Natural Resources Defense Council, Inc., a Non-Profit New York Corporation v. Russell E. Train, Administrator of Environmental Protection Agency

519 F.2d 287, 171 U.S. App. D.C. 151, 5 Envtl. L. Rep. (Envtl. Law Inst.) 20578, 8 ERC (BNA) 1233, 1975 U.S. App. LEXIS 12772, 8 ERC 1233
CourtCourt of Appeals for the D.C. Circuit
DecidedSeptember 15, 1975
Docket74-1538
StatusPublished
Cited by95 cases

This text of 519 F.2d 287 (Natural Resources Defense Council, Inc., a Non-Profit New York Corporation v. Russell E. Train, Administrator of Environmental Protection Agency) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Natural Resources Defense Council, Inc., a Non-Profit New York Corporation v. Russell E. Train, Administrator of Environmental Protection Agency, 519 F.2d 287, 171 U.S. App. D.C. 151, 5 Envtl. L. Rep. (Envtl. Law Inst.) 20578, 8 ERC (BNA) 1233, 1975 U.S. App. LEXIS 12772, 8 ERC 1233 (D.C. Cir. 1975).

Opinions

ROBB, Circuit Judge:

Appellants, referred to here as plaintiffs, are four non-profit corporations interested in the implementation and enforcement of federal laws protecting the . environment. They brought this suit in the District Court against the Administrator of the Environmental Protection Agency (EPA) “to review his implementation of Sections 101(a)(3) and 307(a)(1) of the Federal Water Pollution Control Act Amendments” of 1972 (FWPCA) 33 U.S.C. §§ 1251(a)(3), 1317(a)(1). The suit challenges the Administrator’s action, pursuant to the statute, in publishing an initial list of toxic pollutants and in setting criteria for the inclusion of pollutants on the list. The District Court granted the Administrator’s motion to dismiss the complaint on the merits.

The 1972 statute declares that “it is the national policy that the discharge of toxic pollutants in toxic amounts be prohibited”. Section 101(a)(3), 33 U.S.C. § 1251(a)(3). In furtherance of this policy the Administrator is first directed to publish “and from time to time thereafter revise” a list of toxic pollutants or combination of pollutants, taking “into account the toxicity of the pollutant, its persistence, degradability, the usual or potential presence of the affected organisms in any waters, the importance of the affected organisms and the nature and extent of the effect of the toxic pollutant on such organisms.” Section 307(a)(1), 33 U.S.C. § 1317(a)(1). The term “toxic pollutant” is defined in section 502(13), 33 U.S.C. § 1362(13).

Within 180 days after the publication of the list of toxic pollutants, the Administrator must propose effluent standards or prohibitions for the substances or combinations of substances on the list and must notice these proposed standards for public hearing. Within an additional six months after the publication of the proposed effluent standards or prohibitions, the Administrator must promulgate final effluent standards or prohibitions. Section 307(a)(2), 33 U.S.C. § 1317(a)(2). Final effluent standards or prohibitions established pursuant to section 307(a)(2) must take effect no later than a year from the date of their promulgation. Section 307(a)(6), 33 U.S.C. § 1317(a)(6).

The complaint in the District Court is in two counts. The first count alleges that the selection criteria used by the Administrator in choosing pollutants for inclusion on his initial list “impose preconditions and restrictions upon the inclusion of pollutants and combinations of pollutants on the list that are unlawful and inconsistent with the provisions and policies of the Act”; that the “promulgation of these unlawfully restrictive selection criteria is arbitrary, is beyond defendant’s statutory authority, and is in violation of the Act.” The count further alleges that in omitting substances from the list the Administrator was “guided by certain selection criteria and other considerations and constraints that are neither authorized by nor consistent with the Act.” Finally, it is alleged that the Administrator’s action in rejecting candidate pollutants for inclusion on the list [289]*289“was arbitrary, ... an abuse of discretion and ... in violation of the Act.” In the second count the complaint lists twenty-five substances alleged to be “toxic within the meaning of the Act” and claims that the Administrator “was without discretion to leave [these] substances . . . off the list of toxic pollutants”. The omission of the twenty-five substances is alleged to have been “arbitrary and capricious, and in violation of the Act.”

The complaint asks for a declaratory judgment and injunctive relief requiring the Administrator (1) to rescind and revoke the parts of the published selection criteria alleged to be unlawful for failure to reflect the relevant legislative factors; (2) to publish amended selection criteria reflecting the relevant legislative factors and those on which the Administrator relied; (3) to add to the list all substances satisfying the amended selection criteria, including the twenty-five substances alleged to have been wrongfully omitted.

Along with the complaint, the plaintiffs served on the Administrator a set of interrogatories and a request to produce documents. These requests were designed to elicit information as to what documents and materials were relied on by the Administrator in formulating his list of toxic pollutants — that is, what constituted the administrative record before the Agency. The plaintiffs also wished to determine what selection criteria were actually used by the Administrator in formulating his list, and whether and to what extent other considerations and constraints in addition to the published selection criteria were used in excluding substances from the list.

The Administrator did not answer the complaint or respond to the plaintiffs’ requests for discovery. Instead he filed a number of documents which he characterized as the “administrative record” and moved to stay both discovery and answer pending resolution of a motion to dismiss. Thereafter, he filed a motion to dismiss, or in the alternative for summary judgment. The motion argued that the published selection criteria were lawful, and that the Administrator’s action in publishing the list of toxic pollutants, as “reasoned decision-making” within the Administrator’s discretion, was unre-viewable. From these premises the Administrator argued that the complaint failed to state a claim upon which relief could be granted.

Countering the Administrator’s motion for summary judgment the plaintiffs filed an affidavit from their counsel asserting that the documents filed with the court by the Administrator did not constitute the entire administrative record. Specifically, the affidavit listed several documents which had been relied upon by the Administrator and had come to the attention of counsel but which were not included among those filed with the court. One of these documents was a report or summary described as the “Administrator’s Briefing Book, entitled 'Toxic Pollutants, § 307(a), P.L. 92-500, Prepared by “HATS” Task Force, Office of Water Programs, Environmental Protection Agency (June 1973)’ ”. In response the Administrator filed two additional documents which he said constituted “parts of the record of the decision by the Administrator”. He did not however file all the documents referred to in counsel’s affidavit and in particular did not file the “Briefing Book” nor did he assert that the record as supplemented constituted the entire administrative record.

Holding there had been no showing that the Administrator had abused his discretion, the District Court granted the Administrator’s motion to dismiss on the merits. The court pointed out that, pursuant to the statutory command that the list be revised from time to time, the Administrator was considering the inclusion of additional substances on his list. For this reason the court declined to “interject itself into an on-going and orderly administrative process”. Natural Resources Defense Council, Inc. v. Train, 6 E.R.C. 1702, 1704 (D.D.C.1974).

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519 F.2d 287, 171 U.S. App. D.C. 151, 5 Envtl. L. Rep. (Envtl. Law Inst.) 20578, 8 ERC (BNA) 1233, 1975 U.S. App. LEXIS 12772, 8 ERC 1233, Counsel Stack Legal Research, https://law.counselstack.com/opinion/natural-resources-defense-council-inc-a-non-profit-new-york-corporation-cadc-1975.