Mertens v. Abbott Laboratories

99 F.R.D. 38, 38 Fed. R. Serv. 2d 301, 1983 U.S. Dist. LEXIS 15150
CourtDistrict Court, D. New Hampshire
DecidedJuly 27, 1983
DocketNos. D.N.H. C-80-223, D.R.I. 80-0478-B
StatusPublished
Cited by35 cases

This text of 99 F.R.D. 38 (Mertens v. Abbott Laboratories) is published on Counsel Stack Legal Research, covering District Court, D. New Hampshire primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mertens v. Abbott Laboratories, 99 F.R.D. 38, 38 Fed. R. Serv. 2d 301, 1983 U.S. Dist. LEXIS 15150 (D.N.H. 1983).

Opinion

MEMORANDUM

FRANCIS J. BOYLE, Chief Judge, Sitting by Designation.

This action was brought by twelve Plaintiffs. Eight of them are women who allege that by reason of exposure to diethylstilbestrol (hereinafter referred to as DES) in útero, they suffered various injuries, including cancerous or pre-cancerous conditions, repeated pregnancy losses, infertility, incomplete, defective or abnormal development of their reproductive tracts and other adverse effects. They seek damages and a variety of other forms of relief, including the establishment of a fund and treatment facilities for themselves and persons who in the future might suffer similar injury. The eight female Plaintiffs contend that they have sustained a variety of injuries by reason of their in útero exposure to DES. One of these eight Plaintiffs seeks damages for multiple surgeries to eradicate adenocarcinoma and sterility. The other seven seek damages for the following, respectively: genital tract abnormalities requiring frequent medical procedures; spontaneous abortions, tubal pregnancy and uterine and cervical adenosis; chronic cervicitis dysplasia with foci of carcinoma in situ requiring frequent medical procedures; irregular cervix necessitating surgery and the development of tissue abnormalities; adenosis in the genital tract and deformed cervix; irregular cervix; and hyperkeratosis and glycogenital squamous epithelium of the genital tract.

Defendants are eleven firms that allegedly manufactured DES. They assert that the companies which manufactured DES numbered in the hundreds. Some of the Plaintiffs can produce evidence to identify a specific Defendant as manufacturer of the product that allegedly harmed them. In other claims, the manufacturer is probably either one of two Defendants, and in still other actions the manufacturer of the DES is not and cannot be identified.

Plaintiffs seek a determination that this action be maintained as a class action, and describe the class as:

“a. all individuals exposed to DES in útero;

b. who are presently domiciled in or were citizens of New Hampshire on May 13, 1980, or were born or exposed to DES in útero in the State of New Hampshire;

c. who have discovered or shall discover through medical advice and/or diagnosis that exposure to DES in útero has caused or shall cause cancerous or pre-cancerous conditions in their bodies, repeated pregnancy loss, infertility, incomplete, defective and/or abnormal development of their reproductive tracts and/or other adverse effect.”

An action. may be brought as a class action and maintained as such if all four requirements of Rule 23(a) of the Federal Rules of Civil Procedure are met and one of the three requirements of Rule 23(b) is met. Berman v. Narragansett Racing Association, Inc., 48 F.R.D. 333, 336 (D.R.I.1969).

There are substantial issues which have been argued at length by the parties with respect to whether the circumstances satisfy the four prerequisites to a class action stated in Rule 23(a). It is sufficient for present purposes to observe that the class alleged is so numerous that joinder of all members is impracticable, that there are questions of law or fact common, to the class, that the claims or defenses of the representative parties are typical of the claims or defenses of the class, and that the [40]*40representative parties will fairly and adequately protect the interests of the class.

The more important focus of the Court’s consideration is whether or not the circumstances admit of a determination that Plaintiffs have satisfied one of the subdivisions of Rule 23(b).

Plaintiffs have argued that they qualify for class certification under the provisions of Rule 23(b)(1) and (2). This argument is predicated on the nature of the relief sought, which included a mandatory injunction establishing free medical treatment clinics to examine and treat females exposed to DES, a “publicity program” notifying the public of the need to determine whether or not an individual was exposed to DES, and the establishment of an insurance fund to provide compensation to DES victims who, subsequent to judgment, suffer injury due to DES exposure. The unique nature of the relief requires a “second look” at the impetus behind Rule 23(b)(1) and (2).

The Advisory Committee notes suggest that Rule 23(b)(1)(A) is intended to apply .where one party has rights against or is under duties toward “numerous persons constituting a class, and is so positioned that conflicting or varying adjudications in lawsuits with individual members of the class might establish incompatible standards to govern his conduct.” Fed.R.Civ.P. 23(b)(1)(A) advisory committee note. Actions such as a determination of the validity of a municipal bond issue or the determination of the rights of a number of riparian owners, in which one legal entity is the target of a class claim, are appropriate under this subdivision. It is necessary in actions of this nature to achieve a “unitary adjudication.” Id. Clearly, Plaintiffs’ present proposed class does not fall within this category, if only because of the fact that there are numerous plaintiffs in the proposed class, and numerous defendants are the targets of their claims.

The Advisory Notes describe situations in which Rule 23(b)(1)(B) applies as those wherein a judgment in a nonclass action by or against an individual member of a class might, as a practical matter, conclude the interest of other members of the class. Id. at (B). With respect to the present action, no one in the proposed class would be concluded by a judgment in a nonclass DES claim, except insofar as stare decisis might apply, due to the individual nature of each Plaintiff’s proof as to damages and liability.

Rule 23(b)(2), according to the Advisory Notes, generally relates to situations in which a party has taken action or refused to take action with respect to a class, and final relief of an injunctive nature or of a corresponding declaratory nature, settling the legality of the behavior with respect to the class as a whole, is appropriate. “Illustrative are various actions in the civil rights field where a party is charged with discriminating unlawfully against a class, usually one whose members are incapable of specific enumeration.” Id. The nature of the present action is such that neither injunctive nor declaratory relief alone will settle the legality or illegality of the Defendants’ past behavior, either in whole or in part, again because of the uniquely individual nature of each Plaintiff’s claim for damages.

The short and simple response to all of Plaintiffs’ arguments based on these subdivisions is that due to the individual nature of each Plaintiff’s claim, the class presently proposed does not fall within any of the categories provided by Rule 23(b)(1) or (2). Therefore, the crucial issue is whether Plaintiffs can satisfy the requirements of Rule 23(b)(3).

Rule 23(b)(3) requires a finding “that the questions of law or fact common to the members of the class predominate over any questions affecting only individual members, and that a class action is superior to other available methods for the fair and efficient adjudication of the controversy.

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Bluebook (online)
99 F.R.D. 38, 38 Fed. R. Serv. 2d 301, 1983 U.S. Dist. LEXIS 15150, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mertens-v-abbott-laboratories-nhd-1983.