1 2 UNITED STATES DISTRICT COURT 3 NORTHERN DISTRICT OF CALIFORNIA
5 NAACP OF SAN JOSE/ SILICON VALLEY, et al., Case No. 21-cv-01705-PJH 6 Plaintiffs, 7 ORDER RE MOTION TO AMEND v. COMPLAINT AND DISCOVERY 8 LETTER BRIEFS CITY OF SAN JOSE, et al., 9 Re: Dkt. No. 70, 76, 79 Defendants. 10
11 12 Plaintiffs’ motion to amend the complaint came on for hearing on November 10, 13 2022. Plaintiffs appeared through their counsel, Rachel Lederman. Defendants 14 appeared through their counsel, James Huang and Ardell Johnson. Having read the 15 papers filed by the parties and carefully considered their arguments and relevant 16 authority, and good cause appearing, the court hereby rules as follows. 17 BACKGROUND 18 This is a civil rights case arising out of the May 2020 protests in response to the 19 killing of George Floyd by police. The original complaint in this case asserted claims 20 against the City of San Jose and nine individual defendants, which included members of 21 the San Jose Police Department. The complaint also named as defendants 100 fictitious 22 Doe defendants, which included police officers who were alleged to have used force 23 against plaintiffs but who could not be identified, as well as Doe defendants who 24 supervised the officers. See, e.g., Dkt. 3, ¶¶ 39, 65, 104. 25 Plaintiffs now move to amend the complaint to substitute certain Doe defendants, 26 arguing that the allegations against those defendants relate back to the filing of the 27 original complaint. 1 allegations against Asuelo,” (2) “‘false identification’ allegations against Bird1, Weber, and 2 Erbes,” (3) “blanket ‘supervisory’-type First Amendment suppression allegations against 3 Knopf, Matchett, Lagorio, Lynch, and Erbes,” (4) “‘failure to intervene’ allegations against 4 Simonini, Gaona, Adgar, Moran, Nguyen, and Grodin,” and (5) “the single factually 5 devoid and conclusory sentence against defendant Preuss.” See Dkt. 72 at 8-13. 6 DISCUSSION 7 A. Legal Standard 8 Federal Rule of Civil Procedure 15 requires that a plaintiff obtain either consent of 9 the defendant or leave of court to amend its complaint once the defendant has answered, 10 but “leave shall be freely given when justice so requires.” Fed. R. Civ. P. 15(a). Rule 11 15(c) further provides that “[a]n amendment to a pleading relates back to the date of the 12 original pleading when,” among other requirements, “the amendment asserts a claim or 13 defense that arose out of the conduct, transaction, or occurrence set out – or attempted 14 to be set out – in the original pleading.” Fed. R. Civ. P. 15(c). 15 The Ninth Circuit has held that federal courts must “consider both federal and state 16 law and employ whichever affords the ‘more permissive’ relation back standard.” Butler 17 v. Nat’l Community Renaissance of California, 766 F.3d 1191, 1201 (9th Cir. 2014). 18 California Code of Civil Procedure section 474 specifically covers situations “[w]hen the 19 plaintiff is ignorant of the name of a defendant” and must designate the defendant by a 20 fictitious name until “his true name is discovered,” at which time “the pleading or 21 proceeding must be amended accordingly.” Cal. C.C.P. § 474. 22 California courts have held that “the relation-back doctrine can save an amended 23 complaint that identifies a fictitiously-named defendant and asserts a cause of action 24 against that defendant only if: (1) the amended complaint is based on the same general 25 state of facts as the original; (2) the original complaint stated a valid cause of action 26
27 1 Plaintiffs concede that Bird was “incorrectly named” and that he should be removed 1 against the now-identified defendant; and (3) the plaintiff was “genuinely ignorant” of the 2 defendant's identity or the facts rendering defendant liable when the original complaint 3 was filed.” Eghtesad v. State Farm General Insurance Company, 51 Cal.App.5th 406, 4 415 (2020) (citing Austin v. Massachusetts Bonding & Insurance Co., 56 Cal.2d 596, 600- 5 601 (1961)). 6 B. Analysis 7 Before applying the relation-back doctrine to the current motion to amend, the 8 court must set forth some of the relevant procedural background. The original complaint 9 in this case asserted sixteen causes of action against the City of San Jose, nine 10 individual defendants, and the Doe defendants. See Dkt. 3. When defendants filed a 11 motion to dismiss the complaint, the court issued an order in advance of the hearing, 12 stating that “the complaint is unclear in stating which claims are being asserted by which 13 plaintiffs against which defendants.” See Dkt. 35. The court directed plaintiffs to file a 14 chart specifically listing each plaintiff and each defendant for each cause of action, and 15 further asked plaintiffs’ counsel to clarify the scope of their claims at the hearing. See 16 Dkt. 37; Dkt. 44 at 23-25. 17 Despite the court’s previous attempts to bring clarity as to the scope of the claims 18 asserted, the original complaint still remains unclear as to exactly which claims were 19 intended to be asserted against Doe defendants. In particular, the court notes that only 20 certain causes of action in the original complaint – such as the eighth cause of action for 21 failure to intervene in violation of section 1983 – specifically listed Doe defendants as part 22 of the group of defendants against whom the claim was asserted. See Dkt. 3 at 62. 23 Other claims in the original complaint, such as the third cause of action for violation of 24 First Amendment rights under section 1983 and the fourth cause of action for excessive 25 force under section 1983, did not list any plaintiffs or defendants at all, let alone Doe 26 defendants. Because of the complaint’s lack of clarity – which could have been avoided 27 if plaintiffs had simply listed each plaintiff and each defendant, including Does, for each 1 to determine which claims were adequately asserted against Doe defendants, such that 2 the proposed amendments would relate back. 3 Moreover, compounding the lack of clarity, plaintiffs’ current proposed amended 4 complaint repeats many of the same problems as the original complaint. In particular, 5 many of the causes of action again do not set forth which plaintiffs are asserting the claim 6 or against which defendants the claim is intended to be asserted. See, e.g., Dkt. 70-1 at 7 57 (third cause of action for violation of the First Amendment under section 1983, no 8 plaintiffs or defendants listed in heading); 58 (fourth cause of action for excessive force, 9 no plaintiffs or defendants listed); 60 (seventh cause of action for violation of the 10 Americans with Disabilities Act, no plaintiffs or defendants listed in heading). 11 As a separate initial matter, the court also notes that plaintiffs submitted a 12 proposed amended complaint along with their motion to amend, but then submitted a 13 “corrected” proposed amended complaint along with their reply brief, purporting to add 14 new allegations against defendant Preuss. Plaintiffs’ attempt to add new allegations in 15 their reply brief was improper and deprived defendants an opportunity to respond, and 16 thus, the “corrected” proposed amended complaint (Dkt. 73-1) will be STRICKEN and will 17 not be considered by the court on this motion. Instead, the court will consider only the 18 proposed additions contained within the earlier-filed proposed amended complaint (Dkt. 19 70-1). 20 1.
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1 2 UNITED STATES DISTRICT COURT 3 NORTHERN DISTRICT OF CALIFORNIA
5 NAACP OF SAN JOSE/ SILICON VALLEY, et al., Case No. 21-cv-01705-PJH 6 Plaintiffs, 7 ORDER RE MOTION TO AMEND v. COMPLAINT AND DISCOVERY 8 LETTER BRIEFS CITY OF SAN JOSE, et al., 9 Re: Dkt. No. 70, 76, 79 Defendants. 10
11 12 Plaintiffs’ motion to amend the complaint came on for hearing on November 10, 13 2022. Plaintiffs appeared through their counsel, Rachel Lederman. Defendants 14 appeared through their counsel, James Huang and Ardell Johnson. Having read the 15 papers filed by the parties and carefully considered their arguments and relevant 16 authority, and good cause appearing, the court hereby rules as follows. 17 BACKGROUND 18 This is a civil rights case arising out of the May 2020 protests in response to the 19 killing of George Floyd by police. The original complaint in this case asserted claims 20 against the City of San Jose and nine individual defendants, which included members of 21 the San Jose Police Department. The complaint also named as defendants 100 fictitious 22 Doe defendants, which included police officers who were alleged to have used force 23 against plaintiffs but who could not be identified, as well as Doe defendants who 24 supervised the officers. See, e.g., Dkt. 3, ¶¶ 39, 65, 104. 25 Plaintiffs now move to amend the complaint to substitute certain Doe defendants, 26 arguing that the allegations against those defendants relate back to the filing of the 27 original complaint. 1 allegations against Asuelo,” (2) “‘false identification’ allegations against Bird1, Weber, and 2 Erbes,” (3) “blanket ‘supervisory’-type First Amendment suppression allegations against 3 Knopf, Matchett, Lagorio, Lynch, and Erbes,” (4) “‘failure to intervene’ allegations against 4 Simonini, Gaona, Adgar, Moran, Nguyen, and Grodin,” and (5) “the single factually 5 devoid and conclusory sentence against defendant Preuss.” See Dkt. 72 at 8-13. 6 DISCUSSION 7 A. Legal Standard 8 Federal Rule of Civil Procedure 15 requires that a plaintiff obtain either consent of 9 the defendant or leave of court to amend its complaint once the defendant has answered, 10 but “leave shall be freely given when justice so requires.” Fed. R. Civ. P. 15(a). Rule 11 15(c) further provides that “[a]n amendment to a pleading relates back to the date of the 12 original pleading when,” among other requirements, “the amendment asserts a claim or 13 defense that arose out of the conduct, transaction, or occurrence set out – or attempted 14 to be set out – in the original pleading.” Fed. R. Civ. P. 15(c). 15 The Ninth Circuit has held that federal courts must “consider both federal and state 16 law and employ whichever affords the ‘more permissive’ relation back standard.” Butler 17 v. Nat’l Community Renaissance of California, 766 F.3d 1191, 1201 (9th Cir. 2014). 18 California Code of Civil Procedure section 474 specifically covers situations “[w]hen the 19 plaintiff is ignorant of the name of a defendant” and must designate the defendant by a 20 fictitious name until “his true name is discovered,” at which time “the pleading or 21 proceeding must be amended accordingly.” Cal. C.C.P. § 474. 22 California courts have held that “the relation-back doctrine can save an amended 23 complaint that identifies a fictitiously-named defendant and asserts a cause of action 24 against that defendant only if: (1) the amended complaint is based on the same general 25 state of facts as the original; (2) the original complaint stated a valid cause of action 26
27 1 Plaintiffs concede that Bird was “incorrectly named” and that he should be removed 1 against the now-identified defendant; and (3) the plaintiff was “genuinely ignorant” of the 2 defendant's identity or the facts rendering defendant liable when the original complaint 3 was filed.” Eghtesad v. State Farm General Insurance Company, 51 Cal.App.5th 406, 4 415 (2020) (citing Austin v. Massachusetts Bonding & Insurance Co., 56 Cal.2d 596, 600- 5 601 (1961)). 6 B. Analysis 7 Before applying the relation-back doctrine to the current motion to amend, the 8 court must set forth some of the relevant procedural background. The original complaint 9 in this case asserted sixteen causes of action against the City of San Jose, nine 10 individual defendants, and the Doe defendants. See Dkt. 3. When defendants filed a 11 motion to dismiss the complaint, the court issued an order in advance of the hearing, 12 stating that “the complaint is unclear in stating which claims are being asserted by which 13 plaintiffs against which defendants.” See Dkt. 35. The court directed plaintiffs to file a 14 chart specifically listing each plaintiff and each defendant for each cause of action, and 15 further asked plaintiffs’ counsel to clarify the scope of their claims at the hearing. See 16 Dkt. 37; Dkt. 44 at 23-25. 17 Despite the court’s previous attempts to bring clarity as to the scope of the claims 18 asserted, the original complaint still remains unclear as to exactly which claims were 19 intended to be asserted against Doe defendants. In particular, the court notes that only 20 certain causes of action in the original complaint – such as the eighth cause of action for 21 failure to intervene in violation of section 1983 – specifically listed Doe defendants as part 22 of the group of defendants against whom the claim was asserted. See Dkt. 3 at 62. 23 Other claims in the original complaint, such as the third cause of action for violation of 24 First Amendment rights under section 1983 and the fourth cause of action for excessive 25 force under section 1983, did not list any plaintiffs or defendants at all, let alone Doe 26 defendants. Because of the complaint’s lack of clarity – which could have been avoided 27 if plaintiffs had simply listed each plaintiff and each defendant, including Does, for each 1 to determine which claims were adequately asserted against Doe defendants, such that 2 the proposed amendments would relate back. 3 Moreover, compounding the lack of clarity, plaintiffs’ current proposed amended 4 complaint repeats many of the same problems as the original complaint. In particular, 5 many of the causes of action again do not set forth which plaintiffs are asserting the claim 6 or against which defendants the claim is intended to be asserted. See, e.g., Dkt. 70-1 at 7 57 (third cause of action for violation of the First Amendment under section 1983, no 8 plaintiffs or defendants listed in heading); 58 (fourth cause of action for excessive force, 9 no plaintiffs or defendants listed); 60 (seventh cause of action for violation of the 10 Americans with Disabilities Act, no plaintiffs or defendants listed in heading). 11 As a separate initial matter, the court also notes that plaintiffs submitted a 12 proposed amended complaint along with their motion to amend, but then submitted a 13 “corrected” proposed amended complaint along with their reply brief, purporting to add 14 new allegations against defendant Preuss. Plaintiffs’ attempt to add new allegations in 15 their reply brief was improper and deprived defendants an opportunity to respond, and 16 thus, the “corrected” proposed amended complaint (Dkt. 73-1) will be STRICKEN and will 17 not be considered by the court on this motion. Instead, the court will consider only the 18 proposed additions contained within the earlier-filed proposed amended complaint (Dkt. 19 70-1). 20 1. Category (1) – “‘directing’ allegations as to defendant Asuelo” 21 The first category of additions challenged by defendants is the “‘directing’ Doe 22 officers allegations against Asuelo.” See Dkt. 72 at 9. Defendants argue that defendant 23 Asuelo “is added as having ‘directed’ City of San Jose police officers who shoved Ms. 24 Cartwright hard in the chest on May 29, shot her in the right knee, left calf, and finger on 25 May 30, and wrongfully arrested her on May 31.” Id. (quoting Dkt. 70-1, ¶ 20). 26 Defendants argue that the Doe substitution does not relate back to the original complaint, 27 which does not include any “directing” allegations and instead alleges only that officers 1 The proposed amended complaint is not entirely clear in stating which causes of 2 action are intended to be asserted against proposed defendant Asuelo. At minimum, the 3 proposed amended complaint seeks to add Asuelo as a defendant to the fifth cause of 4 action for wrongful arrest under federal law and the twelfth cause of action for false arrest 5 under state law. See Dkt. 70-1 at 58, 65. However, as mentioned above, the proposed 6 amended complaint does not list any specific defendants for claims such as the fourth 7 cause of action for excessive force, making it unclear as to whether plaintiffs intend to 8 assert that claim, or other claims with a similar lack of detail, against Asuelo. And as also 9 mentioned above, the original complaint was unclear as to exactly which claims were 10 asserted against Doe defendants. To determine whether the new allegations against 11 Asuelo do indeed relate back to the original complaint, the court will need to compare the 12 new proposed allegations to the allegations made against Doe defendants in the original 13 complaint. 14 The proposed amended complaint alleges that Asuelo “participated in the police 15 conduct complained of,” including “directing multiple officers to shove plaintiff Shaunn 16 Cartwright.” Dkt. 70-1, ¶ 57. The proposed amended complaint further alleges that 17 Asuelo “shot into the crowd and directed City of San Jose police officers who shoved 18 [Cartwright] in the chest very forcefully.” Id., ¶ 95. 19 As it relates to plaintiff Cartwright, the original complaint alleged that “Doe City of 20 San Jose police officers shoved [her] in the chest on May 29, shot her in the right knee, 21 left calf, and finger on May 30, and wrongfully arrested her on May 31.” Dkt. 3, ¶ 20. The 22 original complaint further alleged that “Cartwright observed City of San Jose police 23 officers shooting impact munitions into the crowd of demonstrators” and “attempted to 24 take photographs to document and discourage this police use of force, but City of San 25 Jose police officer Fnu Delgado or a Doe City of San Jose police officer shoved her in the 26 chest very forcefully.” Id., ¶ 74. The original complaint also alleged that “a Doe City of 27 San Jose police officer shot at her four times in quick succession with impact munitions.” 1 Based on those allegations in the original complaint, the court concludes that the 2 original complaint did indeed assert claims against Doe defendants for violation of the 3 First Amendment and for excessive force, at least as to the injuries alleged by plaintiff 4 Cartwright. 5 Having determined that the original complaint can be reasonably read to assert a 6 First Amendment claim and excessive force claim against Doe defendants, the next 7 question is whether the “Doe” allegations encompass Asuelo’s alleged conduct of 8 “directing” the officers who allegedly violated Cartwright’s rights. 9 Plaintiffs point to the original complaint’s allegation that “[t]he Doe defendants 10 include other individuals who supervised and/or participated in the conduct complained of 11 herein,” and that the Doe defendants “proximately caused said incidents, injuries, and 12 damages by reason of their negligence, breach of duty, negligent supervision, 13 management or control, [or] violation of constitutional and legal rights.” Dkt. 3, ¶ 39. 14 Plaintiffs further argue that the original complaint alleged that “Doe defendants, and/or 15 each of them, caused the violation of the plaintiffs’ constitutional rights as a result of their 16 supervisory malfeasance and/or deliberate indifference to the need for more or different 17 training, supervision, and/or discipline.” Id., ¶ 196. 18 Overall, despite the confusion created by the lack of specificity in plaintiffs’ filings, 19 the court concludes that plaintiffs’ substitution of Asuelo for a Doe defendant is proper as 20 to at least some causes of action; namely, the fifth and twelfth causes of action for 21 wrongful/false arrest, the third cause of action for violation of the First Amendment, and 22 the fourth cause of action for excessive force. Applying the standard set forth in 23 Eghtesad, (1) the amended complaint’s allegations regarding plaintiff Cartwright and the 24 officers who injured her are based on the same general state of facts as the original, (2) 25 the original complaint stated valid causes of action for violation of the First Amendment, 26 excessive force, and wrongful/false arrest against Doe defendants, including supervisory 27 Doe defendants, and (3) plaintiffs were “genuinely ignorant” of Asuelo's identity or the 1 motion is GRANTED as to category (1), the “directing” allegations as to defendant 2 Asuelo. Plaintiffs may add Asuelo as a defendant to the four causes of action specifically 3 listed above, but not to any other causes of action. 4 2. Category (2) – “‘false identification’ allegations as to defendants Weber and Erbes” 5 6 The second category of additions challenged by defendants is the “‘false 7 identification’ allegations as to defendants Weber and Erbes.” As mentioned above, 8 defendants also challenged the addition of defendant Bird to this category of allegations, 9 but plaintiffs conceded in their reply that Bird had been incorrectly named as a defendant. 10 Defendants argue that the original complaint alleged only that Doe officers shot 11 and wrongfully arrested plaintiff Naemeh, while the proposed amended complaint further 12 alleges that Weber “falsely identified Naemeh as threatening” and Erbes “approved of the 13 false identification of Naemeh.” Dkt. 72 at 10 (citing Dkt. 70-1, ¶ 26; Dkt. 3, ¶ 26). 14 Defendants argue that, because the proposed amended complaint adds new factual 15 allegations, the addition of Weber and Erbes does not relate back to the original 16 complaint. 17 Plaintiffs argue that the original complaint alleged that “Doe City of San Jose 18 police officers told Mr. Naemeh that he was the person responsible for throwing frozen 19 water bottles and that they had caught this on video.” Dkt. 3, ¶ 107. The original 20 complaint further alleged that Naemeh denied throwing frozen water bottles, “but the Doe 21 officers told him that he was going to jail for six months.” Id. Plaintiffs argue that the 22 wrongful arrest cause of action alleges that there was “no probable cause to support 23 Naemeh’s arrest,” thus arguing that the proposed amendments do indeed relate back to 24 the original complaint. 25 As a general matter, the court agrees with plaintiffs that the allegations regarding 26 the “false identification” by Doe defendants do indeed relate back to the filing of the 27 original complaint. The original complaint adequately alleged that Doe officers falsely 1 identification was used as a basis for arresting him. See Dkt. 3, ¶ 107. Moreover, the 2 court notes that the original complaint did name Doe defendants as defendants in the 3 heading of the fifth cause of action for wrongful arrest under federal law and the twelfth 4 cause of action for false arrest under state law. See id. at 60, 70. 5 That said, the court notes that plaintiffs’ proposed amended complaint includes a 6 list of defendants against whom the federal and state causes of action for wrongful arrest 7 are asserted, and while the lists include Erbes, they do not include Weber. See Dkt. 70-1 8 at 58 (count five for wrongful arrest under federal law), 65 (count twelve for false arrest 9 under state law). Because the substance of the proposed amended complaint itself 10 contains sufficient factual allegations against Weber, the court believes Weber’s 11 exclusion from the headings of these two causes of action to be an inadvertent error. 12 Accordingly, because the court concludes that the original complaint adequately stated a 13 cause of action for wrongful/false arrest of Naemeh against Doe defendants, and that the 14 other requirements from Eghtesad are met, the court also concludes that the proposed 15 amended complaint does properly add Erbes and Weber as defendants on the claims for 16 wrongful arrest under federal law and false arrest under state law. Therefore, as to the 17 category (2) additions, plaintiffs’ motion to amend the complaint is GRANTED as to 18 defendant Erbes and Weber, and DENIED as moot as to Bird. 19 In plaintiffs’ reply brief, they for the first time request that Officer Brian Fee be 20 substituted as a Doe defendant, arguing that his identity was “revealed in a deposition” 21 just one day before the reply brief was filed. See Dkt. 73 at 8. As an initial matter, this 22 request was improperly raised in a reply brief, which gave defendants no opportunity to 23 respond. Moreover, plaintiffs provide no support for their argument that they could not 24 have known of Officer Fee’s identity any earlier, instead relying on bare attorney 25 assertion that his identity was revealed only a day earlier. Accordingly, plaintiffs’ attempt 26 to substitute Brian Fee as a Doe defendant is DENIED. 27 3. Category (3) – “blanket ‘supervisory’-type First Amendment suppression 1 allegations against Knopf, Matchett, Lagorio, Lynch, and Erbes” 2 The third category of additions challenged by defendants is the “blanket 3 ‘supervisory’-type First Amendment suppression allegations against Knopf, Matchett, 4 Lagorio, Lynch, and Erbes.” Defendants argue that the proposed amended complaint 5 alleges that those defendants committed the “previously unalleged acts” of “approving the 6 use of chemical weapons and [projectile impact weapons] at the demonstrations.” Dkt. 7 72 at 11 (citing Dkt. 70-1, ¶ 32). Defendants argue that, in the original complaint, no Doe 8 defendants “were alleged in context of these allegations.” Id. at 12. 9 Plaintiffs argue that the original complaint alleged that Doe defendants “caused the 10 City of San Jose police officers’ constitutional violations” by “approving the use of impact 11 munitions, explosive grenades, and chemical weapons at the demonstrations.” Dkt. 3, 12 ¶ 193. The original complaint further alleges that the “Doe City officials caused the City 13 of San Jose police officers’ constitutional violations complained of herein by failing to” 14 implement policy and training to “stop the officers from engaging in racial and religious 15 profiling and harassment, use of excessive force, wrongful arrests, and deprivation of 16 First Amendment rights.” Id., ¶ 191. 17 Based on the above allegations from the original complaint, the court concludes 18 that the original complaint did indeed assert supervisory-type First Amendment 19 allegations against Doe defendants, including Doe supervisory defendants. Although the 20 analysis would have been much clearer if the original complaint had specifically named 21 Doe defendants as part of the third cause of action for violation of First Amendment 22 rights, the court nonetheless concludes that the substitutions challenged in category (3) 23 do relate back to the original complaint. Applying the standard set forth in Eghtesad, (1) 24 the amended complaint’s allegations regarding the approval of chemical and impact 25 weapons are based on the same general state of facts as the original, (2) the original 26 complaint stated a valid cause of action for violation of the First Amendment against Doe 27 defendants, and (3) plaintiffs were “genuinely ignorant” of defendants’ identity or the facts 1 rendering defendants liable when the original complaint was filed. Accordingly, plaintiffs’ 2 motion is GRANTED as to category (3), the supervisory-type First Amendment 3 suppression allegations against Knopf, Matchett, Lagorio, Lynch, and Erbes. 4 4. Category (4) – “‘failure to intervene’ allegations against Simonini, Gaona, Adgar, Moran, Nguyen, and Grodin” 5 6 The fourth category of additions challenged by defendants is the “‘failure to 7 intervene’ allegations against Simonini, Gaona, Adgar, Moran, Nguyen, and Grodin.” 8 Defendants argue that the original complaint directed ‘failure to intervene’ allegations 9 towards only defendants Liccardo2, Sykes, Garcia, Dwyer, Lopez, and Tassio, “but with 10 no corresponding Doe placeholders.” Dkt. 72 at 12-13. 11 Plaintiffs point to the heading of the eighth cause of action in the original 12 complaint, which asserted a section 1983 claim for failure to intervene against “Sykes, 13 Garcia, Dwyer, Yuen, Curry, Delgado, and Does.” See Dkt. 3 at 62. Plaintiffs further 14 point to the allegations that “Doe defendants include other individuals who supervised 15 and/or participated in the conduct complained of herein,” and that the Doe defendants 16 “caused the violation of the plaintiffs’ constitutional rights as a result of their supervisory 17 malfeasance and/or deliberate indifference to the need for more or different training, 18 supervision, and/or discipline.” See Dkt. 3, ¶ 39, 196. 19 Plaintiffs are correct that the original complaint’s eighth cause of action does 20 specifically list Doe defendants in the heading of the claim. See Dkt. 3 at 62. The court 21 concludes that the original complaint did adequately assert a claim for failure to intervene 22
23 2 The court notes that neither the original complaint nor the proposed amended complaint names Liccardo as a defendant on the ‘failure to intervene’ claim, and further notes that 24 the original complaint did not name Tassio as a defendant. See Dkt. 3 at 62; Dkt. 70-1 at 59. To the extent that the proposed amended complaint seeks to name as defendants 25 “all defendants except Liccardo,” that attempt is rejected. The original complaint named as defendants only Sykes, Garcia, Dwyer, Yuen, Curry, Delgado, and the Doe 26 defendants. See Dkt. 3 at 62. Thus, the only defendants who may be named on the ‘failure to intervene’ claim are those from the original complaint (Sykes, Garcia, Dwyer, 27 Yuen, Curry, Delgado) and the Doe substitutions made as part of this motion (Simonini, 1 against Doe defendants, and thus, the proposed substitutions do relate back to the 2 original complaint. Applying the standard set forth in Eghtesad, (1) the amended 3 complaint’s allegations regarding any failure to intervene are based on the same general 4 state of facts as the original, (2) the original complaint stated valid causes of action for 5 failure to intervene against Doe defendants, and (3) plaintiffs were “genuinely ignorant” of 6 defendants’ identity or the facts rendering defendants liable when the original complaint 7 was filed. Accordingly, plaintiffs’ motion is GRANTED as to category (4), the ‘failure to 8 intervene’ allegations against Simonini, Gaona, Adgar, Moran, Nguyen, and Grodin. 9 5. Category (5) – addition of defendant Preuss 10 The fifth category of additions challenged by defendants is “the single factually 11 devoid and conclusory sentence against defendant Preuss.” Defendants argue that the 12 proposed amended complaint alleges only that Preuss “participated in the police conduct 13 complained of,” without any further detail. Dkt. 72 at 13. 14 Plaintiffs state in their reply that they “inadvertently omitted the substantive 15 allegations against defendant Preuss,” and as mentioned above, plaintiffs submitted a 16 purported ‘corrected’ proposed amended complaint along with their reply. See Dkt. 73 at 17 6; Dkt. 73-1. As discussed above, plaintiffs’ late-filed proposed complaint was improper 18 and denied defendants a chance to meaningfully respond, and is thus stricken and will be 19 disregarded. Therefore, based only on the allegations in the timely-filed proposed 20 amended complaint (Dkt. 70-1), the court agrees with defendants that there are no 21 substantive allegations against Preuss, and therefore, no relation back is possible. 22 Accordingly, plaintiffs’ motion is DENIED as to category (5), the addition of Preuss as a 23 defendant. 24 Thus, plaintiffs’ motion to amend the complaint (Dkt. 70) is GRANTED in part and 25 DENIED in part. Specifically: 26 (1) as to the category (1) allegations regarding defendant Asuelo, the motion is 27 GRANTED, and Asuelo may be substituted as a Doe defendant only for the action for excessive force, and the fifth/twelfth causes of action for 1 wrongful/false arrest under federal and state law; 2 (2) as to the category (2) allegations, the motion is GRANTED as to defendant 3 Erbes and Weber and DENIED as moot as to defendant Bird, and defendants 4 Erbes and Weber may be substituted as Doe defendants for the fifth/twelfth 5 causes of action for wrongful/false arrest under federal and state law; 6 (3) as to the category (3) allegations regarding defendants Knopf, Matchett, Lagorio, Lynch, and Erbes, the motion is GRANTED, and Knopf, Matchett, 7 Lagorio, Lynch, and Erbes may be substituted as Doe defendants for the third 8 cause of action for violation of First Amendment rights; 9 (4) as to the category (4) allegations regarding defendants Simonini, Gaona, 10 Adgar, Moran, Nguyen, and Grodin, the motion is GRANTED, and Simonini, 11 Gaona, Adgar, Moran, Nguyen, and Grodin may be substituted as Doe 12 defendants for the sixth cause of action for failure to intervene; and (5) as to the category (5) allegations regarding Preuss, the motion is DENIED. 13 14 Plaintiffs are directed to file a revised proposed amended complaint incorporating 15 the court’s rulings. The revised proposed amended complaint shall, for each cause of 16 action, clearly set forth the name of each plaintiff asserting the claim, and the name of 17 each defendant against whom the claim is asserted. And as mentioned above, other 18 than the Doe substitutions that were expressly approved in this order or unchallenged by 19 defendants, no new plaintiffs or defendants may be added to any claim. The revised 20 proposed amended complaint shall also remove the defendants who plaintiffs 21 acknowledge were incorrectly named, namely Bird, Morris, and Rouede. To the extent 22 that the court offered to review the issue of plaintiffs’ attempt to add Officers Fee and 23 Preuss again after a meet and confer, the court has changed its mind. Finally, the 24 revised proposed amended complaint may no longer include Doe defendants, and all as- 25 yet-unnamed Doe defendants are DISMISSED from the case. Plaintiffs are directed to 26 file their proposed amended complaint no later than December 22, 2022. 27 Discovery letter briefs (Dkt. 76, 79) 1 interrogatory responses. As stated at the hearing, plaintiffs’ objections to the 2 interrogatories are OVERRULED. While plaintiffs are correct that an interrogatory 3 seeking the factual basis for request-for-admission denials is properly treated as a 4 compound interrogatory, plaintiffs’ argument ignores the fact that each defendant may 5 serve their own interrogatories, and to the extent that any one defendant exceeded their 6 limit, courts have been willing to deem any excess interrogatories as coming from the 7 other defendants. See, e.g., Trevino v. ACB American, 232 F.R.D. 612, 614 (N.D. Cal. 8 2006) (“the court will treat the first 25 interrogatories as served by” the first plaintiff, and 9 the remaining interrogatories were “treated as served” by another plaintiff); see also 10 Safeco of America v. Rawstron, 181 F.R.D. 441, 445 (C.D. Cal. 1998) (“Allowing service 11 of an interrogatory which requests disclosure of all of the information on which the denials 12 of each of 50 requests for admissions were based, however, essentially transforms each 13 request for admission into an interrogatory”); Chapman v. California Dept. of Education, 14 2002 WL 32854376, at *2 (N.D. Cal. Feb. 6, 2002) (“If the interrogatory relates to distinct 15 and separate requests for admission, the interrogatories should be treated as the same 16 number of subparts as there are requests for admission.”) 17 Accordingly, given the number of defendants in this case, the court finds no basis 18 for concluding that the number of interrogatories is excessive. For that reason, plaintiffs’ 19 objection to compound interrogatories reflected in the parties’ October 27 discovery letter 20 brief (Dkt. 76) is OVERRULED. 21 There is a second discovery letter brief before the court (Dkt. 79), filed on 22 November 21. In the letter, plaintiffs seek leave to take a deposition despite the close of 23 fact discovery having already occurred on November 14. Plaintiffs’ request is DENIED. 24 CONCLUSION 25 For the foregoing reasons, plaintiffs’ motion to amend the complaint is GRANTED 26 in part and DENIED in part, plaintiffs’ objections to compound interrogatories reflected in 27 the October 27 joint discovery letter brief (Dkt. 76) are OVERRULED, and plaintiffs’ 1 discovery letter brief (Dkt. 79) is DENIED. 2 Plaintiffs are directed to file a revised proposed amended complaint in accordance 3 with this order – specifically listing each plaintiff and each defendant named on each 4 cause of action – no later than December 22, 2022. 5 IT IS SO ORDERED. 6 Dated: December 6, 2022 7 /s/ Phyllis J. Hamilton PHYLLIS J. HAMILTON 8 United States District Judge
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