United States Court of Appeals For the First Circuit
No. 25-1007
FRANK THOMPSON,
Plaintiff, Appellant,
JOEL STROUT; JASON LORD; CHRISTOPHER SMITH; JACK CUNNINGHAM,
Plaintiffs,
v.
CARL WILSON, in their official capacity as Commissioner, Maine Department of Marine Resources,
Defendant, Appellee.
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MAINE
[Hon. John A. Woodcock, Jr., U.S. District Judge]
Before
Montecalvo, Thompson, and Aframe, Circuit Judges.
Edward M. Wenger, with whom Caleb Acker and Holtzman Vogel Baran Torchinsky & Josefiak PLLC, were on brief, for appellant.
Valerie A. Wright, Assistant Attorney General, with whom Aaron M. Frey, Attorney General, Thomas A. Knowlton, Deputy Attorney General, and Jack Dafoe, Assistant Attorney General, were on brief, for appellee. Sean H. Donahue, with whom David T. Goldberg, Donahue, Goldberg & Herzog, Russell B. Pierce, Jr., and Norman Hanson DeTroy, LLC, were on brief, for Atlantic States Marine Fisheries Commission, amicus curiae.
Andrew C. Mergen, Sommer H. Engels, Rosa Hayes, Shannon Nelson, Aaron Kleiner, Riley Pfaff, Spencer Weisner, and Emmett Environmental Law & Policy Clinic, Harvard Law School, on brief for Environmental and Marine Law Scholars, amicus curiae.
Erica A. Fuller, Chloe C. Fross, Sarah Shahabi, and Conservation Law Foundation, on brief for Conservation Law Foundation and Ocean Conservancy, amicus curiae.
November 18, 2025 THOMPSON, Circuit Judge. According to New England
legend, Maine law once restricted the amount of lobster that could
be fed to prisoners before it was considered cruel and unusual
punishment. Our Nation's perspective on these succulent
crustaceans has certainly changed since those early colonial days,
but laws related to the American Lobster remain on Maine's books
today. Such is the topic of the present appeal: a Maine Department
of Marine Resources ("MDMR") Rule that requires all Maine
lobstermen1 who hold federal lobster fishing permits to install an
electronic tracking device on their vessels and share their
location data whenever those vessels are in the water.
After the MDMR Rule went into effect, appellant Frank
Thompson and a group of Maine lobstermen filed suit in the United
States District Court for the District of Maine seeking to enjoin
the MDMR Rule and have it declared unconstitutional as per the
Fourth Amendment's unreasonable searches and seizures prohibition.
Following a motion to dismiss from the Commissioner of the MDMR
(whom we will refer to in this opinion generally as "Maine"), the
district court held that the lobstermen had failed to state a claim
for which relief could be granted. However, before dismissing
1Just as the district court's opinion and the parties' briefing, we note "lobstermen" is a gender-neutral term. See Maine Lobster Community Alliance, A Lobstermen is a Lobstermen, Regardless of Gender, (July 7, 2023) https://www.mlcalliance.org/post/a-lobsterman-is-a-lobsterman- regardless-of-gender, [https://perma.cc/8DHC-V49M].
- 3 - Thompson and the lobstermen's claim, the district court encouraged
them to appeal their Fourth Amendment challenge to our court for
an authoritative ruling. They did, and we respond to this request
head on. In doing so, we affirm the district court's dismissal.
I
Because this appeal follows a motion to dismiss, we will
pull our facts from Thompsons's complaint, draw all reasonable
inferences in Thompson's favor, and consider any materials fairly
incorporated in the complaint or otherwise subject to judicial
notice (namely the MDMR Rule we have looked up for ourselves).
See, e.g., Lowe v. Mills, 68 F.4th 706, 711, 713-14 (1st Cir.
2023).
(A)
Our system of dual federalism has established a complex
and shared regime of federal and state law to ensure the protection
and continuous vitality of the Nation's fisheries.2 Along the
Atlantic coast, individual states like Maine regulate the fishery
happenings within three nautical miles of their shores, while the
National Marine Fisheries Service (a sub-agency of the National
Oceanic and Atmospheric Administration) handles waters extending
2 While we only recap the statutes and regulations essential to our analysis, the district court provided an in-depth summary of the entire statutory and regulatory backdrop for the MDMR Rule, which the curious reader may access. See Thompson v. Keliher, No. 1:24-cv-00001, 2024 WL 4851243, at *2-9 (D. Me. Nov. 21, 2024).
- 4 - 200 nautical miles from the outer boundary of state waters (an
area known as the exclusive economic zone or "EEZ"). See generally
Me. Stat. tit 12, § 6001(6); 16 U.S.C. §§ 1801(b), 1802(11).
Fish (often along with their pursuers) tend to freely
move about the open ocean, making regulation subject to clearly
marked boundaries often impracticable. That said, protection of
these aquatic resources remains crucial. To help combat this
natural fish-shifting dilemma, fifteen states and the District of
Columbia exercise joint regulatory authority through the Atlantic
States Marine Fisheries Commission ("ASMFC" or the "Commission").
See generally 16 U.S.C. §§ 5101, 5102(3). Federal law encourages
the Commission to draft and adopt fishery management plans ("FMPs")
that specify actions to be taken by member states to protect
coastal fishery resources. See generally id.
§§ 5102(1), 5104(a)(1). Once an FMP is promulgated, federal law
then requires member states to "implement and enforce" it. Id.
§ 5104(b)(1); see generally R.I. Fishermen's All., Inc. v. R.I.
Dep't of Env't Mgmt., 585 F.3d 42, 46 (1st Cir. 2009) (outlining
the history of the Commission and its shift to compulsory FMPs).
In the state of Maine (an ASMFC member state), the MDMR regulates
- 5 - state waters subject to the Commission's FMPs. See Me. Stat. tit.
12, §§ 4651-56.3
So, to summarize what we've covered thus far, the
Commission creates an FMP to preserve fishery resources, and the
MDMR promulgates rules to adopt and enforce, at a minimum, the
requirements of the FMP. See Medeiros v. Vincent, 431 F.3d 25,
27-28 (1st Cir. 2005) (abrogated on other grounds) (describing the
relationship between the Commission and state regulators in the
context of the American Lobster FMP); see also 50 C.F.R. § 697.3(c)
(requiring a federal lobster fishing license holder to adhere to
the more restrictive regulation where different). With this
backdrop in place, we can start narrowing down to the specifics of
this case.
In March 2022, the Commission published an addendum to
its existing American Lobster FMP entitled "Addendum XXIX to
Amendment 3 to the American Lobster Fishery Plan; Addendum IV to
the Jonah Crab Fishery Management Plan." The Addendum's primary
purpose is to reduce the risk of North Atlantic right whales from
getting entangled in fishing lines. In addition to protecting the
right whales, the Addendum seeks to: (1) improve information
available to fishery managers and stock assessment scientists;
3 Maine participates in the ASMFC through three representatives, one being the active MDMR Commissioner. Me. Stat. tit. 12, § 4652.
- 6 - (2) support the development of offshore renewable energy in U.S.
waters; and (3) improve the efficiency and efficacy of fishery
management and offshore enforcement efforts in the EEZ.
To pursue these goals, the Addendum requires member
states to promulgate rules requiring federally permitted
lobstermen to install electronic tracking devices that transmit
location data using a global positioning system ("GPS") on board
their vessels by December 15, 2023. The required tracking devices
must remain powered and transmit data at all times the vessel is
in the water, including when a vessel is docked or being operated
for personal use. The Addendum further specifies that compliant
tracking devices must have a "ping rate" of once per minute,
meaning that the tracker will collect data on a vessel's longitude
and latitude once every minute. Maine timely complied with
Addendum XXIX by promulgating the MDMR Rule on September 13, 2023.
13-188 C.M.R. ch. 25, § 98 (2023).
The MDMR Rule adheres to the requirements of the
Commission's Addendum and makes some additions. In essence, those
additions make it unlawful for a federally permitted lobstermen to
fish or possess lobsters without having an approved tracking device
aboard their vessel; to remove or tamper with the tracking device
absent approval from the MDMR; and to operate their vessel without
the tracking device installed and powered at all times (with
different power source requirements for vessels in operation
- 7 - compared to docked). See id. § 98(C).4 In November 2023, the MDMR
began sending permitted lobstermen Particle TrackerOne devices to
comply with the MDMR Rule.5
(B)
The original plaintiffs in this case -- Thompson and
several Maine lobstermen subject to the MDMR Rule6 -- filed a
federal suit against the Commissioner of the MDMR in his official
capacity, which challenged the adoption and enforcement of the
MDMR Rule on three grounds.7 First, they alleged the MDMR Rule
violated the Fourth Amendment's prohibition on unreasonable
searches and seizures, as applied to the states by the Fourteenth
Amendment. Second, they claimed the MDMR Rule violated their equal
protection rights pursuant to the U.S. Constitution and the Maine
Constitution. And third, they alleged the MDMR Rule was arbitrary
4 The MDMR Rule does not list any specific punishments for failure to comply with its requirements. Before the district court, Maine stated that violations of the MDMR Rule are treated like any other violation of an MDMR regulation with the possibility of a civil fine of not less than $100 and the suspension of the individual's license. Thompson's appellate arguments do not draw on these potential penalties. 5 The MDMR presumably selected these tracking devices because they comply with the Addendum's standards and transmit GPS location data at a ping rate of once per minute. 6 Only Thompson has appealed to our court. 7 The named party in this appeal, Commissioner Wilson, has been substituted for the previously named party, Patrick Keliher, who held the office of MDMR Commissioner during the district court proceedings.
- 8 - and capricious contrary to the protections of the Maine
Administrative Procedure Act.8 Not long after the lobstermen filed
their complaint, Maine moved to dismiss under Federal Rule of Civil
Procedure 12(b)(6). The district court heard argument from the
parties on this motion and subsequently entered a remarkably
thorough decision wherein the court granted Maine's motion in full.
In granting Maine's motion, in relation to Thompson's
Fourth Amendment challenge, the district court specifically held
that the MDMR Rule was not "gratuitously invasive of lobstermen's
personal privacy" and therefore plaintiffs had not sufficiently
stated a claim for relief under existing Fourth Amendment
jurisprudence. To reach this resolution, the court first made
note of four concessions from the parties that narrowed the scope
of its analysis. We rehash these concessions here as they will
help narrow the scope of our appellate review. First, Maine
conceded that the GPS tracking requirement of the MDMR Rule
constituted a search under the Fourth Amendment. Second, the
lobstermen implicitly conceded (and then confirmed their position
at oral argument before the district court) that the lobster
fishery constitutes a closely-regulated industry per our
8Only Thompson's Fourth Amendment claim has been presented on appeal. Accordingly, we focus our attention there and say no more about the other claims.
- 9 - understanding of the Fourth Amendment's scope.9 Third, the parties
agreed in their papers before the district court that the MDMR
Rule constitutes an "administrative search" under the Fourth
Amendment. And fourth, the parties agreed that the MDMR has a
substantial interest in regulating the lobster fishery and
ensuring its long-term viability (an agreement that satisfies one
prong of the legal test we will be discussing at length and
applying).
We will return to these concessions in a moment, but for
now, we are sufficiently enlightened as to what happened below to
start unpacking Thompson's appellate contentions.
II
Before going any further (and before using any more
Fourth Amendment lingo), here's a Fourth Amendment backdrop to set
the scene.
The Fourth Amendment protects us from "unreasonable
searches and seizures." U.S. Const. amend. IV. The same amendment
also provides that "no Warrants shall issue, but upon probable
cause." Id. Building from these constitutional provisions, the
Supreme Court has "repeatedly held that searches conducted outside
the judicial process, without prior approval by a judge or a
magistrate judge, are per se unreasonable subject only to a few
Thompson seeks to repudiate this concession on appeal, a 9
matter to be discussed, and rejected, later on.
- 10 - specifically established and well-delineated exceptions." City of
Los Angeles v. Patel, 576 U.S. 409, 419 (2015) (citation modified).
And it is well recognized that this general rule covers searches
of homes and commercial premises. E.g., id. at 419-20; Marshall
v. Barlow's, Inc., 436 U.S. 307, 312 (1978); see also Johnson v.
Smith, 104 F.4th 153, 158 (10th Cir. 2024) ("[F]or more than 50
years the Supreme Court has recognized that regulatory inspections
are also constrained by [the Fourth] Amendment.").
A bit more on the "well-delineated" exceptions. While
"reasonableness" remains our North Star, see, e.g.,
Rivera-Corraliza v. Morales, 794 F.3d 208, 215-16 (1st Cir. 2015),
"search regimes where no warrant is ever required may be reasonable
where special needs make the warrant and probable-cause
requirement impracticable, and where the primary purpose of the
searches is distinguishable from the general interest in crime
control," Patel, 576 U.S. at 420 (citation modified). This type
of warrantless-yet-reasonable regime can arise in administrative
searches of closely-regulated industries.10 See Rivera-Corraliza,
10This exception is more accurately described as an exception within an exception to the Fourth Amendment's warrant requirement. Searches that serve a "special need" other than aiding criminal investigations have been categorized as "administrative searches." See Patel, 576 U.S. at 420. These searches may skirt the general warrant requirement so long as the subject of the search "be afforded an opportunity to obtain precompliance review before a neutral decisionmaker." Id. Within this category are administrative searches of closely-regulated industries, which we examine under a different, "more relaxed standard." Id. at 424.
- 11 - 794 F.3d at 216. The justification? Because "'when an
entrepreneur embarks upon such a business, he has voluntarily
chosen to subject himself to a full arsenal of governmental
regulation,' and thus a warrantless search to enforce that
regulatory regime is not unreasonable." Id. (quoting Marshall,
436 U.S. at 313).
Lest this potentially pervasive exception swallow the
rule, it is cabined by a three-pronged test that serves as a
"carefully-drawn screen" for upholding the Fourth Amendment's
promised protections. See Rivera-Corraliza, 794 F.3d at 217. So,
even in the context of a search within a closely-regulated
industry, three things must be true to justify the search. There
must be: (1) "a substantial government interest that informs the
regulatory scheme pursuant to which the inspection is made; (2) the
warrantless inspections must be necessary to further the
regulatory scheme; and (3) the statute's inspection program, in
terms of the certainty and regularity of its application, must
provide a constitutionally adequate substitute for a warrant."
Patel, 576 U.S. at 426 (citation modified). We (the royal "we" as
we're speaking for the legal community) refer to these three
criteria as the Burger test. E.g., Rivera-Corraliza, 794 F.3d at
217; see also New York v. Burger, 482 U.S. 691, 702-03 (1987).
And only by satisfying the requirements of the Burger test may we
- 12 - find an administrative search of a closely-regulated industry
reasonable under the Fourth Amendment.
III
We review a district court's dismissal of a complaint
under Rule 12(b)(6) de novo. E.g., Lowe, 68 F.4th at 713. This
means we will be giving Thompson's claims a completely fresh look
to see whether his complaint "contain[s] sufficient factual
matter, accepted as true, to state a claim to relief that is
plausible on its face." Id. (quoting Douglas v. Hirshon, 63 F.4th
49, 55 (1st Cir. 2023)).
Thompson submits three arguments on appeal for why he
thinks the district court erred in throwing out his Fourth
Amendment claim. First, he suggests that the MDMR Rule constitutes
an unreasonable search outside of, and regardless of, any
constitutional exception for warrantless searches. Second,
Thompson argues the MDMR Rule "flunks" the requirements of the
Burger test for administrative searches of closely-regulated
industries. And third, contrary to his position below, Thompson
claims here that lobstering is not a closely-regulated industry
and therefore the Burger test is wholly inapplicable. We will get
to each argument; however, due to its impact on the other claims,
we begin with Thompson's third argument fighting against the
current of his previous district court concession.
- 13 - (A)
Thompson makes no attempt to hide his previous
concession that lobstering is a closely-regulated industry, which
dictates the specific legal test applicable to his Fourth Amendment
claim. On appeal, in explaining why we should not hold him to his
prior position, Thompson asks us to apply a "narrowly configured
and sparingly dispensed" exception to this circuit's standard
raise-or-waive rule to his previously conceded claim. See
Reyes-Colón v. United States, 974 F.3d 56, 62 (1st Cir. 2020)
(quoting Daigle v. Me. Med. Ctr., Inc., 14 F.3d 684, 688 (1st Cir.
1994)). Thompson standardizes the test for considering issues
previously conceded but deserving of reconsideration into four
parts: (1) "the new issue is strictly a question of law"; (2) "it
is almost certain to be presented in identical terms in other
cases"; (3) "the point can be resolved with certitude on the
existing record"; and (4) the argument "raises an issue of
constitutional magnitude which, if meritorious, could
substantially affect these, and future," litigants. See United
States v. La Guardia, 902 F.2d 1010, 1013 (1st Cir. 1990) (citation
modified).11
11Thompson's test accurately reflects the facts important to the La Guardia court's analysis; however, we have previously expressed interest in other factors when exercising our discretion to examine issues first raised on appeal. Specifically, on top of the factors Thompson names, we've reserved this discretionary authority for "exceptional cases" where the party seeking review
- 14 - For its part, Maine staunchly opposes its opponent's
attempt to revive this issue. Maine first notes that Thompson's
cited precedent for this argument refers to a narrow exception to
our raise-or-waive rule inapplicable to issues specifically
conceded. And where, as here, a party has specifically conceded
an issue, our court has repeatedly rejected a litigant's "attempt
to repudiate that concession and resurrect the issue." Baker v.
Smith & Wesson, Inc., 40 F.4th 43, 45 n.1 (1st Cir. 2022) (quoting
United States v. Miranda-Carmona, 999 F.3d 762, 767 (1st Cir.
2021)). Were we to disagree with its first contention, Maine also
argues that our exception to the raise-or-waive rule requires that
the "error is plain and the equities heavily preponderate in favor
of correcting it." Correa v. Hosp. San Francisco, 69 F.3d 1184,
1196 (1st Cir. 1995). Here (according to Maine), Thompson cannot
establish plain error because his argument requires us to make a
series of legal and factual determinations on issues we have not
yet considered.
We decline Thompson's invitation to throw a lifeline out
to this argument. Even if we were to agree with Thompson that the
makes a "highly persuasive" argument such that "failure to reach it would threaten a miscarriage of justice" implicating "matters of great public moment," and the failure to raise below was "inadvertent and provided no tactical advantage." See, e.g., In re Net-Velázquez, 625 F.3d 34, 40-41 (1st Cir. 2010); Nat'l Ass'n of Soc. Workers v. Harwood, 69 F.3d 622, 627-29 (1st Cir. 1995); United States v. Krynicki, 689 F.2d 289, 291-92 (1st Cir. 1982).
- 15 - boundary between our raise-or-waive rule and our rule regarding
concession is a distinction without a difference, see Lang v.
Wal-Mart Stores E., L.P., 813 F.3d 447, 455 (1st Cir. 2016), we
disagree that the present situation amounts to such extraordinary
circumstances warranting the application of our seldom-seen
exception, see id.; see also Nat'l Ass'n of Soc. Workers v.
Harwood, 69 F.3d 622, 627-29 (1st Cir. 1995); United States v.
Slade, 980 F.2d 27, 31 (1st Cir. 1992) (requiring a "previously
omitted ground [be] so compelling as virtually to insure
appellant's success" (citation modified)). So, despite Thompson's
adjuration, the fact of the matter remains that our court denies
with near religious fervor a party's attempt to repudiate its
concession on appeal. See Alaniz v. Bay Promo, LLC, 143 F.4th 18,
30 (1st Cir. 2025) (declining to sanction the tactic of "agreeable
acquiescence to perceivable error as a weapon of appellate
advocacy" (quoting United States v. Gates, 709 F.3d 58, 63 (1st
Cir. 2013))). Such is the fate of the issue at hand, and therefore,
we proceed, as the district court did, with the understanding that
lobstering is a closely-regulated industry.
We next address Thompson's appellate asseveration
focused on the stand-alone reasonableness of the MDMR Rule. His
position expands from two premises: first, as he puts it, "[t]he
Burger exception is not an exception to the Fourth Amendment's
- 16 - reasonableness requirement," and second, the government must prove
its search is reasonable per that term's original meaning. If we
were to agree with these two premises, Thompson then asks that we
conclude the MDMR Rule lacks a historical analogue (or even better,
that it is the modern reincarnation of the British writs of
assistance that fueled the American Revolution)12 and is therefore
unreasonable in violation of the Fourth Amendment. For reasons
forthcoming, we find that Thompson's first premise misunderstands
our binding precedent, and as such, we need not consider his second
premise to reject his contention outright.
Thompson pulls his first premise -- that the Burger test
cannot save unreasonable searches of closely-regulated
industries -- from general Fourth Amendment principles and his
reading of our recent administrative-search opinion. To Thompson,
the overbearing nature of the MDMR Rule is per se
unreasonable -- particularly in its monitoring of activity beyond
fishing -- such that any analysis cabined within the Burger test
exception would impermissibly overlook the broad protections
afforded by the Fourth Amendment.
Maine's immediate response is that this issue was not
raised to the district court, and as a result, should be deemed
12 See Carpenter v. United States, 585 U.S. 296, 303-04 (2018),
for John Adams's recollection of how patriotic condemnation of the writs of assistance "helped spark the Revolution itself."
- 17 - unpreserved on appeal. And if we find otherwise, Maine says that
Thompson's argument is "just plain wrong" because searches that
satisfy the Burger test are deemed reasonable within the meaning
of the Fourth Amendment. Because Thompson's claim may be swiftly
settled on the merits (and we think he did just enough to preserve
this issue below), we decline to tackle Maine's preservation
argument and proceed.
The Supreme Court has consistently framed the Burger
test as the relevant (and complete) metric of Fourth Amendment
reasonableness in cases involving administrative searches within
closely-regulated industries. Starting with Burger itself (as
good a place as any), the Court explained that "[b]ecause the owner
or operator of a commercial premises in a 'closely regulated'
industry has a reduced expectation of privacy . . . a warrantless
inspection of commercial premises may well be reasonable within
the meaning of the Fourth Amendment." Burger, 482 U.S. at 702.
To continue, "[t]his warrantless inspection, however, even in the
context of a pervasively regulated business, will be deemed to be
reasonable only so long as three criteria are met." Id. (emphasis
ours).13
13 To remind the reader of the test criteria: (1) "a substantial government interest that informs the regulatory scheme pursuant to which the inspection is made; (2) the warrantless inspections must be necessary to further the regulatory scheme; and (3) the statute's inspection program, in terms of the certainty and regularity of its application, must provide a constitutionally
- 18 - Decades after the Burger Court clarified the three
criteria for finding searches of this particular ilk reasonable,
the Court again applied these criteria to determine whether a Los
Angeles municipal scheme permitting searches of hotel registries
was unreasonable under the Fourth Amendment. See Patel, 576 U.S.
at 426-27. We will discuss the details of that case shortly, but
for now, and for the purposes of the present analysis, we emphasize
that the Court began its inquiry by stating that the searches at
issue "would need to satisfy three additional criteria to be
reasonable under the Fourth Amendment." Id. at 426 (emphasis
added). Hence, a satisfactory passing of the Burger test stands
in as proxy for "the warrant and probable-cause requirements, which
fulfill the traditional Fourth Amendment standard of
reasonableness for a government search." Burger, 482 U.S. at 702.
In our review, no court has concluded differently. After
applying the Burger test to a regulatory scheme involving searches
of commercial trucks, we previously held that "[s]ince all three
of the Burger criteria [had been] satisfied, it follows inexorably
that an administrative search of a commercial truck is
constitutionally permissible." United States v. Maldonado, 356
F.3d 130, 136 (1st Cir. 2004); see also Tart v. Massachusetts, 949
F.2d 490, 498 (1st Cir. 1991) (explaining that "a warrantless
adequate substitute for a warrant." Patel, 576 U.S. at 426 (citation modified).
- 19 - inspection in a 'closely-regulated' industry, pursuant to statute,
is valid" if it satisfies the Burger test); Killgore v. City of
South El Monte, 3 F.4th 1186, 1192 (9th Cir. 2021) ("Under Burger,
a warrantless inspection of a commercial business in a 'closely
regulated' industry is reasonable under the Fourth Amendment
provided three conditions are met . . . ."). And when our sister
circuit upheld a Department of Transportation regulation requiring
commercial vehicles to install electronic logging devices, it used
the Burger test and referred to it as "a three-part reasonableness
test." Owner-Operator Indep. Drivers Ass'n v. U.S. Dep't of
Transp., 840 F.3d 879, 895 (7th Cir. 2016). Despite Thompson's
suggestion otherwise, nowhere in the caselaw do we find a
stand-alone reasonableness inquiry conducted in addition to the
Burger test.
Thompson's attempts to persuade us differently flounder.
In his efforts to divorce the Fourth Amendment's reasonableness
standard from the Burger test, Thompson says that even if an
exception applies, this court "must still, no matter what, 'balance
the privacy-related and law enforcement-related concerns to
determine if the intrusion was reasonable.'" (quoting Maryland v.
King, 569 U.S. 435, 448 (2013)). In the case Thompson cites for
this proposition -- Maryland v. King -- the Court considered the
reasonableness of minimally invasive buccal swabs on detained
individuals. 569 U.S. at 463-64. And with that important (but
- 20 - largely unrelated) question on the table, the Court did not have
occasion to weigh in on whether a search may be unreasonable
regardless of the Burger test.14
Regardless, Thompson's proposed balancing overlooks the
narrow context in which the Burger test comes into play.
Closely-regulated industries "have such a history of government
oversight that no reasonable expectation of privacy could exist
for a proprietor over the stock of such an enterprise." Patel,
576 U.S. at 424 (citation modified). As we explained earlier,
this diminished expectation of privacy exists because individuals
entering closely-regulated industries subject themselves to a
"full arsenal of governmental regulation." Rivera-Corraliza, 794
F.3d at 216 (quoting Marshall, 436 U.S. at 313). Because the
Burger test applies to searches of closely-regulated industries,
which necessarily have a reduced expectation of privacy, see
Burger, 482 U.S. at 702, the privacy concerns and judicial
balancing Thompson requests come pre-baked into the Burger test,
and need not be repeated outside of its application.
14 The Court did mention searches of closely-regulated industries in passing to emphasize that "[t]he reasonableness of any search must be considered in the context of the person's legitimate expectations of privacy." See King, 569 U.S. at 462. The Court used searches of closely-regulated industries as an example of "a context-specific benchmark inapplicable to the public at large" because "the expectations of privacy of covered employees are diminished by reason of their participation in an industry that is regulated pervasively." Id. (quoting Skinner v. Ry. Lab. Execs. Ass'n, 489 U.S. 602, 627 (1989)).
- 21 - We also disagree with Thompson's interpretation of
Rivera-Corraliza and take a moment here to clarify any residual
doubt. In Rivera-Corraliza, we prefaced our discussion of the
Burger test and exceptions to the Fourth Amendment's guarantees by
stating that "[j]udges must never forget that while the
Constitution okays warrantless searches in some situations, it
never okays unreasonable ones." 794 F.3d at 217. Thompson reads
these words of caution to mean that some searches are so far beyond
the Fourth Amendment pale that an exception to the warrant
requirement cannot save them.
First, the language of a judicial opinion is not always
intended to be scrutinized as if it were the text of a statute.
See, e.g., Brown v. Davenport, 596 U.S. 118, 141 (2022). And when
read in context, this sentence from Rivera-Corraliza remains
consistent with the Fourth Amendment principles we've just
expounded. In the sentence immediately following the one Thompson
sets his sights on, we described the Burger test as the
"carefully-drawn screen" against unreasonable searches which
judges must "jealously protect, lest this particular
warrantless-search exception destroy the Fourth Amendment."
Rivera-Corraliza, 794 F.3d at 217. A court applying the Burger
test has not forgotten the Constitution's prohibition against
unreasonable searches. It is indeed through the application of
- 22 - that test that a court may conclude that an administrative search
of a closely-regulated industry is reasonable.
In sum, we reject Thompson's proposition that in the
context of a search of a closely-regulated industry, a
free-standing reasonableness inquiry must be conducted apart from
the application of the Burger test, and we now proceed to review
Thompson's challenge pursuant to that test of reasonableness.
(C)
For the main event, Thompson argues that the MDMR Rule
flunks the Burger test, particularly considering how this test has
been narrowed by the Supreme Court's decision in Patel. To (again)
remind the reader, the Burger test consists of three criteria:
"(1) There must be a substantial government interest that informs
the regulatory scheme pursuant to which the inspection is made;
(2) the warrantless inspections must be necessary to further the
regulatory scheme; and (3) the statute's inspection program, in
terms of the certainty and regularity of its application, must
provide a constitutionally adequate substitute for a warrant."
Patel, 576 U.S. at 426 (citation modified). Like before, at the
district court, the parties agree that the MDMR Rule satisfies the
first Burger criterion: Maine has a substantial interest in
regulating and conserving its lobster fishery. Therefore, we're
left with the second and third Burger criteria on our plate and
discuss each in turn.
- 23 - (1)
The second Burger criterion requires warrantless
searches be necessary to further the regulatory scheme, typically
because the element of surprise is crucial. Burger, 482 U.S. at
710; Rivera-Corraliza, 794 F.3d at 220. Thompson's argument harps
on the term "necessary," and posits that Patel has elevated this
prong of the Burger test to something "like strict scrutiny or [a]
least-restrictive-means test" for the method of search being
imposed. In support, Thompson points to Justice Scalia's
dissenting opinion in Patel, where he described the majority's
approach as "importing a least-restrictive-means test into
Burger's Fourth Amendment framework . . . ." Patel, 576 U.S. at
438 (Scalia, J., dissenting). To apply Thompson's version of the
heightened second Burger prong, we would need to ask whether the
government's interest would be "fatally undermine[d]" in the
absence of the challenged regulation. So, because Maine's
conservation and sustainability interests in its lobster fishery
would not be "completely defeated" without the MDMR Rule, Thompson
concludes the Rule fails the Burger test at prong two.
While we have previously described the second Burger
criterion in less demanding terms, see Rivera-Corraliza, 794 F.3d
at 216 ("The [second criterion] is that warrantless inspections
further [the substantial government] interest."), in practically
the same breath, we declined to decide one way or another whether
- 24 - Patel had changed the Burger test in any way, see id. at 217 n.12.
For reasons we are about to unpack, we do not believe Patel has
elevated the scrutiny owed at the second Burger criterion as
Thompson suggests.15
In Patel, the Court reviewed a facial challenge to a
provision of the Los Angeles Municipal Code that, in relevant part,
required hotel operators to produce detailed records of their
guests to any Los Angeles police officer immediately upon request.
576 U.S. at 412-13. The Court began its Fourth Amendment review
by first acknowledging that government searches conducted without
a warrant, or otherwise conducted without prior approval by a
judge, are "per se unreasonable" under the Fourth Amendment. Id.
at 419 (quoting Arizona v. Gant, 556 U.S. 332, 338 (2009)).
However, the Court continued that "[s]earch regimes where no
warrant is ever required may be reasonable where special needs make
the warrant and probable-cause requirement impracticable, and
where the primary purpose of the searches is distinguishable from
the general interest in crime control." Id. at 420 (citation
modified). Searches of this kind are referred to as
"administrative searches," and must meet certain requirements (not
15 Due to Thompson's prior concession (and our refusal to allow him to repudiate that concession), our holding today does not resolve the question of whether Patel changed the closely-regulated industry standard under Burger. See Mexican Gulf Fishing Co. v. U.S. Dep't of Com., 60 F.4th 956, 967 (5th Cir. 2023) (collecting cases).
- 25 - the Burger test) to pass constitutional muster. Id. The Los
Angeles ordinance failed to do so. Id. at 423.
The Patel majority could have stopped there, but it
continued to address an alternate position raised by Los Angeles
and discussed by Justice Scalia in dissent. Both Los Angeles and
the dissenting Justice believed the challenged regulation should
have been considered under the "more relaxed standard" applied to
administrative searches of closely-regulated industries (the
exception within the exception). See id. at 424. The majority
disagreed and held that hotels were not part of a closely-regulated
industry, making the Burger exception inapplicable. Patel, 576
U.S. at 424-25.
Despite finding another dispositive basis for dismissing
the arguments raised, the Court proceeded to find that the Los
Angeles ordinance also failed the second and third Burger criteria.
Id. at 426. In examining the second criterion, the Court first
presented Los Angeles's argument "that affording hotel operators
any opportunity for precompliance review would fatally undermine
the scheme's efficacy by giving operators a chance to falsify their
records." Id. at 427 (citing Brief for Petitioner at 41-42)
(emphasis added by us on behalf of Thompson). The Court rejected
this argument because, in its view, officers of the Los Angeles
Police Department could still maintain the element of surprise or
- 26 - otherwise protect the accuracy of hotel records through available,
judicially-approved channels such as ex parte warrants. Id.
With our recap of Patel laid out, Thompson's
characterization of Patel's influence on the Burger test flops.
Thompson insists that the "necessary" element of the second Burger
prong relates back to the "substantial government interest"
required in the first prong -- here Maine's conservation and
sustainability interests. Therefore, his argument goes, the MDMR
Rule fails because 24/7 GPS tracking is not absolutely necessary
to achieving Maine's conservation and sustainability goals. But
Thompson misapprehends the question that we must reckon with.
Both the majority opinion and Justice Scalia's dissent
in Patel (along with both pre- and post-Patel caselaw) make clear
that the necessity being scrutinized in the second prong of the
Burger test is the need for a warrantless search to accomplish the
regulatory scheme. See Patel, 576 U.S. at 437 (Scalia, J.,
dissenting) ("Respondents and the Court acknowledge that
inspections are necessary to achieve the purposes of the
recordkeeping regime, but insist that warrantless inspections are
not."); id. at 427 (finding "surprise inspection[s]" unnecessary
to the "scheme's efficacy"); see also Rivera-Corraliza, 794 F.3d
at 220 (reviewing "whether the state's interest justifies
warrantless inspections"); Johnson, 104 F.4th at 176-77 (requiring
- 27 - the government to prove its regulation could only be effectively
enforced through a warrantless inspection regime).
As we touched on in our Patel recap, the hotel operators'
Fourth Amendment rights were undermined because the proposed
government searches did not need to be warrantless. Patel, 576
U.S. at 427. But importantly, the method of the warrantless
search -- making hotel records available when police officers
request them -- did not influence the Court's analysis. As in,
the Court did not agonize over whether it was necessary for Los
Angeles police officers to request hotel records in person because
they could have made less intrusive requests via email to promote
their goal of maintaining accurate hotel registries. See id. at
426. Critically, Thompson asks that we do what the Supreme Court
did not. Rather than contesting the general need for warrantless
searches in this regulatory scheme, Thompson takes issue solely
with the method of search imposed by the MDMR Rule -- constant GPS
tracking when a vessel is in the water. This interpretation turns
a deaf ear to the music of the Burger test: it is a limited
exception to the Fourth Amendment's warrant requirement in
closely-regulated industries where the regulatory scheme wouldn't
work without warrantless searches, and the scheme provides the
functional equivalent of a warrant (the latter being a sneak peek
into Burger's third prong).
- 28 - Furthermore, the position advocated for by Thompson
quickly proves untenable. With elusive (but nevertheless very
important) goals such as conservation and sustainability, it would
be futile to imagine what level of government conduct would be
permissibly "necessary" to achieve them.16 So, while Thompson
argues that "there are far less intrusive ways to improve the
fishery data," such as "limit[ing] tracking to vessels fishing for
lobsters in federal waters" or "employing lesser 'ping rates,'"
his proposals would still amount to warrantless searches -- just
ones more suited to his preferences.
Our Fourth Amendment precedent has not concerned itself
with the necessity of ping rates. Instead, it has remained focused
on protecting individuals from warrantless government searches and
jealously protecting the few exceptions to that general rule. See
Rivera-Corraliza, 794 F.3d at 217. Thus, what Thompson deems the
"inherent contradiction" saddled in Burger and its progeny is no
more than a boogeyman of his own design. A warrantless search
must be necessary to satisfy the substantial government interest,
but the method of conducting such a search need only reasonably
serve or advance that interest. See Burger, 482 U.S. at 709-10;
16This court momentarily engaged in this exercise in futility at oral argument, positing various methods of data collection that may be less intrusive, but never solidly "necessary."
- 29 - Patel, 576 U.S. at 427; Rivera-Corraliza, 794 F.3d at 220; Johnson,
104 F.4th at 176-77.
Due to his presentation of Patel's influence on the
Burger test, Thompson does not argue that warrantless searches are
unnecessary to Maine's interests. Indeed, Thompson has suggested
less intrusive ways to accomplish Maine's goals which nevertheless
constitute warrantless searches. We need not dwell on this issue
and reiterate that boatloads of caselaw have previously explained
why warrantless searches on the high seas are unique. See, e.g.,
United States v. Villamonte-Marquez, 462 U.S. 579, 593 (1983);
United States v. Kaiyo Maru No. 53, 699 F.2d 989, 995-96 (9th Cir.
1983); Lovgren v. Byrne, 787 F.2d 857, 867 (3d Cir. 1986).
Additionally, Maine has elucidated why this method of data
collection is necessary to their regulatory scheme. The tracking
devices on commercial lobster vessels ensure accurate, reliable,
and precise data that allows Maine to assess its fishery stock and
assist federal whale regulators. Alternative data collection
schemes would require Maine lobstermen to turn on and off their
tracking devices at certain points or amount to a self-reporting
system, either of which could skew their data, thereby frustrating
the purposes of the MDMR Rule entirely.
Accordingly, Maine was not on the hook for demonstrating
that its chosen method of search was the least restrictive means
of achieving its conservation and sustainability interests. The
- 30 - MDMR Rule satisfies the second Burger prong because warrantless
searches are necessary to further the regulatory scheme.
(2)
The third and final Burger criterion requires the
regulatory scheme, in terms of its certainty and regularity,
"provide a constitutionally adequate substitute for a warrant."
Burger, 482 U.S. at 703 (citation modified); see also Patel, 576
U.S. at 426. This means the regulation must (1) give notice to
those being regulated and (2) limit an inspecting officer's
discretion in terms of time, place, and scope. Rivera-Corraliza,
794 F.3d at 216-17 (citing Burger, 482 U.S. at 703).
Thompson's protest under the third Burger criterion
necessarily caters to some of the novel questions raised by the
MDMR Rule. Thompson does not dispute that the MDMR Rule provides
notice of the tracking requirement and the surrounding regulatory
scheme. Nor, from what we can tell, does Thompson argue that the
MDMR Rule gives any MDMR officials unfettered discretion to conduct
searches.17 Instead, Thompson denounces the MDMR Rule as an
impermissible general warrant because "it is not sufficiently
tailored in scope and time to function akin to an actual, specific
17 The parties mutually describe the search as taking place through the tracking device and not at a later point when the collected data is examined by a government official. Contra Owner-Operator Indep. Drivers Ass'n, 840 F.3d at 895. Accordingly, we will apply the Burger test to this search, as prompted.
- 31 - warrant." Maine sees the situation differently. The MDMR Rule
(it says) only collects a limited and specific type of data -- the
location of licensed commercial fishing vessels - that properly
limits the scope of the search and the government's discretion.
The MDMR Rule is unique compared to previous search
regimes scrutinized under the Burger test. The "searches" are
constantly conducted by GPS tracking devices installed on each
federally licensed lobsterman's vessel; there are no friendly
neighborhood inspectors periodically dropping in unannounced.
Compare 13-188 C.M.R. ch. 25, § 98, with Burger, 482 U.S. at 711
(describing a New York law), and Tart v. Massachusetts, 949 F.2d
490, 497-98 (1st Cir. 1991) (describing a Massachusetts law). And
this difference cuts both ways for our review. Minimally
intrusive, mindless tracking devices remove discretionary judgment
calls from the equation entirely, alleviating the concern of any
intrusive government officials overstepping their authority. See
Tart, 949 F.2d at 498, 499; see also Patel, 576 U.S. at 427. But,
in exchange, tracking devices engage in a constant search anytime
the predetermined vessels are in the water, testing the limits of
the time restrictions considered in the Burger test. See, e.g.,
Rivera-Corraliza, 794 F.3d at 221. This latter fact limits the
persuasiveness of parallels drawn to prior schemes offered by
- 32 - Maine, but it does not paint the Orwellian picture offered by
Thompson, either.18
As a whole, the search regime imposed by the MDMR Rule
satisfies the third Burger criterion because the searches are
non-discretionary across the industry, minimally intrusive, and
sufficiently clear in both timing and scope.
Notwithstanding the uniqueness just described, we have
previously said that "a regime may pass the Burger test even if
there are no time limits," but "context is key." Rivera-Corraliza,
794 F.3d at 221. And that "context" comes down to whether time
limits "would make inspections unworkable." Id. To use a tried
and tested example, an inspection scheme for commercial trucks
cannot have a feasible time restriction because trucks operate
twenty-four hours a day. See id. (citing United States v.
Ponce-Aldona, 579 F.3d 1218, 1225-26 (11th Cir. 2009)). Thus, a
truck regulation limiting inspections to typical business hours
would incentivize those seeking to avoid detection to travel solely
by night, making the scheme unworkable. See Ponce-Aldona, 579
F.3d at 1226.
18Thompson seeks to analogize here to Supreme Court caselaw concerning advanced technologies in government searches. But the cases he cites are criminal in nature and involve government searches to uncover evidence of criminal activity. See Carpenter v. United States, 585 U.S. 296, 316 (2018). Therefore, any direct comparison to the MDMR Rule falls short. Furthermore, the Supreme Court has not banned the advancement of technologies used in government searches outright, as Thompson suggests.
- 33 - So too here. Maine lobstermen may raise or haul their
traps at any time, subject to specified seasonal and weekend
restrictions. See Me. Stat. tit. 12, § 6440. And, while Thompson
frames the MDMR Rule as a "perpetual, technology-driven, and
omnipresent search," it only applies to the vessels of
federally-licensed lobstermen when they are in the water, and only
at a near-constant rate while the vessel is moving. Cf. Tart, 949
F.2d at 498-99. Any other "time limit" would frustrate the
regime's design; lobsters are caught in the water and thus
lobstermen need to be tracked while they too are in the water.
So, the timing and frequency of the searches here, in the context
of the statutory scheme, are sufficiently akin to a warrant, as
required. See Burger, 482 U.S. at 711 n. 21.
As for scope, the MDMR Rule poses no risk. The tracking
devices relay time and position data only, and the Rule does not
authorize the search of any vessels more broadly. See
Owner-Operator Indep. Drivers Ass'n, 840 F.3d at 896. As such, we
fail to see Thompson's perspective of how this amounts to an
unlimited scope. The tracking devices do not record and report
everything done aboard the vessel; they record a limited and
specific type of data and report only that.
Putting everything together, the MDMR Rule, as an
administrative search of a closely-regulated industry, passes the
Burger test and does not violate the Fourth Amendment.
- 34 - IV
For the reasons above, we affirm. No costs to either
side.
- 35 -