Maxfield v. Herbert

2012 UT 44, 284 P.3d 647, 2012 WL 2947908, 2012 Utah LEXIS 105
CourtUtah Supreme Court
DecidedJuly 20, 2012
DocketNo. 20110425
StatusPublished
Cited by49 cases

This text of 2012 UT 44 (Maxfield v. Herbert) is published on Counsel Stack Legal Research, covering Utah Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Maxfield v. Herbert, 2012 UT 44, 284 P.3d 647, 2012 WL 2947908, 2012 Utah LEXIS 105 (Utah 2012).

Opinion

Justice LEE,

opinion of the Court:

T1 Stephen Maxfield challenged the results of the 2010 gubernatorial election under Utah's election-contest statute, UTax® Cop® § 20A-4-402, asking the district court to declare him and his running mate the lieutenant governor and governor of Utah, respectively. The court dismissed the petition, concluding that the statutory grounds for an election contest did not encompass Max-field's claims. We affirm.

[650]*650I

12 Stephen Maxfield ran for Heutenant governor in Utah's November 2010 gubernatorial election. Maxfield and his running mate, Farley Anderson, finished third. Two months prior to the election, Maxfield filed a petition with the Heutenant governor under Utah Code section 20A-1-7083.1 Maxfield complained that incumbent gubernatorial candidate Gary Herbert and his challenger Peter Corroon had violated the election code's financial reporting requirements. Frustrated that the lieutenant governor did not immediately appoint special counsel as authorized by statute,2 Maxfield sought extraordinary relief from this court less than a month after he filed his petition with the lieutenant governor. He asked this court for a declaratory order clarifying various statutory provisions, an order directing the lieu tenant governor to forward the petition to the attorney general, and an order directing the attorney general to appoint outside counsel to investigate the alleged misdeeds. In support of this petition, Maxfield alleged a conflict inherent in the lieutenant governor's statutory duty to investigate allegations against his running mate, particularly in light of the lieutenant governor's role as primary officer of Herbert's political action committee and personal campaign committee. We denied the petition, explaining that the appropriate relief was a declaratory judgment from a district court rather than a declaratory order from this one.

13 One month before the election, Max-field filed an "election controversy" petition in district court under Utah Code section 20A-1-404.3 In that petition, Maxfield asked the court to disqualify Herbert and Corroon, remove their names from the ballot, and to inform voters that votes cast for them would not be counted.4 Soon after filing the petition, Maxfield sought emergency relief, asking us to order the district court to expedite the petition and to prevent the lieutenant governor from certifying the election results until the petition was resolved. We denied this relief. Six months later, in 2011, the district court dismissed the petition, conelud-ing that Utah Code section 20A-1-404 "does not create a cause of action against other candidates or allow them to be named as a defendant." Maxfield did not appeal that decision.

14 After the election, on December 28, 2010, Maxfield filed this action-styled as an election contest under Utah Code section 20A-4-402. The allegations in this suit were the same campaign finance allegations set forth in Maxfield's petition to the lieutenant governor under section 20A-1-703 and in his election controversy filed under section 20A, 1-404. Seeking to fit these same allegations within the permissible grounds for an election contest, Maxfield invoked section 20A-4-402(1)(b), under which "[the election ... of any person to any public office ... may be contested when the person declared elected was not eligible for the office at the time of the election." Specifically, Maxfield alleged that the first- and second-place gubernatorial candidates-Gary Herbert and Peter Corroon, respectively-were "not eligible for the office" of governor at the time of [651]*651the election because they had violated Utah's campaign finance statutes.

{5 The election-contest statute requires the district court to schedule an evidentiary hearing to determine the contest within thirty days after a petition is filed. See UTar Cope § 20A-4-404(1)(b)(ii). The statute further directs the court to "issue a subpoena for the person whose right to the office is contested to appear" at the hearing, id. § 20A-4-404(1)(c)(i), and mandates that the "respondent shall answer the petition within five days after the service," id. § 20A-4-408(5)(c), and that the "court shall meet at the time and place designated to determine the contest," id. § 20A-4-404(2).

T6 As required by statute, the court set a hearing for January 19, 2011, and issued subpoenas for Herbert and Corroon to appear. In lieu of filing an "answer" under rule 8 of the Utah Rules of Civil Procedure, however, Herbert and Corroon filed motions to dismiss under rule 12(b)(6). Herbert argued that any alleged campaign finance violations would not render him "ineligible" for office because "eligible" as used in Utah Code section 20A-4-402(1)(b) refers solely to eligibility requirements specified in the Utah Constitution. Corroon, for his part, asserted that the statute is implicated only "when the person declared elected was not eligible for office at the time of the election," id. § 20A-4-402(1)(b) (emphasis added), and that he was never "declared elected" as he was the second-place finisher in the election.

17 Maxfield responded with a submission styled as a "motion to quash," arguing that the statutory election-contest procedures "supersede the standard rules of civil procedure for service, time of response, scheduling of hearing and disposal of the matter." He insisted that the only responsive pleading permitted in an election contest is the "answer" specified in Utah Code section 20A-4-403(5)(c) and that a 12(b)(6) motion is not such an answer. He also pointed to the statutory requirement that the court hold an evidentiary hearing within thirty days, and asserted that he had insufficient time to respond to the 12(b)(6) motions prior to the January 19 hearing.

T8 Rather than summarily reject the 12(b)(6) motions as Maxfield had requested, the court canceled the January 19 evidentia-ry hearing and scheduled a new hearing for January 25. The court also informed the parties that the January 25 hearing would be merely a motion hearing, "not an evidentiary hearing" requiring Herbert's appearance.

T9 At that hearing, the district court granted the motions to dismiss. In its memorandum decision, the-court opined that the rules of civil procedure apply "exeept where specifically modified by statute," and that the respondents' 12(b)(6) motions were thus properly filed, considered, and granted. The court further concluded that Maxfield could not challenge Corroon's eligibility for office because Corroon was not "the person declared elected." See id. § 20A-4-402(1)(b). As to Herbert, the court concluded that "eligibility" as used in the statute "is determined by the state's constitution" and that violation of campaign finance statutes would not render a candidate "ineligible for the office at the time of the election."

1 10 Challenging this ruling, Maxfield filed a motion for a new hearing. There he raised two additional grounds for his election contest: (1) "when the person declared elected has ... committed any other offense against the elective franchise," id. § 20A4-402(1)(c)(ii), and (2) "for any other cause that shows that another person was legally elected," id. § 20A-4-402(1)().5 The court rejected these arguments, explaining that Maxfield's newly asserted grounds did not authorize the court "to conduct an inquiry into the alleged violations of the election laws."

{11 Maxfield appealed the district court's decision concerning Herbert. See id.

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Cite This Page — Counsel Stack

Bluebook (online)
2012 UT 44, 284 P.3d 647, 2012 WL 2947908, 2012 Utah LEXIS 105, Counsel Stack Legal Research, https://law.counselstack.com/opinion/maxfield-v-herbert-utah-2012.