Medeiros v. Atlantic States Mari

431 F.3d 25, 2005 U.S. App. LEXIS 27093, 2005 WL 3359708
CourtCourt of Appeals for the First Circuit
DecidedDecember 12, 2005
Docket04-1841
StatusPublished
Cited by85 cases

This text of 431 F.3d 25 (Medeiros v. Atlantic States Mari) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Medeiros v. Atlantic States Mari, 431 F.3d 25, 2005 U.S. App. LEXIS 27093, 2005 WL 3359708 (1st Cir. 2005).

Opinion

CYR, Senior Circuit Judge.

Stephen P. Medeiros appeals from a district court order dismissing the complaint he filed against the Rhode Island Department of Environmental Management (DEM), the Atlantic States Marine Fisheries Commission (ASMFC), and the United States, challenging the constitutionality of a DEM regulation restricting the number of lobsters which may be harvested by methods other than lobster traps. We affirm the district court order.

I

BACKGROUND

In 1942, with congressional approval, fifteen Atlantic coast states, as well as the District of Columbia, entered into a compact pursuant to which the signatories would exercise joint regulatory oversight of their fisheries (viz., the area within three miles of their respective shorelines), primarily through the development of interstate fishery management plans (“IFMPs”). Each signatory is represented on the Atlantic States Marine Fisheries Commission (ASMFC). 16 U.S.C. § 5102(3).

Until 1993, the decision to participate in any IFMP was entirely voluntary. As compliance was spotty, Congress enacted the Atlantic Coastal Fisheries Cooperative Management Act, 16 U.S.C. §§ 5101-5108 (1993) (“ACFCMA”), which permits the ASMFC (i) to identify which IFMP terms it considers “necessary,” id. § 5104(a)(1), and (ii) to require that all member states adopt and comply with these terms. Id. § 5101(a)(4) (“The responsibility for managing Atlantic coastal fisheries rests with the States, which carry out a cooperative program of fishery oversight and management through the Atlantic States Marine Fisheries Commission. It is the responsibility of the Federal Government to support such cooperative interstate management of coastal fishery resources.”). Should a member refuse to comply, the ASMFC may contact the Secretary of Commerce, id. § 5105(b), who makes a plenary determination as to whether (i) the particular IFMP term is indeed “neces *28 sary,” and (ii) the member state is in noncompliance. Id. § 5106(a). Should the Secretary determine that the member state is not complying with an essential term, a moratoiium on fishing may be imposed in the offending member state’s coastal waters. Id. § 5106(c).

Approximately four-fifths of all Atlantic lobsters are harvested within the territorial waters of the Atlantic states {viz., within three miles of the shoreline), and an even greater percentage by means of lobster traps. A small percentage — for example, in Rhode Island, 1.62 percent — is harvested by trawling and netting. In December 1997, ASMFC promulgated an IFMP containing Amendment 3, after acquiring evidence suggesting that, despite years of heavy regulatory oversight, the Atlantic lobster population was still being overf-ished. 1 “Overfishing” is defined as “a rate or level of fishing mortality that jeopardizes the capacity of a fishery to produce the maximum sustainable yield on a continuing basis.” Id. § 1802(29). Specifically, ASMFC determined that (i) ninety percent of recently harvested lobsters were young “recruits” which had just molted into the minimum legal size permitting their capture, and (ii) the loss of a population of more mature lobsters had resulted in a drastic diminution in lobster-egg production.

Thus, Amendment 3 promulgated a variety of “necessary” measures to ward off an impending catastrophic collapse of the Atlantic lobster stock. As concerns harvesting by lobster trap, Amendment 3 reduced the number of traps allowed on a vessel, as well as the trap capacity and the size of the trap vents designed to allow smaller lobsters to escape. With respect to non-trap lobstering methods, such as trawling and netting, Amendment 3 limited the daily harvest of lobsters to 100 per vessel, or 500 for vessels undertaking fishing expeditions of five days or more. The Rhode Island Marine Fisheries Council (RIMFC) duly implemented the latter provision of Amendment 3 as RIMFC Regulation 15.18. In June 1999, Medeiros was indicted in Rhode Island superior court after his otter trawler landed 131 lobsters. The case was ultimately dismissed.

Some state officials were less than enthusiastic about Amendment 3. Mark Gibson, a former DEM official, and Jan H. Reitsma, a former director of DEM, stated that Amendment 3 was discriminatory and resulted in no genuine conservation benefit. In June 2000, over the strong objection of the Governor and the DEM, RIMFC repealed Regulation 15.18, and, pursuant to the Atlantic Coastal Act, ASMFC notified the Secretary of Commerce that Rhode Island was no longer in compliance with this “necessary” IFMP requirement. The Secretary agreed and announced an intention to impose a moratorium. However, in November 2000, Rhode Island reinstated Regulation 15.18, and stripped the RIMFC of its authority to rescind the ASMFC regulations. RIMFC is now a purely advisory body. See R.I. Gen. Laws § 20-3-2 (2001). Consequently, the moratorium never went into effect.

Medeiros submitted the instant complaint in state court against the ASMFC, the DEM, and the United States, alleging that Amendment 3 (as adopted through RIMFC Regulation 15.18) violates his rights to equal protection and substantive due process, and constitutes an unlawful “commandeering” of Rhode Island’s legislative prerogatives under the Tenth *29 Amendment. The defendants removed the case to the United States District Court for the District of Rhode Island. Thereafter, pursuant to cross-motions for summary judgment the district court dismissed all counts in the complaint. Me-deiros v. Atlantic States Marine Fisheries Comm’n, 327 F.Supp.2d 145 (D.R.I.2004). Medeiros appeals.

II

DISCUSSION

Cross-motions for summary judgment are reviewed de novo, and all facts, as well as reasonable inferences therefrom, are reviewed in the light most favorable to the respective non-moving parties, with a view to determining whether (i) a genuine issue exists as to any material fact and (ii) either moving party is entitled to judgment as a matter of law. See Barnes v. Fleet Nat’l Bank, 370 F.3d 164, 170 (1st Cir.2004).

A. The Equal Protection Claim

First, Medeiros claims that Amendment 3 and Regulation 15.18 violate the Equal Protection Clause, in that their discrimination between trap and non-trap lobstering methods bears no rational relationship to the asserted governmental purpose: to conserve the dwindling Atlantic lobster stock.

Legislation or regulation which neither employs a suspect classification 2 nor impairs fundamental rights, 3 will survive constitutional scrutiny, provided the remedy is “rationally related” to a legitimate governmental purpose. See Wine and Spirits Retailers, Inc. v. Rhode Island,

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Bluebook (online)
431 F.3d 25, 2005 U.S. App. LEXIS 27093, 2005 WL 3359708, Counsel Stack Legal Research, https://law.counselstack.com/opinion/medeiros-v-atlantic-states-mari-ca1-2005.