Mayview Corp. v. Rodstein

620 F.2d 1347, 62 A.L.R. Fed. 713
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 4, 1980
DocketNos. 77-3468, 77-3481
StatusPublished
Cited by46 cases

This text of 620 F.2d 1347 (Mayview Corp. v. Rodstein) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mayview Corp. v. Rodstein, 620 F.2d 1347, 62 A.L.R. Fed. 713 (9th Cir. 1980).

Opinions

CHOY, Circuit Judge:

The district court held a utility patent and three design patents invalid for a variety of reasons, including anticipation, obviousness and perpetration of frauds upon the Patent Office and the court. The court also held that this case was an “exceptional” one justifying an award of attorney’s fees of $90,850. We affirm in part, and vacate and remand in part.

I. Statement of the Case

Rodac Pneumatic Tools, Inc., and Rodac International Corp. (collectively referred to as Rodac) are companies owned by Harvey B. Rodstein. Rodac manufactures, imports and sells certain air-powered tools, including hand-held sanders and drills.

Mayview Corporation (Mayview) was, at the time this suit began, owned by Leonard Shapiro, who is now deceased. Mayview also markets air-powered tools, including hand-held sanders and drills.

Mayview brought suit against Rodac and Rodstein in March 1971, seeking a declaration that Letters Patent No. 3,563,134 (the ’134 patent) and Design Patents Nos. D-210,793, D-210,794 and D-210,086 (the ’793, ’794 and ’086 patents or the design patents) are invalid. Mayview also sought a declaration that it had not infringed these patents and alleged that Rodac and Rod-stein had violated the antitrust laws in procuring and attempting to enforce these patents. Mayview apparently filed this action in response to Rodstein’s and Rodac’s attempts to enforce these patents against Mayview and its customers.

Rodac and Rodstein counterclaimed against Mayview, Shapiro and Irving Fisher, an associate of Shapiro’s formerly employed by Rodstein. Rodstein and Rodac [1350]*1350alleged that the counter-defendants had willfully infringed the ’134 and design patents, had infringéd 'Rodac’s trademark, had misappropriated trade secrets and had engaged in unfair competition against Rodac and Rodstein.

Mayview later amended its complaint to state an additional cause of action for malicious prosecution.

The district court issued a preliminary injunction enjoining Mayview, Shapiro and Fisher from infringing the ’134 patent and the Rodac trademark. That decision was appealed to this court and we reversed, holding that the district court’s failure first to find the patent valid precluded issuance of the injunction. We said the presumption of validity attaching to a patent issued by the Patent Office was “too slim a reed to support a preliminary injunction.” May-view Gorp. v. Rodstein, 480 F.2d 714, 718 (9th Cir. 1973).

Trial was held and the district court concluded that (1) the T34 patent was invalid, (2) the design patents were invalid, (3) Rod-stein and Rodac falsely marked sanders in violation of 35 U.S.C. § 292, (4) Mayview failed to carry its burden of proof on its antitrust claims, (5) Rodac and Rodstein did not engage in malicious prosecution by pursuing their counterclaims, (6) Mayview, Shapiro and Fisher did not infringe the ’134 patent, and (7) Rodstein and Rodac’s other counterclaims must be dismissed for failure to present any evidence. The court also held that the case was “exceptional” under 35 U.S.C. § 285 and awarded Mayview, Shapiro and Fisher $90,850 in attorney’s fees.

Rodstein and Rodac appeal from the district court’s final judgment.1 They contend the district court erred in holding that the patents were invalid, that they falsely marked certain sanders, and that they did not present sufficient evidence on their counterclaims. They also argue that the district court erred in awarding any attorney’s fees to Mayview, Shapiro and Fisher, or, at the very least, • that the amount awarded is excessive.

Mayview, Shapiro and Fisher filed a cross-appeal, contending that the district court’s award of attorney’s fees was insufficient and that the district court erred in failing to find that Rodstein and Rodac violated the antitrust laws and engaged in malicious prosecution.

II. Validity of the Patents

This case involves two distinct types of patents: (1) patents for “inventions,” or so-called “utility” patents, which are issued for “any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof,” and (2) design patents, which are issued for “any new, original and ornamental design for an article of manufacture.” 35 U.S.C. §§ 101, 171. Although the two kinds of patents involved here are different, many of the conditions for issuance of either a utility patent or a design patent are the same. See 35 U.S.C. §§ 102-103, 171. Nonetheless, for the sake of clarity and convenience, we treat separately the utility patent and the design patents in this case.

A. The T34 Patent

The district court held the ’134 patent invalid for three independent reasons: (1) the invention was anticipated by two previously issued patents and three previously known and disclosed sanders, 35 U.S.C. § 102; (2) it was obvious at the time it was “invented” to a person having ordinary skill in the art, given the prior art of the same two patents and three sanders that anticipated it, 35 U.S.C. § 103; and (3) Rodstein was not the sole inventor of the sander as he represented in the patent application, 35 U.S.C. § 111.2 Because we affirm the dis[1351]*1351trict court’s conclusion of invalidity on the ground that the applicant was not the sole inventor, we need not address the other grounds relied upon by the district court. Section 101 of title 35 provides:

Whoever invents or discovers any new and useful process, machine, manufacture, or composition of matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title.

(Emphasis added.) Section 102 provides some of the conditions for obtaining a patent. Among them is the following: “A person shall be entitled to a patent unless . he did not himself invent the subject matter sought to be patented.” 35 U.S.C. § 102(f). Section 111 echoes this disqualification (“Application for patent shall be made by the inventor”), as does § 115 (“applicant shall make oath that he believes himself to be the original and first inventor” of the subject matter sought to be patented).

The district court held that Rodstein violated § 111 (and §§ 101, 102(f) and 115) in applying for and receiving the ’134 patent as the sole inventor of the subject matter. Such a conclusion, if not erroneous, would support a declaration that the ’134 patent is invalid.

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Bluebook (online)
620 F.2d 1347, 62 A.L.R. Fed. 713, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mayview-corp-v-rodstein-ca9-1980.