Mennen v. Easter Stores

951 F. Supp. 838, 12 I.E.R. Cas. (BNA) 701, 1997 U.S. Dist. LEXIS 312, 1997 WL 9255
District Court, N.D. Iowa·Decided January 9, 1997·No. C 94-3011-MWB·Published·Cited by 12 cases

Opinion

MEMORANDUM OPINION ON TRIAL ON THE MERITS

TABLE OF CONTENTS

I. PROCEDURAL BACKGROUND.843

II. FINDINGS OF FACT.844

III. LEGAL ANALYSIS .847

A. Mennen’s Federal Polygraph Claim.848

1. Historical background and discussion of the EPPA.849

a. Debate precipitating the enactment of the EPPA.849

b. The EPPA-General prohibition of polygraph testing.850

c. Exemptions from the EPPA.851

2. Section 2002(1) — Requiring the polygraph examination.852

3. Section 2002(2) — Using the polygraph examination results .854

4. Section 2002(3) — Discipline or discharge on the basis of test results.855

a. Discharge from his position as grocery manager.855

b. Constructive discharge.857

*843 B. Mennen’s Damages Under The EPPA .:. OO iO 00

1. Payment of lost wages and benefits. 05 LO 00

2. Damages for emotional distress. 00

3. Punitive damages. <£> 00

IV. CONCLUSION... 00 05

BENNETT, District Judge.

Competing interests of crime detection and personal privacy require the court to navigate the relatively uncharted waters of the Employee Polygraph Protection Act, 29 U.S.C. § 2001, et seq., in order to determine whether the defendant employer has violated the Act by using the plaintiffs polygraph examination results, demoting him on the basis of those results, and ultimately constructively discharging him. While working for the defendants’ grocery store, the plaintiff took a polygraph examination after he was implicated in a theft within the store. Following receipt of those results, the defendants promptly removed the plaintiff from his position as grocery manager and stripped him of his cash-handling and supervisory responsibilities. The plaintiff filed claims pursuant to federal and state polygraph statutes, asserting that the defendants used the plaintiffs examination results and took adverse employment action against him on the basis of those results. The defendants contend that their conduct did not violate either federal or state law in that they were merely cooperating with the police investigation of the theft. In addition, the defendants assert that the plaintiffs performance on the polygraph examination was only one factor in their decision to remove him as grocery manager of the store. After a three-day bench trial, the court must determine whether the defendants violated the polygraph statutes. If the court finds that the defendants are hable for violations of either or both statutes, then the court must further ascertain what remedies are available under the statutes and appropriate under the circumstances.

I. PROCEDURAL BACKGROUND

On March 14, 1994, plaintiff Douglas A. Mennen filed a complaint in this court, alleging claims against defendants Easter Enterprises, Incorporated, Stan Schlicher, and Dennis Easter (collectively “Easter”) under the Employee Polygraph Protection Act, 29 U.S.C. § 2001 et seq., the Iowa Polygraph Act, Iowa Code § 730.4, and state tort laws for loss of reputation and interference with employment opportunities. While working at the grocery store owned and operated by defendant Easter Enterprises, Incorporated, in Mason City, Iowa, Mennen took a polygraph examination after he was implicated in a theft from a cash register within the store. In his complaint, Mennen asserts that he was demoted from his position as grocery manager of the store based upon the polygraph examination results, which were released by the Mason City police department to defendant Stan Schlicher, the store manager. Specifically, Mennen contends that defendant Dennis Easter consulted with Schlicher regarding his polygraph- examination and “based thereon either directed or participated in the decision to discipline [Mennen] as employee based upon the results of [the] polygraph examination.” Amended Complaint ¶ 13. In addition, Mennen claims that the failure of Easter to reinstate him to his prior position as grocery manager and the stated intention of Easter to prohibit any future employment promotion or change of status following his demotion led to his constructive discharge. Mennen seeks damages against Easter for lost wages and benefits, future lost wages and benefits, loss of reputation, emotional damages, and such further relief as the court deems appropriate. On April 18, 1994, Easter answered Mennen’s complaint,- generally denying all of Mennen’s allegations.

Mennen sought leave to amend his complaint on November 3, 1994, claiming that subsequent to the filing of his original complaint, Mennen learned that control of the store was exercised by Easter Stores, a Partnership, rather than defendant Easter Enterprises, Incorporated. The court granted Mennen’s motion, and he amended his complaint on November 25, 1994, to add defen *844 dant “Easter Stores, a Partnership” and to assert all claims previously made against defendant Easter Enterprises, Incorporated against the newly named defendant, Easter Stores, a Partnership. 1 On December 2, 1994, Easter answered Mennen’s amended complaint, generally denying all of his allegations.

The parties tried this case to the court on April 15, 1996 in Fort Dodge, Iowa, and the parties presented their evidence on April 15, 16, and 18, 1996. Plaintiff was represented by Michael G. Byrne, Winston & Byrne, P.C., Mason City, Iowa. Easter was represented by Mark W. Thomas, Grefe & Sidney, P.L.C., Des Moines, Iowa. Closing arguments were heard telephonically on July 9,1996, 2 and the case was submitted for the court’s resolution of the issues raised therein.

II. FINDINGS OF FACT

On February 20,1992, during regular business hours, a thief or thieves victimized a Mason City grocery store owned and operated by Easter Stores, a Partnership, and absconded with approximately two hundred sixty-one dollars and one cent ($261.01) in cash, plus eighteen dollars and forty cents ($18.40) in coupons. Although there had been other thefts in various areas of the store, the February 20 theft was the only one in which a localized register was isolated as the source and in which a claim of recent controlled access could be established.

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Mennen v. Easter Stores, 951 F. Supp. 838, 12 I.E.R. Cas. (BNA) 701, 1997 U.S. Dist. LEXIS 312, 1997 WL 9255 (N.D. Iowa 1997).

951 F. Supp. 838 (Mennen v. Easter Stores) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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