Action Alliance of Senior Citizens of Greater Philadelphia v. Margaret Heckler

789 F.2d 931, 252 U.S. App. D.C. 249, 1986 U.S. App. LEXIS 24699
CourtCourt of Appeals for the D.C. Circuit
DecidedMay 2, 1986
Docket85-5156
StatusPublished
Cited by201 cases

This text of 789 F.2d 931 (Action Alliance of Senior Citizens of Greater Philadelphia v. Margaret Heckler) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Action Alliance of Senior Citizens of Greater Philadelphia v. Margaret Heckler, 789 F.2d 931, 252 U.S. App. D.C. 249, 1986 U.S. App. LEXIS 24699 (D.C. Cir. 1986).

Opinion

GINSBURG, Circuit Judge:

This case presents a challenge to the Secretary of Health and Human Services’ implementation of the Age Discrimination Act, 42 U.S.C. § 6101 et seq. (1982) (ADA or Act). The district court dismissed the action on the grounds that the plaintiffs lacked standing to pursue some of their claims and that the remainder of the case had become moot. We affirm in part, reverse in part, and remand.

I.

The Age Discrimination Act was passed in 1975. See Age Discrimination Act of 1975, Pub. L. No. 94-135, 89 Stat. 728 (codified as amended at 42 U.S.C. § 6101 et seq. (1982)). The Act’s purpose is “to prohibit discrimination on the basis of age in programs or activities receiving Federal financial assistance.” 42 U.S.C. § 6101 (1982). 1 The ADA is implemented by the *935 Secretary of Health and Human Services (HHS), 2 whose initial responsibility is to issue a set of government-wide regulations; these general regulations, upon publication, serve as a model for the drafting of agency-specific regulations by each federal agency that administers any program of financial assistance. See id. at § 6103(a). Because it is one such agency, HHS must also issue its own specific regulations. To promote consistent implementation of the Act, all agency-specific regulations, once formulated, are submitted to the Secretary of HHS for approval. See id. at § 6103(a)(4).

The Secretary published the final, government-wide ADA regulations in June 1979 and the final, HHS-specific regulations in December 1982. See 44 Fed.Reg. 33776 (1979) (to be codified at 45 C.F.R. § 90) (government-wide regulations); 47 Fed.Reg. 57858 (1982) (to be codified at 45 C.F.R. § 91) (HHS-specific regulations). At the time appellants commenced this action, in February 1983, the Secretary had not yet acted on proposed regulations that nineteen other agencies had submitted for approval. See Action Alliance of Senior Citizens v. Heckler, No. 83-0285, slip op. at 3, 6 (D.D.C. Dec. 28, 1984), reprinted in Joint Appendix (J.A.) at 388-91.

The complainants — plaintiffs in the district court, appellants here — are four organizations that endeavor, through informational, counseling, referral, and other services, to improve the lives of elderly citizens (collectively, AASC). AASC comprises both local and national groups with a combined membership of over one hundred thousand people. See Complaint at paras. 3-6, reprinted in J.A. at 6-7. The complaint AASC filed in the district court challenged both the content of the HHS-specific regulations and the Secretary’s failure to act on regulations proposed by other agencies.

AASC claimed that the HHS-specific regulations were substantively inconsistent with the ADA and with the government-wide regulations. The complaint featured three differences between the government-wide regulations and the HHS regulations. First, the HHS regulations omit the requirement — included in the general regulations — that recipient programs provide HHS with a self-evaluation listing all the age distinctions they utilize and the justification for each (the self-evaluation provision). Second, the HHS regulations require recipients to provide compliance information only if HHS asks for it; these agency-specific regulations are silent on when, if ever, HHS should request such information. By contrast, the government-wide regulations directed the agency to require the provision of compliance information by recipients (the compliance information provision). And third, the HHS regulations include a provision, absent from the general regulations, immunizing from attack under the ADA the age distinctions currently contained in HHS rules (the shield clause). 3 In addition to these substantive objections, AASC alleged that the HHS regulations were procedurally deficient under the Administrative Procedure Act, 5 U.S.C. § 706 (1982) (APA), and that the Secretary’s failure to act on the regulations submitted by other agencies violated the ADA and constituted action unreasonably delayed or withheld within the meaning of the APA, 5 U.S.C. § 706(1). See Complaint at paras. 17-20, 23-32, reprinted in J.A. at 10-15.

The defendants in the district court — the Secretary of HHS and the Director of the *936 Office of Management and Budget 4 — moved to dismiss on the ground that the plaintiffs lacked standing to maintain the action. The district judge assigned the case to a magistrate. The magistrate concluded that the plaintiffs lacked standing to challenge the HHS regulations because their complaint did not allege sufficient “injury in fact” stemming from those regulations. The magistrate further found, however, that the requisite “injury in fact” had been alleged with respect to the Secretary’s failure to act on other agencies’ regulations; he therefore recommended retaining that part of the case and dismissing the claims concerning the HHS regulations. See Magistrate’s Report and Recommendations, No. 83-0285, slip op. at 23-24 (D.D.C. Mar. 2, 1984) [hereinafter cited as Magistrate’s Report], reprinted in J.A. at 207-08. The district court adopted the magistrate's recommendations without opinion. See Action Alliance of Senior Citizens v. Heckler, No. 83-0285 (D.D.C. Mar. 21,1984) (order on defendants’ motion to dismiss). 5

HHS, some four months later, again moved to dismiss the case, this time on the ground that the remaining issues had become moot. HHS offered letters demonstrating that during the pendency of the suit, the Secretary had approved — either finally or conditionally — all the regulations submitted to HHS and had requested submissions from agencies that had not yet issued proposed regulations. See Defendant’s Motion to Dismiss, Exhibits 1 and 2 (D.D.C. July 18, 1984), reprinted in J.A. at 270-328. Based upon these representations, the district court dismissed the case as moot. See Action Alliance, slip op. at 9, reprinted in J.A. at 394.

II.

We address first the district court’s dismissal of the claims concerning the HHS-specific regulations.

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Bluebook (online)
789 F.2d 931, 252 U.S. App. D.C. 249, 1986 U.S. App. LEXIS 24699, Counsel Stack Legal Research, https://law.counselstack.com/opinion/action-alliance-of-senior-citizens-of-greater-philadelphia-v-margaret-cadc-1986.