinal IG Co., 54 F.3d 1570, 1576 (Fed. Cir. 1995). In most situations, analysis of this intrinsic 18 evidence alone will resolve claim construction disputes. See Vitronics, 90 F.3d at 1583. Courts 19 should not rely on extrinsic evidence in claim construction to contradict the meaning of claims 20 discernable from examination of the claims, the written description, and the prosecution history. 21 See Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1308 (Fed. Cir. 1999) (citing 22 Vitronics, 90 F.3d at 1583). However, it is entirely appropriate “for a court to consult trustworthy 23 extrinsic evidence to ensure that the claim construction it is tending to from the patent file is not 24 inconsistent with clearly expressed, plainly apposite, and widely held understandings in the pertinent 25 technical field.” Id. at 1309. Extrinsic evidence “consists of all evidence external to the patent and 26 prosecution history, including expert and inventor testimony, dictionaries, and learned treatises.” 27 Phillips, 415 F.3d at 1317 (citation omitted). All extrinsic evidence should be evaluated in light of 1 DISCUSSION 2 Pursuant to Patent Local Rule 4-3(a), parties are required to identify up to ten terms whose 3 construction will be most significant to the resolution of the case. The parties have identified four 4 terms for construction in their joint claim construction statement. Dkt. No.
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1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 7 NEODRON, LTD., Case No. 19-cv-05644-SI
8 Plaintiff, ORDER RE CLAIM CONTRUCTION 9 v. AND MOTIONS TO STRIKE
10 LENOVO GROUP, LTD., et al., Re: Dkt. Nos. 72, 80, 81, 82 11 Defendants.
12 13 On July 1, 2020, the Court heard argument on the parties’ proposed claim constructions. 14 Having considered the arguments of the parties and the papers submitted, the Court construes the 15 disputed terms as follows. Additionally, pursuant to Civil Local Rule 7-1(b) the Court hereby 16 vacates the July 24, 2020, hearing on defendants’ motion to strike; the motion is GRANTED. 17 18 ISSUE ONE: CLAIM CONSTRUCTION 19 BACKGROUND 20 On September 06, 2019, plaintiff Neodron LTD. (“Neodron”) filed this action pertaining to 21 seven asserted patents: United States Patent Nos. 8,451,237 (“the ’237 patent”); 8,102,286 (“the 22 ’286 patent”); 7,821,502 (“the ’502 patent”); 8,502,547 (“the ’547 patent”); 8,946,574 (“the ’574 23 patent”); 9,086,770 (“the ’770 patent”); and 10,088,960 (“the ’960 patent”). Dkt. No. 1 ¶ 1 24 (Complaint). Neodron is the sole owner of the asserted patents. Id. at ¶ 6. The patents generally 25 relate to touchscreen technology. Id. at ¶ 1. 26 According to the complaint, defendants Lenovo Group Ltd., Lenovo Inc., and Motorola 27 Mobility LLC (“defendants”) “make, use, offer for sale, sell, and/or import certain products . . . that 1 alleges defendants’ products, such as the Lenovo Yoga 730 and Motorola Moto G6, infringe the 2 ’286 Patent and the ’547 Patent. Id. at ¶¶ 17 (Count 1 ’286 patent), 33 (Count 3 ’547 patent). 3 Additionally, Neodron alleges defendants’ products, such as the Lenovo Thinkpad X1 Yoga, 4 infringe the ’237 Patent, the ’574 Patent, the ‘770 Patent, and the ’960 Patent. Id. at ¶¶ 15 (Count 2 5 ’237 patent), 41 (Count 4 ’574 patent), 49 (Count 5 ‘770 patent), 57 (Count 6 ’960 patent)1. 6 Defendants deny infringement and claim the patents are invalid. Dkt. Nos. 16 (Lenovo’s Answer), 7 17 (Motorola’s Answer). 8 9 LEGAL STANDARD 10 Claim construction is a matter of law. Markman v. Westview Instr., Inc., 517 U.S. 370, 372 11 (1996). Terms contained in claims are “generally given their ordinary and customary meaning.” 12 Phillips v. AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005). “[T]he ordinary and customary 13 meaning of a claim term is the meaning that the term would have to a person of ordinary skill in the 14 art in question at the time of the invention[.]” Id. at 1313. In determining a claim’s proper 15 construction, a court begins with intrinsic evidence, consisting of the claim language, the patent 16 specification, and, if in evidence, the prosecution history. Id. at 1314; see also Vitronics Corp. v. 17 Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996). “The appropriate starting point . . . is 18 always with the language of the asserted claim itself.” Comark Communications, Inc. v. Harris 19 Corp., 156 F.3d 1182, 1186 (Fed. Cir. 1998); see also Abtox, Inc. v. Exitron Corp., 122 F.3d 1019, 20 1023 (Fed. Cir. 1997). 21 Accordingly, although claims speak to those skilled in the art, claim terms are construed in 22 light of their ordinary and accustomed meaning, unless examination of the specification, prosecution 23 history, and other claims indicates the inventor intended otherwise. See Electro Medical Systems, 24 S.A. v. Cooper Life Sciences, Inc., 34 F.3d 1048, 1054 (Fed. Cir. 1994). The written description can 25 provide guidance as to the claims’ meaning, thereby dictating how to construe claims, even if the 26
27 1 The Court notes that the complaint and the parties’ claim construction briefing all address 1 guidance is not provided in explicit definitional format. SciMed Life Systems, Inc. v. Advanced 2 Cardiovascular Systems, Inc., 242 F.3d 1337, 1344 (Fed. Cir. 2001). In other words, the 3 specification may define claim terms “by implication” such that the meaning may be “found in or 4 ascertained by a reading of the patent documents.” Vitronics, 90 F.3d at 1582, 1584 n.6. 5 In addition, the claims must be read in view of the specification. Markman v. Westview 6 Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995), aff’d, 517 U.S. 370 (1996). This “does not 7 mean that everything expressed in the specification must be read into all the claims.” Raytheon Co. 8 v. Roper Corp., 724 F.2d 951, 957 (Fed. Cir. 1983). For instance, limitations from a preferred 9 embodiment described in the specification generally should not be read into the claim language. See 10 Comark, 156 F.3d at 1187. However, it is a fundamental rule that “claims must be construed so as 11 to be consistent with the specification[.]” Phillips, 415 F.3d at 1316 (citations omitted). Therefore, 12 if the specification reveals an intentional disclaimer or disavowal of claim scope, the claims must 13 be read consistently with that limitation. Id. 14 Finally, the Court may consider the prosecution history of the patent, if in evidence. 15 Markman, 52 F.3d at 980. The prosecution history limits the interpretation of claim terms to exclude 16 any interpretation that was disclaimed during prosecution. See Southwall Technologies, Inc. v. 17 Cardinal IG Co., 54 F.3d 1570, 1576 (Fed. Cir. 1995). In most situations, analysis of this intrinsic 18 evidence alone will resolve claim construction disputes. See Vitronics, 90 F.3d at 1583. Courts 19 should not rely on extrinsic evidence in claim construction to contradict the meaning of claims 20 discernable from examination of the claims, the written description, and the prosecution history. 21 See Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1308 (Fed. Cir. 1999) (citing 22 Vitronics, 90 F.3d at 1583). However, it is entirely appropriate “for a court to consult trustworthy 23 extrinsic evidence to ensure that the claim construction it is tending to from the patent file is not 24 inconsistent with clearly expressed, plainly apposite, and widely held understandings in the pertinent 25 technical field.” Id. at 1309. Extrinsic evidence “consists of all evidence external to the patent and 26 prosecution history, including expert and inventor testimony, dictionaries, and learned treatises.” 27 Phillips, 415 F.3d at 1317 (citation omitted). All extrinsic evidence should be evaluated in light of 1 DISCUSSION 2 Pursuant to Patent Local Rule 4-3(a), parties are required to identify up to ten terms whose 3 construction will be most significant to the resolution of the case. The parties have identified four 4 terms for construction in their joint claim construction statement. Dkt. No. 96 at 4 (Joint Claim 5 Construction). The Court addresses each of the disputed terms in turn. 6 7 I. ’286 Patent - “sensor value” 8 The ‘286 patent, entitled “Capacitive Keyboard with Non-Locking Reduced Keying 9 Ambiguity,” discloses a method and apparatus for preventing accidental false inputs from keys 10 adjacent to a selected key in a capacitive keyboard. Dkt. No. 72-2, Exhibit A (’286 patent); Dkt. 11 No. 73 at 132 (Pltf’s Opening Brief). These arrays of capacitive proximity sensors are often used in 12 keyboards, keypads, and other touch-input apparatus. Dkt. No. 72-2, Exhibit A (’286 patent); Dkt. 13 No. 73 at 13 (Pltf’s Opening Brief). The term “sensor value” appears in independent claims 1, 9, 14 10, and 21 of the ‘286 patent. Dkt. No. 72-2, Exhibit A (’286 patent). Claim 1, which is 15 representative of the other claims, reads:
16 1. A key panel comprising:
17 a plurality of keys; and
18 control logic operatively coupled to the plurality of keys, the control logic being configured to detect a sensor value of an inactive key 19 surpassing a sensor value of an active key by a select amount and assigning the inactive key as the active key, wherein the key 20 assignment is biased in favor of the currently active key by increasing sensor values of the currently active key. 21
22 Dkt. No. 72-2, Exhibit A at 8:55-65 (emphasis added) (’286 patent). 23 24 Plaintiff Neodron Defendants Plain and ordinary meaning of “measurable Plain and ordinary meaning of “value 25 sensor signal value” indicating the strength of the sensor signal”
26 Dkt. No. 96 at 4 (Joint Claim Construction). Dkt. No. 96 at 4 (Joint Claim Construction). 27 1 The Court construes “sensor value” as “measurable sensor signal value” for three 2 reasons. 3 First, “[t]he patentee is free to choose a broad term and expect to obtain the full scope of its 4 plain and ordinary meaning unless the patentee explicitly redefines the term or disavows its full 5 scope.” Thorner v. Sony Computer Entm't Am. LLC, 669 F.3d 1362, 1367 (Fed. Cir. 2012). 6 Defendants argue language limiting the term is necessary because the specification consistently uses 7 the term “signal strength” to characterize the invention. Dkt. No. 75 at 6 (citing GPNE Corp. v. 8 Apple Inc., 830 F.3d 1365, 1370-71 (Fed. Cir. 2016)) (Defs’ Responsive Brief). Unlike GPNE 9 Corp., the ’286 patent does not indicate the patentee had the explicit desire to redefine the term or 10 disavow its full scope. GPNE Corp. v. Apple Inc., 830 F.3d 1365, 1370 (Fed. Cir. 2016) (the clear 11 desire from the patentee occurred because the disputed term appeared in the specification over 200 12 times). Additionally, unlike GPNE Corp., neither Neodron nor defendants have presented any 13 evidence of the prosecution history indicating the patentee’s explicit desire to redefine the term or 14 disavow the term’s full scope. 15 Second, the specification’s embodiments should not necessarily limit the claims. Phillips v. 16 AWH Corp., 415 F.3d 1303, 1323 (Fed. Cir. 2005). Courts repeatedly warn against confining the 17 claims to the specification’s embodiments because “persons of ordinary skill in the art rarely would 18 confine their definitions of terms to the exact representations depicted in the embodiments.” Phillips 19 v. AWH Corp., 415 F.3d 1303, 1323 (Fed. Cir. 2005). In this case, the specification indicates a 20 preferred embodiment, but this preference should not limit the claim language. KCJ Corp. v. Kinetic 21 Concepts, Inc., 223 F.3d 1351, 1356 (Fed. Cir. 2000) (quoting Electro Med. Sys., S.A. v. Cooper 22 Life Scis., Inc., 34 F.3d 1048, 1054 (Fed. Cir. 1994)). 23 Third, defendants argue the ’286 patent’s context justifies the claim limitation. Dkt. No. 75 24 at 7 (citing McRO, Inc. v. Bandai Namco Games Am. Inc., 959 F.3d 1091, 1097 (Fed. Cir. 2020)) 25 (Defs’ Responsive Brief). The Court disagrees. In McRO, Inc., no dispute existed with the 26 mathematical definition of a vector. A vector is “represented by a three-term sequence (ax, ay, az), 27 each term for one of the three spatial dimensions.” McRO, Inc. v. Bandai Namco Games Am. Inc., 1 steps . . . including any processing, amplification, thresholding, smoothing, noise reduction, whether 2 it is that’s done in the process of comparing the values to determine which key is pressed.” Dkt. No. 3 73 at 29 (internal quotations omitted) (quoting Dkt. No. 74-13 at 6, Exhibit 13 (ALJ Markman 4 hearing)) (Pltf’s Opening Brief). Limiting the term would not afford the patentee its full scope.
6 II. ’502 Patent – (A) “sensing area” and (B) “wherein row sensing electrodes of sensing cells at opposing ends of at least one of the rows are electrically coupled to one another by 7 respective row wrap-around connections made outside of the sensing area” 8 The ’502 patent, entitled “Two-Dimensional Position Sensor,” discloses a capacitive 9 position sensor for determining the position of an object within a two-dimensional sensing area. 10 Dkt. No. 72-13, Exhibit L (’502 patent); Dkt. No. 73 at 7 (Pltf’s Opening Brief). This capacitive 11 position sensor can be used in objects such as a touchpad or a touchscreen. Dkt. No. 72-13, Exhibit 12 L (’502 patent); Dkt. No. 73 at 7 (Pltf’s Opening Brief). Claim 1 reads:
13 1. A position sensor comprising: 14 a substrate having a surface with an arrangement of electrodes mounted thereon, 15 wherein the electrodes define an array of sensing cells arranged in columns and rows to form a capacitive sensing area of the sensor, each sensing cell including a column 16 sensing electrode and a row sensing electrode, the column sensing electrodes of sensing cells in the same column being electrically coupled together and the row 17 sensing electrodes of sensing cells in the same row being electrically coupled together, and 18 wherein row sensing electrodes of sensing cells at opposing ends of at least one 19 of the rows are electrically coupled to one another by respective row wrap- around connections made outside of the sensing area. 20 Dkt. No. 72-13, Exhibit L at 12:11-27 (emphasis added) (’502 patent). 21 22 A. “sensing area” 23 24 Plaintiff Neodron Defendants
25 Plain and ordinary meaning of “an area defined Plain and ordinary meaning of “an area defined by the sensing cells” by the sensing electrodes” 26 Dkt. No. 96 at 4 (Joint Claim Construction). Dkt. No. 96 at 4 (Joint Claim Construction). 27 The Court construes “sensing area” as “an area defined by the sensing cells.”. 1 Construing the term “sensing area” as “an area defined by the sensing electrodes” renders 2 the use of sensing cells superfluous and this interpretation is disfavored. SimpleAir, Inc. v. Sony 3 Ericsson Mobile Commc'ns AB, 820 F.3d 419, 429 (Fed. Cir. 2016) (citing Power Mosfet Techs., 4 L.L.C. v. Siemens AG, 378 F.3d 1396, 1410 (Fed. Cir. 2004)). Specifically, the contextual claim 5 language indicates the sensing area depends on the sensing cells. Dkt. No. 72-13, Exhibit L at 2:45- 6 55. The sensing cells are formed by row and column electrodes. Id. In order for sensing cells to 7 be meaningfully different from the sensing area they cannot be identically defined. 8
9 B. “wherein row sensing electrodes of sensing cells at opposing ends of at least one of the rows are electrically coupled to one another by respective row wrap- 10 around connections made outside of the sensing area”
11 12 Plaintiff Neodron Defendants 13 Plain and ordinary meaning of: Plain and ordinary meaning of: 14 “wherein row sensing electrodes of sensing “wherein row sensing electrodes of sensing 15 cells at opposing ends of at least one of the cells at opposing ends of at least one of the rows are electrically coupled to one another by rows are electrically coupled to one another by 16 connections that wrap around the respective connections that wrap around other electrodes row and are made outside the sensing area” in the row and are made outside the sensing 17 area”
18 Dkt. No. 96 at 4 (Joint Claim Construction). Dkt. No. 96 at 4 (Joint Claim Construction). 19
20 The Court construes the term in accordance with the plain and ordinary meaning of 21 “wherein row sensing electrodes of sensing cells at opposing ends of at least one of the rows are 22 electrically coupled to one another by connections that wrap around the respective row and are 23 made outside the sensing area.” This construction naturally aligns with the patent’s description. 24 “The construction that stays true to the claim language and most naturally aligns with the 25 patent’s description of the invention will be, in the end, the correct construction.” SimpleAir, Inc. 26 v. Sony Ericsson Mobile Commc'ns AB, 820 F.3d 419, 429–30 (Fed. Cir. 2016). In this case, the 27 term’s use of the word “wrap-around” informs a POSITA that the connection must run from one 1 vertical side of the sensing area to another vertical side of the sensing area. The language indicates 2 the “wrap-around” connection cannot run from the vertical side of the sensing area to a horizontal 3 side of the sensing area because the connection would not curve around the respective row. The 4 “wrap-around” connection would not circumscribe most of the respective row’s sides. For example, 5 a connection running between the sensing area’s vertical side to the horizontal side would only curve 6 around a part of the respective row and would not “wrap-around” the respective row. 7 8 III. ’770 Patent - “generally straight line” 9 The ‘770 patent entitled, “Touch Sensor with High-Density Macro-Feature Design,” 10 discloses designs for a touch sensor which may detect the presence and location of a touch or the 11 proximity of an object (such as a user's finger or a stylus) within a touch-sensitive area of the touch 12 sensor overlaid on a display screen. Dkt. No. 72-12, Exhibit K (’770 patent); Dkt. No. 73 at 11 13 (Pltf’s Opening Brief). The term “generally straight line” appears in independent claim 1 and 7 of 14 the ’770 patent. Claim 7, which is representative of the other claims, reads: 15 7. A touch position-sensing panel comprising:
16 a sensing area comprising:
17 a substrate; . . .
18 the second layer having a second plurality of gaps formed in the mesh, at least one of the plurality of second electrodes separated from an 19 adjacent electrode of the plurality of second electrodes by a gap of the second plurality of gaps, the gap of the second plurality of gaps 20 separating the at least one electrode of the plurality of second electrodes and the adjacent electrode of the plurality of second 21 electrodes from one side of the sensing area to an opposing side of the sensing area; 22 wherein the plurality of first electrodes and the plurality of second 23 electrodes overlap to create a plurality of nodes;
24 wherein each of the first plurality of gaps and each of the second plurality of gaps runs in a generally straight line from one side of 25 the sensing area to an opposing side of the sensing area and has a width greater than or equal to 5 micrometers and less than 20 26 micrometers, . . . .
27 Dkt. No. 72-12, Exhibit K at 14:10-67 (emphasis added) (’770 patent). 1 Plaintiff Neodron Defendants 2 Plain and ordinary meaning; Indefinite 3 No construction necessary 4 Dkt. No. 96 at 4 (Joint Claim Construction). Dkt. No. 96 at 4 (Joint Claim Construction). 5 6 The parties dispute whether the term “generally straight line” is indefinite for failing to 7 comply with 35 U.S.C. § 112. Dkt. No. 96 (Joint Claim Construction). The Court finds the term 8 is not indefinite. Defendants have not overcome the patent’s statutory validity presumption with 9 clear and convincing evidence. 10 Patents are statutorily presumed valid and “any facts supporting a holding of invalidity must 11 be proved by clear and convincing evidence.” Budde v. Harley-Davidson, Inc., 250 F.3d 1369, 1376 12 (Fed. Cir. 2001). Here, defendants have not overcome the patent’s statutory validity presumption. 13 Defendants state “generally straight line” renders the patent indefinite “because there is no common 14 understanding among those of ordinary skill in the art about what a ‘generally straight line’ is 15 relative to the distinguished art, and the patent does not define one.” Dkt. No. 72 at 19 (Defs’ 16 Opening Brief). Defendants argue “generally straight line” is a term of degree, and claims reciting 17 terms of degree are indefinite if they fail to provide objective boundaries for POSITAs when read 18 in light of the specification. Dkt. No. 72 at 19-20 (citing Liberty Ammunition, Inc. v. United States, 19 835 F.3d 1388, 1395-96 (Fed. Cir. 2016)) (Defs’ Opening Brief). Specifically, defendants state the 20 specification does not provide “any objective indication for determining whether any specific shape, 21 threshold, or other characteristics is required for an electrode gap to run in a ‘generally straight 22 line.’” Dkt. No. 72 at 21-22 (Defs’ Opening Brief). Furthermore, defendants claim “[a] POSITA 23 would understand that even small variations matter when the gaps are only micrometers across. 24 [citation]. At this size, small differences have large impacts on the nature of the electrodes, which 25 impacts performance. [citation].” Dkt. No. 72 at 21-22 (citing Dkt. No. 72-3, Exhibit B at ¶¶ 36-37 26 (Silzars Dec.)) (Defs’ Opening Brief). 27 But, courts “have rejected the proposition that claims involving terms of degree are 1 2017) (citing Interval Licensing LLC v. AOL, Inc., 766 F.3d 1364, 1370 (Fed. Cir. 2014)). “[A] 2 patentee need not define his invention with mathematical precision in order to comply with the 3 definiteness requirement.” Sonix Tech. Co. v. Publications Int'l, Ltd., 844 F.3d 1370, 1377 (Fed. 4 Cir. 2017) (citing Invitrogen Corp. v. Biocrest Mfg., L.P., 424 F.3d 1374, 1384 (Fed. Cir. 2005)). 5 As Neodron states, the term “generally straight line” does not need to be mathematically precise as 6 it “encompasses some imprecision from a perfectly or exactly straight line, which is appropriate and 7 acceptable to a POSITA.” Dkt. No. 73 at 27 (citing Dkt. No. 74-1, Exhibit 1 ¶¶ 74-75 (Richard A. 8 Flasck Dec.)) (Pltf’s Opening Brief). 9 Defendants rely on Intel Corp. v. Tela Innovations, Inc. when making their term of degrees 10 argument. Dkt. No. 72 at 20 (citing No. 3:18-CV-02848-WHO, 2019 WL 5697922 (N.D. Cal. Nov. 11 4, 2019)) (Defs’ Opening Brief). Defendants argue Intel is instructive because “Intel observed that, 12 although the intrinsic evidence reveals where line end spacing is located and why minimum size is 13 desirable, it provided no objective way to determine what minimum size means.” Dkt. No. 72 at 20 14 (emphasis in original) (citing Intel Corp. v. Tela Innovations, Inc., No. 3:18-CV-02848-WHO, 2019 15 WL 5697922, at *12 (N.D. Cal. Nov. 4, 2019)). Neodron distinguishes Intel, arguing that the Intel 16 dispute related to extreme precision and required a microscopic integrated circuit to be “physically 17 and electrically separated by a line end spacing of minimum size.” Dkt. No. 76 at 19 (emphasis in 18 original) (citing Intel Corp. v. Tela Innovations, Inc., No. 3:18-CV-02848-WHO, 2019 WL 19 5697922, at *11 (N.D. Cal. Nov. 4, 2019)) (Pltf’s Responsive Brief). Here, the ’770 patent relates 20 to gaps ranging from 5 to 20 micrometers while Intel concerned nanoscale technology. Dkt. No. 21 72-12, Exhibit K at 14:20-25 (‘770 patent claim 1); No. 3:18-CV-02848-WHO, 2019 WL 2476620, 22 at *12 (N.D. Cal. June 13, 2019). The difference between micrometers and nanometers is key, as 23 Neodron’s expert states: “[a] POSITA would by no means understand that a mesh pattern formed 24 of 5 to 20 micron gaps would necessarily have those gaps running in mathematically perfect straight 25 lines (or in any other mathematically precise shape).” Dkt. No. 74-1, Exhibit 1 ¶ 77 (Flasck Dec.)). 26 Moreover, “a POSITA [would not] find any inconsistency between the [‘770]3 patent claims’ 27 1 requirement of small 5 to 20 micron gaps . . . and the requirement that those gaps run only in a 2 generally straight line . . . .” Dkt. No. 74-1, Exhibit 1 ¶ 77 (Flasck Dec.)). 3 Further, the Anchor Wall4 court found the word “generally” acts as a descriptive term 4 “commonly used in patent claims to avoid a strict numerical boundary.” Anchor Wall Sys., Inc. v. 5 Rockwood Retaining Walls, Inc., 340 F.3d 1298, 1310–11 (Fed. Cir. 2003) (internal quotations 6 omitted) (citing Ecolab, Inc. v. Envirochem, Inc., 264 F.3d 1358, 1367 (Fed. Cir. 2001)). Also, the 7 patent’s specification expressly explains approaches using language like “generally quadrilateral,” 8 “generally rectangular,” and “generally parallel.” Dkt. No. 72-12, Exhibit K at 6:50-55, 9:5-10 (’770 9 patent). As Neodron’s expert indicates, the ’770 patent’s figure 4, which discloses electrodes that 10 are “generally quadrilateral,” would inform a POSITA what constitutes a design where gaps run in 11 a “generally straight line.” Dkt. No. 74-1, Exhibit 1 ¶ 75 (Flasck Dec.)). Thus, the specification’s 12 use of “generally quadrilateral,” “generally rectangular,” and “generally parallel” would inform, 13 with reasonable certainty, those skilled in the art about the scope of the term. 14 Defendants state they “offer ample evidence and the ’770 Patent provides no relevant 15 context.” Dkt. No. 75 at 14 (citing Dkt. No. 72-3, Exhibit B ¶¶ 35-40 (Silzars Dec.)) (Defs’ 16 Responsive Brief). However, the defendants’ evidence does not meet the clear and convincing 17 threshold to overcome the statutory presumption of validity and the requirement that a patentee need 18 not define their invention with mathematical certainty. Ultimately, the specification use of 19 “generally quadrilateral,” “generally rectangular,” and “generally parallel” and the macroscopic 20 view would inform, with reasonable certainty, those skilled in the art about the scope of the term. 21 Thus, the term “generally straight line” will maintain its plain and ordinary meaning. 22 23
4 Defendants attempt to distinguish Anchor Wall arguing it does not address indefiniteness. 25 Dkt. No. 75 at 13 (Defendants’ Responsive Brief). However, courts addressing indefiniteness cite Anchor Wall for claim constructions disputing the term “generally.” See generally Advanced 26 Aerospace Techs., Inc. v. United States, 124 Fed. Cl. 282, 306 (2015) (finding the terms “generally vertical” and “generally perpendicular” not indefinite); Edgewell Pers. Care Brands, LLC v. Albaad 27 Massuot Yitzhak, Ltd., No. CV 15-1188-RGA, 2017 WL 1900736, at *2 (D. Del. May 9, 2017) 1 ISSUE TWO: DEFENDANTS’ MOTION TO STRIKE 2 BACKGROUND 3 On April 17, 2020, pursuant to the agreed upon schedule, the parties exchanged their expert 4 witnesses’ declarations. Dkt. Nos. 82-3, Exhibit 1 (Neodron’s Email Service), 82-4, Exhibit 2 5 (Defendants’ Email Service). On May 15, 2020, Neodron timely served its first supplemental 6 declaration on defendants. Dkt. No. 82-5, Exhibit 3 (Neodron’s First Supplemental Declaration 7 Email Service). Later, Neodron filed its responsive claim construction brief as well as the second 8 supplemental declaration. Dkt. No. 76 (Pltf’s Responsive Brief); Dkt. No. 77-2, Exhibit 21 (Second 9 Supplemental Declaration) (Filed: June 5, 2020). Defendants state Neodron “did not provide notice 10 . . . that it would submit the Second Supplemental Flasck Declaration, nor did it seek leave of this 11 Court to file it.” Dkt. No. 82 at 7 (Motion to Strike). 12 On June 16, 2020, defendants moved the Court to strike plaintiff the second supplemental 13 Flasck declaration and portions of Neodron’s responsive brief citing thereto. Dkt. No. 82 (Motion 14 to Strike) (Dkt. No. 76 (Pltf’s Responsive Brief); Dkt. No. 77-2, Exhibit 21 (Richard A. Flasck 15 Supplemental Dec.)). Specifically, defendants state the second supplemental declaration was 16 “untimely and highly prejudicial.” Dkt. No. 82 at 5 (Motion to Strike). 17 Neodron argues the second supplemental Flasck declaration is proper because, by arguing 18 the “generally straight line” term is indefinite, defendants have converted a claim construction issue 19 into a summary judgment motion: “the declaration [defendants] seek to strike is exclusively 20 responsive to [defendants’] motion for summary judgment.” Id. at 2. Plaintiff argues the 21 supplemental declaration is proper because “it does not concern all the garden-variety claim 22 construction disputes before this Court” rather “it solely concerned [d]efendants’ summary 23 judgment arguments for invalidity based on indefiniteness [for the ‘generally straight line’ term].” 24 Id. Neodron argues the inclusion of the second supplemental declaration is harmless and permitted 25 under FRCP 37. Id. at 4 (Disclosures allowed if they are “substantially justified or harmless”). 26 Additionally, Neodron argues striking lines from their brief is improper because “[the brief lines] 27 do not solely rely on Flasck’s Second declaration and, in some cases, plainly do not rely on that 1 LEGAL STANDARD 2 The Northern District of California's “Local Rules exist to further the goal of full, timely 3 discovery and provide all parties with adequate notice and information with which to litigate their 4 cases, not to create supposed loopholes through which parties may practice litigation by ambush.” 5 IXYS Corp. v. Advanced Power Tech., Inc., No. C 02-03942 MHP, 2004 WL 1368860, at *3 (N.D. 6 Cal. June 16, 2004). “The rules are designed to require parties to crystallize their theories of the 7 case early in the litigation and to adhere to those theories once they have been disclosed.” O2 Micro 8 Int'l, Ltd. v. Monolithic Power Sys., 467 F.3d 1355, 1366 & n.12 (Fed. Cir. 2006) (“The rules . . . 9 seek to balance the right to develop new information in discovery with the need for certainty as to 10 the legal theories.”). 11 12 DISCUSSION 13 The Court GRANTS defendants’ motion to strike plaintiff’s second supplemental 14 declaration. The second supplemental declaration was untimely based on the amended case 15 schedule and local patent rules. Local patent 3-3(a) indicates “Invalidity Contentions” contain any 16 grounds for indefiniteness under 35 U.S.C. § 112(2). Parties must exchange proposed terms for 17 construction no later than “14 days after service of the ‘Invalidity Contentions’ pursuant to Patent 18 L.R. 3-3.” Patent L.R. 4-1(a). “The parties shall simultaneously exchange proposed constructions 19 of each term identified by either party for claim construction” no “later than 21 days after the 20 exchange of the lists pursuant to Patent L.R. 4-1.” Patent L.R. 4-2 (emphasis added). “At the same 21 time the parties exchange their respective ‘Preliminary Claim Constructions,’ each party shall also 22 . . . designate any supporting extrinsic evidence including, without limitation, . . . testimony of 23 percipient and expert witnesses.” Patent L.R. 4-2(b) (emphasis added). Ultimately, Neodron failed 24 to abide by the local patent rules because Neodron did not timely disclose the supplemental 25 testimony. Therefore, the Court STRIKES the Supplemental Flasck Declaration and any reference 26 thereto or reliance thereon in plaintiff’s responsive brief. 27 1 CONCLUSION 2 For the foregoing reasons and for good cause shown, the Court hereby adopts the 3 || constructions set forth in this order. 4 The Court GRANTS defendants’ motion to strike plaintiff's second supplemental 5 || declaration. 6 The Court GRANTS plaintiffs motion to strike their own claim construction reply brief. * 7 8 IT IS SO ORDERED. 9 || Dated: July 13, 2020 Site WU tee 10 SUSAN ILLSTON United States District Judge a 12
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Z 18 19 20 21 22 23 24 25 > On June 12, 2020, plaintiff filed a claim construction reply brief. Dkt. No. 79. Defendants 26 || did not file a claim construction reply brief. Dkt. No. 81 at 2 (motion to strike). Subsequently, plaintiff “discovered that Defendants had interpreted the Court’s Scheduling Order as prohibiting 07 the filing of reply claim construction briefs.” Dkt. No. 81 at 2. On June 13, 2020, plaintiff voluntarily withdrew their claim construction reply brief and moved the Court to strike the reply ag || brief. Dkt. No. 81 at 2. The Court GRANTS the plaintiff's motion to strike their own claim construction reply brief.