National Ass'n of Home Builders v. United States Army Corps of Engineers

417 F.3d 1272, 368 U.S. App. D.C. 23, 35 Envtl. L. Rep. (Envtl. Law Inst.) 20157, 60 ERC (BNA) 2078, 2005 U.S. App. LEXIS 15573, 2005 WL 1789740
CourtCourt of Appeals for the D.C. Circuit
DecidedJuly 29, 2005
Docket04-5009, 04-5010, 04-5011
StatusPublished
Cited by128 cases

This text of 417 F.3d 1272 (National Ass'n of Home Builders v. United States Army Corps of Engineers) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
National Ass'n of Home Builders v. United States Army Corps of Engineers, 417 F.3d 1272, 368 U.S. App. D.C. 23, 35 Envtl. L. Rep. (Envtl. Law Inst.) 20157, 60 ERC (BNA) 2078, 2005 U.S. App. LEXIS 15573, 2005 WL 1789740 (D.C. Cir. 2005).

Opinion

Opinion for the court filed by Circuit Judge HENDERSON.

KAREN LECRAFT HENDERSON, Circuit Judge.

The National Association of Home Builders (NAHB) and others 1 (collectively, the appellants) appeal the dismissal of their multi-pronged challenge to the issuance of certain permits by the United States Army Corps of Engineers (Corps) pursuant to section 404(e) of the Clean Water Act (CWA), 33 U.S.C. § 1344. The district court granted summary judgment to the Corps, concluding that it lacked subject matter jurisdiction to entertain any of the appellants’ claims because the Corps’ issuance of the permits did not constitute “final agency action” subject to judicial review under the Administrative Procedure Act (APA), 5 U.S.C. § 704. See Nat’l Ass’n of Home Builders v. United States Army Corps of Eng’rs, 297 F.Supp.2d 74 (D.D.C.2003), reprinted in Joint Appendix (J.A.) at 146-52. We disagree; the appellants’ claims, with one exception, are cognizable. Accordingly, we reverse the district court in part and re *1275 mand for further proceedings consistent with this opinion.

I.

The CWA aims to “restore and maintain the chemical, physical, and biological integrity of the Nation’s waters,” 33 U.S.C. § 1251(a), by prohibiting the discharge of pollutants into navigable waters of the United States — except, that is, by permit, see id. § 1311(a). The CWA divides the authority to issue permits to discharge pollutants between the United States Environmental Protection Agency and the United States Secretary of the Army, acting through the Corps, conferring on the latter the power to issue permits for discharges of “dredged or fill material” only. Id. § 1344(a). Responsibility for the day-to-day administration of the permitting regime falls to the Corps’ district and division engineers. See 33 C.F.R. § 320.1(a)(2).

The Corps issues a permit under section 404 of the CWA either on a class-wide (“general permit”) or a case-by-case (“individual permit”) basis. 33 U.S.C. § 1344(a), (e). The Corps issues a general permit “on a State, regional, or nationwide basis for any category of activities involving discharges of dredged or fill material.” Id. § 1344(e)(1); see also 33 C.F.R. § 323.2(h). Before issuing a general permit for a “category of activities,” the Corps must “determine[ ] that the activities in such category are similar in nature, will cause only minimal adverse environmental effects when performed separately, and will have only minimal cumulative adverse effect on the environment.” 33 U.S.C. § 1344(e)(1); see also 33 C.F.R. § 323.2(h)(1). A general permit has a statutorily-limited lifespan— i.e., no longer than five years — and may be revoked or modified if the authorized activities “have an adverse impact on the environment or ... are more appropriately authorized by individual permits.” 33 U.S.C. § 1344(e)(2).

The Corps’ individual permit process is, by contrast, “a longer, more comprehensive procedure.” New Hanover Township v. United States Army Corps of Eng’rs, 992 F.2d 470, 471 (3d Cir.1993). The Corps makes a formal decision on an individual application following site-specific documentation and analysis, public interest review, public notice and comment and, if necessary, a public hearing. See 33 C.F.R. § 320.4; id. §§ 323, 325; see also Home Builders Ass’n of Greater Chicago v. United States Army Corps of Eng’rs, 335 F.3d 607, 612 (7th Cir.2003). If the Corps initially denies an individual application, the applicant may challenge that determination through an administrative appeals process. See 33 C.F.R. § 331.1. Indeed, a disappointed applicant must exhaust his administrative remedies before heading to federal court. See id. § 331.12.

Thus a party desiring to discharge fill or dredged material into our nation’s navigable waters may do so in either of two ways. See New Hanover Township, 992 F.2d at 471. If the proposed discharge activity is covered by a general permit, the party may proceed without obtaining an individual permit or, in some cases, even without giving the Corps notice of the discharge. See 33 C.F.R. § 330.1(e)(1) (“In most cases, permittees may proceed with activities authorized by [nationwide general permits] without notifying the [district engineer].”); New Hanover Township, 992 F.2d at 471 (discharger may “simply operate under the [general] permit without informing the Corps in advance unless the [general] permit in question requires advance approval from the Corps”). On the other hand, if the proposed discharge is not covered by a general permit, the party must secure an individual permit before undertaking the discharge. See 33 C.F.R. *1276 § 323.3(a). A party that discharges without meeting the conditions of a general permit or obtaining an individual permit faces both civil and criminal enforcement actions. See 33 U.S.C. § 1319; 33 C.F.R. § 326.5-6.

This litigation involves several nationwide permits, or NWPs, a species of general permit designed to minimize delays and paperwork for projects with minimal environmental impact. See 33 C.F.R. § 330.1(b). The Corps has issued this kind of permit for five-year intervals since 1977, see, Nat’l Ass’n of Home Builders, 297 F.Supp.2d at 77; Public Notice Concerning Changes to Nationwide Permit 26, 63 Fed. Reg. 39,276, 39,277 (July 22, 1998), including the once widely-used but now defunct NWP 26, see Final Notice of Issuance, Reissuance, and Modification of Nationwide Permits, 61 Fed. Reg. 65,874, 65,892 (Dec. 13, 1996) (noting 13,837 activities were authorized by NWP 26 in 1995 alone).

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417 F.3d 1272, 368 U.S. App. D.C. 23, 35 Envtl. L. Rep. (Envtl. Law Inst.) 20157, 60 ERC (BNA) 2078, 2005 U.S. App. LEXIS 15573, 2005 WL 1789740, Counsel Stack Legal Research, https://law.counselstack.com/opinion/national-assn-of-home-builders-v-united-states-army-corps-of-engineers-cadc-2005.