Myers v. Principi

16 Vet. App. 228, 2002 U.S. Vet. App. LEXIS 585, 2002 WL 1837852
United States Court of Appeals for Veterans Claims·Decided August 13, 2002·No. 00-1267·Published·Cited by 35 cases

Opinion

STEINBERG, Judge.

The appellant, through counsel, seeks review of a June 15, 2000, decision of the Board of Veterans’ Appeals (Board or BVA) that denied an effective date earlier than January 28, 1994, for an award of Department of Veterans Affairs (VA) service connection for his back condition. Record (R.) at 4. The Board reached this conclusion by reasoning that an April 1958 VA regional office (RO) decision was a “final decision” that the appellant did not appeal and therefore could not provide the basis for an earlier effective date (EED). R. at 3, 8-9. The appellant and the Secre *229 tary have both filed briefs, and the appellant has filed a reply brief. The Court heard oral argument from the parties on February 8, 2002, and thereafter ordered briefing on five issues raised during oral argument. Myers v. Principi, 15 Vet.App. 428 (2002) (per curiam order) [hereinafter Myers II]. The Secretary has filed a response, and the appellant has filed a reply thereto. This appeal is timely, and the Court has jurisdiction pursuant to 38 U.S.C. §§ 7252(a) and 7266(a). For the reasons that follow, the Court will reverse the Board decision and remand the matter for the assignment of an effective date and a rating or ratings, as appropriate.

I. Relevant Background

The veteran served honorably in the U.S. Marine Corps from January 1956 to December 20, 1957. R. at 37. In March- and November 1957, he was admitted to a U.S. naval hospital for treatment of back pain. R. at 23-35. During his treatment in November 1957, he was diagnosed with a congenital back deformity, “spondyloly-sis, L4, L5, without spondylolisthesis”. R. at 27-28. A Naval Board of Medical Survey deemed him “[ujnfit for duty” and recommended that he be discharged from service because of this condition. R. at 28. According to service medical records, in 1955, prior to his entry into the service, he “fell 30 feet from a bridge and landed on his back”; this incident caused his injury, which was “aggravated by prolonged standing or walking”. R. at 27. In a 1995 VA Form 1-9 Substantive Appeal to the BVA, the veteran asserted that this account of his injury was incorrect and that, instead, he had “slipped down an embankment by a bridge at that time [in 1955], with no injuries”. R. at 150.

In February 1958, two months after his discharge, the veteran made his first claim for service connection for his back condition (R. at 39-42); the VARO denied that claim in April 1958 (R. at 44) and sent notice of that decision to the veteran on May 2, 1958 (R. at 49). The RO advised the veteran that he had one year to appeal if he wished to do so and that, if he “so inform[ed]” that office, he would “be furnished [a] VA Form 1-9 for that purpose”. R. at 49. On April 20, 1959, the RO received a letter from the veteran, stating, in pertinent part:

This letter is in regards to my claim which was filed in San Diego last year. The claim was turned back because it was said that my condition [was] not incurred in] nor was aggravated by my military service. I would like to have a copy of that letter so that I may refile my claim as soon as possible. The letter that was given to me has gotten lost somewhere so I will need another copy. Also, please send me instructions of how to go about reopening my claim. My condition has become worse since my release from the service. I feel that I should be able to get something to justify it because I was never bothered with my back until after I had already served fourteen months of my enlistment period.
Please send me all materials as soon as possible so that I may get this claim reopened as soon as can be arranged.

R. at 56. On June 2, 1959, an RO verified its receipt of his letter and informed him: “Such evidence as you may wish to submit to reopen your claim must show that it [sic] was incurred during service.” R. at 62. In June 1960, the RO “confirmed and continued” the prior denial of service connection (R. at 79) and informed the veteran that “[t]he evidence does not warrant any change in the previous determination” (R. at 78). In October 1986 and April 1988, the RO again denied his claims to reopen because it found that the evidence present *230 ed was not new and material. R. at 89, 106.

The veteran filed in February 1994 still another claim to reopen (R. at 109), which the RO denied (R. at 128-30), and the veteran subsequently appealed to the Board (R. at 137-38). In January 1997, the Board reopened his claim and remanded the matter to the RO. R. at 181-89. In June 1997, the RO awarded service connection for “chronic lumbosacral strain aggravating pre-existing L5-S1 spondylolis-thesis”, rated at 40% from January 28, 1994 (with a 100% rating for the period from February 14, 1996, through March 31, 1996, for treatment that necessitated convalescence). R. at 219-22. In June 1997, the veteran requested an EED by submitting a statement-in-support-of-claim form, in which he stated: “My first appeal was filed in 1958.... Please explain why I was only compensated from 1994 to present.” R. at 242. The RO denied an EED (R. at 273), as did the Board (R. at 283-89), and the veteran appealed to this Court.

In October 1999, the Court vacated the January 1998 BVA decision because the Board failed to provide an adequate statement of reasons or bases for its decision and remanded the matter for readjudication. Myers v. West, No. 98-864, 1999 WL 1023785 at *4-6 (Oct. 22, 1999) [hereinafter Myers i]; R. at 291-98. The Court noted the Board’s failure to analyze thoroughly the finality of the April 1958 RO decision or to refer to authority supporting its conclusion. Id. at *5. The Court concluded that should the 1959 letter constitute an application for review on appeal, “then it would appear that the RO’s November 1994 [Statement of the Case (SOC) ] may have been a part of the adjudication of an original, rather than a reopened, claim, and the Board’s effective-date determination must consider the application of 38 U.S.C. § 5110(b)(1)”. Myers I, 1999 WL 1023785 at *6.

On remand, in the BVA decision here on appeal, the Board determined that it could award an EED only if it found that, in response to the 1958 RO decision, the veteran had “filed an appeal ... [rather than] submitted instead an application to reopen his claim”. R. at 7. The Board reasoned that “the letter from the veteran contains all the information required then by regulation to constitute an application for appeal! ] and would be considered as such by the current Board if the veteran had not expressed specifically and without qualification an intent for some other course of action”. R. at 8. In examining the veteran’s intent, the Board evaluated the letter that he wrote to the RO in April 1959, and concluded:

He did not use the word [“]appeal[”] or state words to the effect that he wished to challenge that determination. The RO had instructed him that if he wished to appeal, he should inform “this office,” and they would furnish [to] him [a] VA Form 1-9 for that purpose.

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Myers v. Principi, 16 Vet. App. 228, 2002 U.S. Vet. App. LEXIS 585, 2002 WL 1837852 (Cal. 2002).

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