Merchant v. State Ethics Commission

733 A.2d 287, 53 Conn. App. 808, 1999 Conn. App. LEXIS 254
CourtConnecticut Appellate Court
DecidedJune 22, 1999
DocketAC 17619
StatusPublished
Cited by28 cases

This text of 733 A.2d 287 (Merchant v. State Ethics Commission) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Merchant v. State Ethics Commission, 733 A.2d 287, 53 Conn. App. 808, 1999 Conn. App. LEXIS 254 (Colo. Ct. App. 1999).

Opinion

Opinion

HENNESSY, J.

The plaintiff, John F. Merchant, appeals from the judgment of the Superior Court dismissing his appeal from the decision of the defendant, [810]*810the state ethics commission (commission). The commission determined that the plaintiff, who was employed by the state of Connecticut as consumer counsel for the office of consumer counsel, violated the Code of Ethics for Public Officials (ethics code), General Statutes § 1-79 et seq.,1 and the plaintiff appealed to the Superior Court. The plaintiff claims that the Superior Court improperly determined that (1) the commission had jurisdiction to hear this matter pursuant to the ethics code, (2) the commission provided timely notice of the filing of the complaint and a copy of the complaint to the plaintiff as required by the ethics code, (3) the unauthorized disclosure of the existence of a complaint against the plaintiff did not divest the commission of jurisdiction, (4) the commission was required to disclose its files where there was no finding of probable cause, (5) the Handbook for Appointed Officials was admissible before or enforceable by the commission, (6) the decision of the commission was supported by substantial evidence and (7) the multiplicity of procedural errors did not constitute a denial of procedural due process in violation of the United States and Connecticut constitutions. We affirm the judgment of the Superior Court.

The following facts and procedural history are relevant to this appeal. While the plaintiff was employed in the position of consumer counsel, a staff attorney filed a complaint with the commission alleging five separate violations of the ethics code by the plaintiff. After a preliminary hearing, the commission found probable cause to believe that the plaintiff had violated General Statutes § 1-84 (c) by improperly certifying his state attendance records to include hours when he was, in [811]*811fact, out of the state attending the Masters and Walker Cup golf tournaments in his capacity as a member of the United States Golf Association’s executive committee.2

Thereafter, as mandated by General Statutes § 1-82 (b),3 the commission held a violation hearing before a judge trial referee. The commission issued its decision in which it determined that the plaintiff had violated § 1-84 (c) as alleged. The commission concluded that the plaintiff had used his office for financial gain when he unilaterally determined that it was appropriate for him to claim work time when out of the state on personal business and, thereafter, vouched for the accuracy of his time sheets as head of the office of consumer counsel. The commission also determined that vacation time that the plaintiff accrued was of specific and substantial monetary value because he would be reimbursed fully for any accrued vacation time upon leaving state service. The commission imposed a civil penalty of $1000 against the plaintiff and ordered that he cease and desist from committing this violation of the ethics code.

The plaintiff appealed from the commission’s decision to the Superior Court pursuant to General Statutes §§ 4-183 and 1-87. The Superior Court dismissed his appeal and this appeal followed. Other facts and procedural history will be discussed where relevant to the issues on appeal.

[812]*812We note that “[judicial review of an administrative agency’s action is governed by the Uniform Administrative Procedure Act (UAPA), General Statutes § 4-166 et seq., and the scope of that review is limited. . . . When reviewing the trial court’s decision, we seek to determine whether it comports with the [UAPA], . . . We look to see if the [trial] court reviewing the administrative agency acted unreasonably, illegally, or in abuse of discretion. . . . Dortenzio v. Freedom of Information Commission, 48 Conn. App. 424, 430, 710 A.2d 801 (1998).” (Internal quotation marks omitted.) Dept. of Public Safety v. Freedom of Information Commission, 51 Conn. App. 100, 104, 720 A.2d 268 (1998). “Conclusions of law reached by the administrative agency must stand if . . . they resulted from a correct application of the law to the facts found and could reasonably and logically follow from such facts. . . . The court’s ultimate duty is only to decide whether, in light of the evidence, the [agency] has acted unreasonably, arbitrarily, illegally, or in abuse of [its] discretion.” (Citation omitted; internal quotation marks omitted.) Id.

I

The plaintiff first claims that the Superior Court improperly determined that the commission had jurisdiction to hear this matter.4 Specifically, the plaintiff argues that the subject matter of the complaints against him involved personnel issues, which have been delegated to the department of administrative services pursuant to the State Personnel Act, General Statutes § 5-193 et seq., and, therefore, the commission exceeded its jurisdiction in deciding this case. We are not persuaded.

The State Personnel Act sets forth its scope in General Statutes § 5-194, which provides: “This chapter [813]*813shall be so construed and administered as to provide a uniform and equitable system of personnel administration of employees in the state service. Recruitment, selection, appointment, development, promotion, transfer, layoff, classification, compensation, discipline, separation and provision for the welfare of state employees shall be performed in a manner to secure and retain well qualified employees to carry out state programs effectively and efficiently and to provide reasonable stability of employment in the state service.” (Emphasis added.) We agree that the State Personnel Act sets forth a system of personnel administration of employees in state service under the authority of the commissioner of administrative services.

In this case, however, there was an allegation that the plaintiff used his public office for personal financial gain. The plaintiff did not cite any provision of the State Personnel Act that indicates that the commissioner of administrative services has the authority to discipline a state employee for this type of act. Even if we assume that the State Personnel Act does give the commissioner of administrative services the authority to discipline a state employee for this type of act, the plaintiff has not cited any language in the act indicating that the legislature intended that the grant of authority is exclusive to the commissioner of administrative services.

Section 1-84 (c) of the ethics code, on the other hand, provides in relevant part that “no public official or state employee shall use his public office or position ... to obtain financial gain for himself . . . .” The plaintiffs alleged activity clearly falls within the jurisdiction of the commission under the ethics code. “Absent a statutory provision designating which commission is to have overriding responsibility . . . the fact that the legislature has given responsibility to more than one agency suggests that each must exercise its own authority, using its standards and procedures, regardless of what [814]*814the other agencies do under their delegation of power from the state.” (Internal quotation marks omitted.) Smith v. Zoning Board of Appeals, 227 Conn. 71, 96, 629 A.2d 1089 (1993), cert. denied, 510 U.S.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Battle
192 Conn. App. 128 (Connecticut Appellate Court, 2019)
Recycling, Inc. v. Commissioner of Energy & Environmental Protection
178 A.3d 1043 (Connecticut Appellate Court, 2018)
Matthews v. SBA, Inc.
89 A.3d 938 (Connecticut Appellate Court, 2014)
Roe 1 v. Boy Scouts of America Corp.
84 A.3d 443 (Connecticut Appellate Court, 2014)
Gonzalez v. State Elections Enforcement Commission
77 A.3d 790 (Connecticut Appellate Court, 2013)
Dickman v. Office of State Ethics, Citizen's Ethics Advisory Board
140 Conn. App. 754 (Connecticut Appellate Court, 2013)
State v. EDWARD M.
41 A.3d 1165 (Connecticut Appellate Court, 2012)
Greene v. City of Waterbury
12 A.3d 623 (Connecticut Appellate Court, 2011)
State v. Monahan
7 A.3d 404 (Connecticut Appellate Court, 2010)
Council 4, Am. Federation v. State Ethics
44 A.3d 225 (Connecticut Superior Court, 2010)
Aley v. Aley
908 A.2d 8 (Connecticut Appellate Court, 2006)
State v. Colon
864 A.2d 666 (Supreme Court of Connecticut, 2004)
Message Center Management, Inc. v. Shell Oil Products Co.
857 A.2d 936 (Connecticut Appellate Court, 2004)
Connecticut Light & Power Co. v. Department of Public Utility Control
830 A.2d 1121 (Supreme Court of Connecticut, 2003)
Jarmon v. Commissioner of Social Services
807 A.2d 1109 (Connecticut Superior Court, 2002)
In Re Daniel M., (Aug. 27, 2002)
2002 Conn. Super. Ct. 10899 (Connecticut Superior Court, 2002)
New Haven v. Ct Siting Council, No. Cv 02-0513195 S (Aug. 21, 2002)
2002 Conn. Super. Ct. 10678 (Connecticut Superior Court, 2002)
Guarco v. State D.P.H., No. Cv 01-0510064 S (Feb. 27, 2002)
2002 Conn. Super. Ct. 2127 (Connecticut Superior Court, 2002)
Na-Mor, Inc. v. Connecticut Dph, No. Cv 01-0508035 S (Jan. 29, 2002)
2002 Conn. Super. Ct. 1133 (Connecticut Superior Court, 2002)

Cite This Page — Counsel Stack

Bluebook (online)
733 A.2d 287, 53 Conn. App. 808, 1999 Conn. App. LEXIS 254, Counsel Stack Legal Research, https://law.counselstack.com/opinion/merchant-v-state-ethics-commission-connappct-1999.