Montgomery v. Board of Trustees of Purdue University

849 N.E.2d 1120, 2006 Ind. LEXIS 554, 98 Fair Empl. Prac. Cas. (BNA) 738, 2006 WL 1776107
CourtIndiana Supreme Court
DecidedJune 29, 2006
Docket79S05-0508-CV-354
StatusPublished
Cited by16 cases

This text of 849 N.E.2d 1120 (Montgomery v. Board of Trustees of Purdue University) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Montgomery v. Board of Trustees of Purdue University, 849 N.E.2d 1120, 2006 Ind. LEXIS 554, 98 Fair Empl. Prac. Cas. (BNA) 738, 2006 WL 1776107 (Ind. 2006).

Opinions

On Petition To Transfer from the Indiana Court of Appeals, No. 79A05-0411-CV-591

BOEHM, Justice.

We hold that units of state government with twenty or more employees are subject to the federal Age Discrimination in Employment Act and therefore are not governed by the Indiana Age Discrimination Act. We also hold that there is no private civil damage remedy under the Indiana Age Discrimination Act.

Facts and Procedural History

Purdue University employed Michael Montgomery from 1973 until he was terminated in 2002 at the age of 57 or 58. In May 2003, Montgomery sued Purdue’s Board of Trustees (“Purdue”) in Tippecanoe Superior Court alleging that the Indiana Age Discrimination Act (“IADA”) “creates a public policy exception to employment at will” and that Montgomery’s termination was because of his age and therefore in violation of the Act.

Purdue moved to dismiss the complaint for failure to exhaust administrative remedies and failure to state a claim upon which relief can be granted. The trial court entered judgment on the pleadings for Purdue without indicating the basis for its judgment. The Court of Appeals affirmed, concluding that Montgomery’s complaint failed to state a claim. Montgomery v. Bd. of Trs. of Purdue Univ., 824 N.E.2d 1278, 1282-83 (Ind.Ct.App.2005). We granted transfer. 841 N.E.2d 181 (Ind.2005).

I. “Employers” under the Indiana Age Discrimination Act

The IADA prohibits discrimination by “employers” on the basis of age. A “governmental entity which is subject to the federal Age Discrimination in Employment Act” (“ADEA”), 29 U.S.C. § 621, et. seq., is specifically excluded from the definition of “employer” in Indiana’s act. Ind.Code § 22-9-2-1 (2004). The parties agree that Purdue is a “governmental entity.” Accordingly, if Purdue is “subject to” the ADEA, the trial court properly concluded [1123]*1123that Montgomery had no claim under the IADA.

The parties agree that Purdue meets the statutory definition of “employer” under the ADEA,1 and is required to comply with the ADEA’s substantive provisions. In this sense, Purdue is plainly “subject to” the ADEA. Montgomery argues, however, that there is no private civil remedy against a state agency under the ADEA and therefore Purdue, admittedly an arm of the State, is not “subject to” the ADEA as that term is used in the IADA. Specifically, Montgomery argues that Purdue is not “subject to” the federal ADEA: because (1) the Eleventh Amendment shields state agencies from private actions for monetary damages under the ADEA and (2) enforcement of the ADEA against state agencies through other mechanisms is “rarely pursued” and “meaningless.” For the reasons explained below, we conclude that Purdue and other arms of Indiana government are subject to the ADEA and therefore are not “employers” subject to the IADA.

A. ADEA Enforcement Mechanisms and Remedies

The ADEA has two primary enforcement mechanisms. Under the Fair Labor Standards Act (“FLSA”) provisions incorporated by reference into the ADEA, the Equal Employment Opportunity Commission (“EEOC”) can bring suit on behalf of an aggrieved individual for injunctive and monetary relief. 29 U.S.C. § 626(b). The incorporated FLSA provisions, in concert with section 626(c) of the ADEA, also authorize private civil actions “for such legal or equitable relief as will effectuate the purposes of this Act.” Id. at § 626(b), (c). A private civil action may not be commenced until 60 days after a charge of discrimination has been filed with the EEOC,2 and if the EEOC exercises its discretion to bring suit, no private suit may be brought unless the aggrieved individual has already filed a private action. Id. at § 626(c)(1), (d). Whether the plaintiff is a private individual or the EEOC, if a trial court finds a violation of the ADEA, the statute authorizes the court to “grant such legal or equitable relief as may be appropriate” including without limitation “judgments compelling employment, reinstatement or promotion, or enforcing the liability for amounts owing to a person” as a result of a violation of the Act. Id. at § 626(b). Liquidated damages are payable only for willful violations of the Act. Id.

B. The Eleventh Amendment

The Eleventh Amendment to the Constitution of the United States provides:

The Judicial power of the United States shall not be construed to extend to any suit in law or equity, commenced or [1124]*1124prosecuted against one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.

This Amendment was adopted in 1798 in response to Chisholm v. Georgia, 2 U.S. 419, 2 Dall. 419, 1 L.Ed. 440 (1793), which upheld a common law action for assumpsit brought by two South Carolinians against the State of Georgia to collect a revolutionary war debt. Georgia had refused to appear, claiming that federal courts could not hear suits against a sovereign State, but the Supreme Court affirmed a default judgment for the plaintiffs.

Recent Supreme Court precedent has made clear that the Eleventh Amendment has a broader reach than merely stripping federal courts of jurisdiction over claims against one State by citizens of another. Rather, the Amendment reflects the constitutional principle that a State may not be sued in federal court without its consent whether the suit is brought by a foreign citizen, a citizen of another state, or the state’s own citizens. See Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 98, 104 S.Ct. 900, 79 L.Ed.2d 67 (1984) (“the principle of sovereign immunity is a constitutional limitation on the federal judicial power established in Art. III”). This doctrine applies to federal legislation that is grounded in the Commerce Clause or any of Congress’ other enumerated Article I powers. See, e.g., Nev. Dep’t of Human Res. v. Hibbs, 538 U.S. 721, 727, 123 S.Ct. 1972, 155 L.Ed.2d 953 (2003). Moreover, Alden v. Maine, 527 U.S. 706, 754, 119 S.Ct. 2240, 144 L.Ed.2d 636 (1999) established that Congress may not subject unconsenting States to suit in a state court under legislation passed pursuant to Congress’ Article I powers. Thus, even though there may be concurrent state and federal court jurisdiction over claims asserting rights under a federal statute, a State may not be sued in either federal or state court without its consent under a federal statute grounded in Article I powers. The Court explained that states’ Eleventh Amendment immunity is a “convenient shorthand but something of a misnomer, for sovereign immunity of the States neither derives from, nor is limited by, the terms of the Eleventh Amendment.” Id. at 713, 119 S.Ct. 2240.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Harris v. Steel Warehouse
N.D. Indiana, 2019
Edward Skillman v. Ivy Tech Community College
52 N.E.3d 11 (Indiana Court of Appeals, 2016)
Adam Gaff v. Indiana-Purdue University of Fort Wayne
45 N.E.3d 458 (Indiana Court of Appeals, 2015)
Paul Hester v. Indiana State Department of He
726 F.3d 942 (Seventh Circuit, 2013)
Slinger v. Federal Express Corp.
928 F. Supp. 2d 1027 (S.D. Indiana, 2013)
Nieman v. Nationwide Mutual Insurance
706 F. Supp. 2d 897 (C.D. Illinois, 2010)
Bregin v. Liquidebt Systems, Inc.
548 F.3d 533 (Seventh Circuit, 2008)
Meyers v. Meyers
861 N.E.2d 704 (Indiana Supreme Court, 2007)
Keene v. Marion County Superior Court
849 N.E.2d 1141 (Indiana Supreme Court, 2006)
Montgomery v. Board of Trustees of Purdue University
849 N.E.2d 1120 (Indiana Supreme Court, 2006)

Cite This Page — Counsel Stack

Bluebook (online)
849 N.E.2d 1120, 2006 Ind. LEXIS 554, 98 Fair Empl. Prac. Cas. (BNA) 738, 2006 WL 1776107, Counsel Stack Legal Research, https://law.counselstack.com/opinion/montgomery-v-board-of-trustees-of-purdue-university-ind-2006.