National Mining Association v. U.S. Army Corps of Engineers

145 F.3d 1399, 330 U.S. App. D.C. 329, 141 Oil & Gas Rep. 198, 28 Envtl. L. Rep. (Envtl. Law Inst.) 21318, 46 ERC (BNA) 1769, 1998 U.S. App. LEXIS 13009
CourtCourt of Appeals for the D.C. Circuit
DecidedJune 19, 1998
Docket97-5099, 97-5112
StatusPublished
Cited by157 cases

This text of 145 F.3d 1399 (National Mining Association v. U.S. Army Corps of Engineers) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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National Mining Association v. U.S. Army Corps of Engineers, 145 F.3d 1399, 330 U.S. App. D.C. 329, 141 Oil & Gas Rep. 198, 28 Envtl. L. Rep. (Envtl. Law Inst.) 21318, 46 ERC (BNA) 1769, 1998 U.S. App. LEXIS 13009 (D.C. Cir. 1998).

Opinions

Opinion for the Court filed by Circuit Judge STEPHEN F. WILLIAMS.

Concurring opinion filed by Circuit Judge SILBERMAN.

STEPHEN F. WILLIAMS, Circuit Judge:

Section 404 of the Clean Water Act (the “Act”) authorizes the United States Army Corps of Engineers (the “Corps”) to issue permits “for the discharge of dredged or fill material into the navigable waters at specified disposal sites.” 33 U.S.C. § 1344. Section 301(a) of the Act provides that the “discharge of any pollutant by any person” is unlawful unless in compliance with Act’s permit requirements, including those of § 404. Id. § 1311(a). “Discharge,” in turn, is defined as “any addition of any pollutant to navigable waters from any point source.” Id. § 1362(12).

In 1986 the Corps issued a regulation defining the term “discharge of dredged material,” as used in § 404, to mean “any addition of dredged material into the waters of the United States,” but expressly excluding “de minimis, incidental soil movement occurring during normal dredging operations.” 51 Fed.Reg. 41,206, 41,232 (Nov. 13, 1986). In 1993, responding to litigation, the Corps issued a new rule removing the de minimis exception and expanding the definition of discharge to cover “any addition of dredged material into, including any redéposit of dredged material within, the waters of the United States.” 33 CFR § 323.2(d)(1) (emphasis added). Redeposit occurs when material removed from the water is returned to it; when redeposit takes place in substantially the same spot as the initial removal, the parties refer to it as “fallback.” In effect the new rule subjects to federal regulation virtually all excavation and dredging performed in wetlands.

The plaintiffs, various trade associations whose members engage in dredging and excavation, mounted a facial challenge to the 1993 regulation, claiming that it exceeded the scope of the Corps’s regulatory authority under the Act by regulating fallback. The district court agreed and granted summary judgment for the plaintiffs. American Mining Congress v. United States Army Corps of Engineers, 951 F.Supp. 267 (D.D.C.1997). The district court also entered an injunction prohibiting the Corps and the Environmental Protection Agency, who jointly administer § 404, from enforcing the regulation anywhere in the United States. Id. at 278. We affirm.

The Act sets up two independent permitting systems. See 33 U.S.C. § 1311(a). Section 402 authorizes EPA (or state agencies in some circumstances) to issue National Pollutant Discharge Elimination System (“NPDES”) permits to control the discharge of wastewater into navigable waters. Section 404, the provision at issue in this case, authorizes the Corps, with EPA oversight, to issue permits “for the discharge of dredged or fill material into the navigable waters at specified disposal sites.” Id. § 1344(a).1 At the time of the Act’s passage in 1972, the Corps already had jurisdiction over navigational dredging under Section 10 of the Rivers and Harbors Act of 1899, 33 U.S.C. § 403.

For the purposes of the Act, the phrase “navigable waters” has been construed to include wetlands. United States v. Riverside Bayview Homes, 474 U.S. 121, 131-32 & n. 8, 106 S.Ct. 455, 88 L.Ed.2d 419 (1985) (upholding as not unreasonable an interpretation by the Corps that the Act is applicable to wetlands “adjacent to but not regularly flooded by rivers, streams, and other hydrographic features more conventionally identifiable as ‘waters’”).2 Wetlands, in turn, are defined [1402]*1402by the Corps as areas “inundated or saturated by surface or ground water at a frequency and duration sufficient to support, and that under normal circumstances do support, a prevalence of vegetation typically adapted for life in saturated soil conditions.” 33 CFR § 328.3(b). The United States Fish and Wildlife Service estimated that as of the 1980s there were 104 million acres of wetlands in the contiguous United States — about five percent of the total land surface of the lower 48 states. T.E. Dahl, Wetlands Losses in the United States 1780’s to 1980’s 5 (U.S. Fish & Wildlife Service 1990). (Because so much of Alaska is wetlands by the prevailing definition, the proportion rises to twelve percent if all 50 states are included.) Id. The plaintiffs assert that seventy-five percent of wetlands in the United States are privately owned. Plaintiffs’ Br. at 6.

In 1977 the Corps promulgated regulations that generally tracked the statutory language, defining “discharge of dredged material” as “any addition of dredged material into the waters of the United States,” with a few limited exceptions. 42 Fed.Reg. 37,145 (July 19, 1977). A new regulation issued in 1986 exempted from the permit requirement “de minimis, incidental soil movement occurring during normal dredging operations.” 51 Fed.Reg. at 41,232. Although this regulation did not define “normal dredging operations,” its preamble gave some guidance as to the exemption’s coverage:

Section 404 clearly directs the Corps to regulate the discharge of dredged material, not the dredging itself. Dredging operations cannot be performed without some fallback. However, if we were to define this fallback as a “discharge of dredged material,” we would, in effect, be adding the regulation of dredging to section 404 which we do not believe was the intent of Congress.

Id. at 41,210. The parties agree that the 1986 rule did, however, regulate “sidecast-ing,” which involves placing removed soil in a wetland but at some distance from the point of removal (e.g., by the side of an excavated ditch). See 58 Fed.Reg. 45,008, 45,013/3 (Aug. 25, 1993) (noting that sidecasting has “always been regulated under Section 404.”).

The 1993 rulemaking under challenge here was prompted by a lawsuit, North Carolina Wildlife Federation v. Tulloch, Civ. No. C90-713-CIV-5-BO (E.D. N.C.1992), concerning a developer who sought to drain and clear 700 acres of wetlands in North Carolina. See 58 Fed.Reg. at 45,016. Because the developer’s efforts involved only minimal incidental releases of soil and other dredged material, the Corps’s field office personnel determined that, under the terms of the 1986 regulation, § 404’s permit requirements did not apply. Environmental groups, concerned by what they viewed as the adverse effects of the developer’s activities on the wetland, filed an action seeking enforcement of the § 404 permit requirement. As part of the settlement of the Tulloch case (a settlement to which the developer was not a party), the two administering agencies agreed to propose stiffer rules governing the permit requirements for landclearing and excavation activities. The result — the regulation at issue here — has come to be called the “Tulloch Rule.”

As mentioned above, the Tulloch

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145 F.3d 1399, 330 U.S. App. D.C. 329, 141 Oil & Gas Rep. 198, 28 Envtl. L. Rep. (Envtl. Law Inst.) 21318, 46 ERC (BNA) 1769, 1998 U.S. App. LEXIS 13009, Counsel Stack Legal Research, https://law.counselstack.com/opinion/national-mining-association-v-us-army-corps-of-engineers-cadc-1998.