Mississippi Power & Light Co., Offshore Power Systems, and Florida Power & Light Co. v. United States Nuclear Regulatory Commission and United States of America, Nuclear Engineering Co., Inc. v. United States Nuclear Regulatory Commission and United States of America, Chem-Nuclear Systems, Inc., a Washington Corporation v. United States Nuclear Regulatory Commission and United States of America

601 F.2d 223, 51 A.L.R. Fed. 571, 9 Envtl. L. Rep. (Envtl. Law Inst.) 20655, 13 ERC (BNA) 1569, 1979 U.S. App. LEXIS 12236
CourtCourt of Appeals for the Fifth Circuit
DecidedAugust 24, 1979
Docket78-1565
StatusPublished
Cited by1 cases

This text of 601 F.2d 223 (Mississippi Power & Light Co., Offshore Power Systems, and Florida Power & Light Co. v. United States Nuclear Regulatory Commission and United States of America, Nuclear Engineering Co., Inc. v. United States Nuclear Regulatory Commission and United States of America, Chem-Nuclear Systems, Inc., a Washington Corporation v. United States Nuclear Regulatory Commission and United States of America) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mississippi Power & Light Co., Offshore Power Systems, and Florida Power & Light Co. v. United States Nuclear Regulatory Commission and United States of America, Nuclear Engineering Co., Inc. v. United States Nuclear Regulatory Commission and United States of America, Chem-Nuclear Systems, Inc., a Washington Corporation v. United States Nuclear Regulatory Commission and United States of America, 601 F.2d 223, 51 A.L.R. Fed. 571, 9 Envtl. L. Rep. (Envtl. Law Inst.) 20655, 13 ERC (BNA) 1569, 1979 U.S. App. LEXIS 12236 (5th Cir. 1979).

Opinion

601 F.2d 223

13 ERC 1569, 51 A.L.R.Fed. 571, 9
Envtl. L. Rep. 20,655

MISSISSIPPI POWER & LIGHT CO., Offshore Power Systems, and
Florida Power & Light Co., Petitioners,
v.
UNITED STATES NUCLEAR REGULATORY COMMISSION and United
States of America, Respondents.
NUCLEAR ENGINEERING CO., INC., Petitioner,
v.
UNITED STATES NUCLEAR REGULATORY COMMISSION and United
States of America, Respondents.
CHEM-NUCLEAR SYSTEMS, INC., a Washington corporation, Petitioner,
v.
UNITED STATES NUCLEAR REGULATORY COMMISSION and United
States of America, Respondents.

Nos. 78-1565, 78-1871 and 78-2200.

United States Court of Appeals,
Fifth Circuit.

Aug. 24, 1979.

Conner, Moore & Corber, Troy B. Conner, Jr., Harold D. Rhynedance, Jr., Washington, D. C., for petitioners in 78-1565 and 78-1871.

Wise, Carter, Child, Caraway, Sherwood W. Wise, Jackson, Miss., for petitioners in 78-1565.

Troy B. Conner, Jr., Washington, D. C., for Ark. Power & Light Co., et al.

Mark J. Wetterhahn, Keith H. Ellis, Washington, D. C., for petitioners in 78-1565 and 78-1871 and for Ark. Power & Light Co., et al.

Stephen F. Eilperin, Irwin B. Rothschild, III, E. Leo Slaggie, U.S. Nuclear Regulatory Comm., Washington, D. C., for respondents in 78-1565 and 78-2200.

Neil T. Proto, Dept. of Justice, Washington, D. C., for respondents in 78-1565 and 78-1871.

Larry G. Gutterridge, Dept. of Justice, Washington, D. C., for respondents in 78-1565.

R. Lee Armbruster, Louisville, Ky., for petitioner in 78-1871.

Jones, Grey & Bayley, John L. West, Rudy A. Englund, Seattle, Wash., for petitioner in 78-2200.

Petitions for Review of an Order of the Nuclear Regulatory Commission.

Before GEWIN, HILL and FAY Circuit Judges.

JAMES C. HILL, Circuit Judge.

Appellants seek review of a licensing fee schedule adopted by the Nuclear Regulatory Commission (NRC) on February 9, 1978. In reviewing the fee schedule we must decide whether the charges assessed by the agency may properly be classified as "fees," or branded as unconstitutional "taxes." After careful examination of the assessments levied by the agency, we conclude that the fee schedule should be upheld.

I.

On August 10, 1973, the Atomic Energy Commission (AEC), the predecessor of the NRC, adopted a fee schedule designed to recover the costs for processing applications, permits and licenses as well as the costs arising from health and safety inspections and statutorily mandated environmental and antitrust reviews.

On March 4, 1974, the Supreme Court decided two cases in which fees charged by the Federal Communications Commission (FCC) and the Federal Power Commission (FPC) were successfully challenged. National Cable Television Association, Inc. v. United States, 415 U.S. 336, 94 S.Ct. 1146, 39 L.Ed.2d 370 (1974); Federal Power Commission v. New England Power Co., 415 U.S. 345, 94 S.Ct. 1151, 39 L.Ed.2d 383 (1974). In these two decisions, the Court for the first time construed Title V of the Independent Offices Appropriation Act (IOAA), 31 U.S.C.A. § 483a,1 the statutory provision permitting federal agencies to charge fees. The court construed the Act to allow fees only for special benefits rendered to identifiable recipients; these fees were to be measured by the "value to the recipient" of the agency service.

In response to these two decisions, a petition for rulemaking was filed on May 2, 1974, by the petitioners herein and others, requesting the Commission to amend its 1973 fee schedule to comply with the Supreme Court decisions. The petitioners suggested that the Commission could not recover more than five percent of its licensing costs because at least 95 percent of the regulatory costs of the Commission's licensing activities benefited the public rather than the applicant.

On November 11, 1974, the AEC published for comment proposed revisions to the fee schedule that differed from the petitioner's recommended schedule. While the Commission was considering the comments on the proposed schedule, the Court of Appeals for the District of Columbia handed down four opinions on December 16, 1976, invalidating portions of the license fee schedule promulgated by the Federal Communications Commission.2

Using these decisions to provide additional guidance, the Commission on May 2, 1977, issued a new proposed notice of rulemaking. After receiving public comments, the Commission revised the rule to incorporate these comments and published a final rule on February 21, 1978.

Using the two Supreme Court decisions and the four opinions issued by the District of Columbia Circuit as a framework for analysis, the NRC devised a set of guidelines from which to structure the fee schedule.3 Based on these guidelines, the NRC analyzed the functions performed and services rendered by each NRC office to determine which activities, if any, provided special benefits to applicants, licensees or permittees. After determining which of these services constituted special benefits, the NRC calculated the cost of providing this service, a cost which included professional manpower costs, overhead support and contractual services costs.4 Under the fee schedule adopted by the Commission, approximately eighty percent of the Commission's budgeted regulatory costs in Fiscal Year 1977 were excluded from consideration for recovery. These excluded costs include agency activities which, in the Commission's view, either do not provide special benefits to identifiable recipients, or represent agency programs providing an independent public benefit, such as rulemaking proceedings. Under this revised schedule, the NRC estimated that it would recover approximately $30 million of its Fiscal Year 1978 budget and approximately $20 million of its Fiscal Year 1979 budget.

II.

The petitioners' first argument is a blunderbuss shot aimed at the entire fee schedule itself. Reduced to its simplest form, the petitioners' argument is that the NRC is without authority to assess Any fee against an applicant, since all of the Commission's activities are "in the public interest"; therefore, any charge assessed must necessarily be a "tax" and not a "fee." This proposition is grounded upon the petitioners' interpretation of National Cable Television Association, Inc. v. United States, 415 U.S. 336, 94 S.Ct. 1146, 39 L.Ed.2d 370 (1974) (National Cable) and Federal Power Commission v. New England Power Co., 415 U.S.

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601 F.2d 223, 51 A.L.R. Fed. 571, 9 Envtl. L. Rep. (Envtl. Law Inst.) 20655, 13 ERC (BNA) 1569, 1979 U.S. App. LEXIS 12236, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mississippi-power-light-co-offshore-power-systems-and-florida-power-ca5-1979.