Hoffman v. Peace Officer Standards

2022 UT App 34, 507 P.3d 838
CourtCourt of Appeals of Utah
DecidedMarch 10, 2022
Docket20200329-CA
StatusPublished
Cited by1 cases

This text of 2022 UT App 34 (Hoffman v. Peace Officer Standards) is published on Counsel Stack Legal Research, covering Court of Appeals of Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Hoffman v. Peace Officer Standards, 2022 UT App 34, 507 P.3d 838 (Utah Ct. App. 2022).

Opinion

2022 UT App 34

THE UTAH COURT OF APPEALS

CHARLES HOFFMAN, Petitioner, v. PEACE OFFICER STANDARDS AND TRAINING COUNCIL, Respondent.

Opinion No. 20200329-CA Filed March 10, 2022

Original Proceeding in this Court

Jeremy G. Jones and Richard Willie, Attorneys for Petitioner Sean D. Reyes and Catherine F. Jordan, Attorneys for Respondent

JUDGE DIANA HAGEN authored this Opinion, in which JUDGES GREGORY K. ORME and RYAN D. TENNEY concurred.

HAGEN, Judge:

¶1 The Peace Officer Standards and Training Act (the Act) permits the decertification of a peace officer who “refuses to respond, or fails to respond truthfully, to questions after having been issued a warning issued based on Garrity v. New Jersey, 385 U.S. 493 (1967).” Utah Code Ann. § 53-6-211(1)(d) (LexisNexis Supp. 2021). Petitioner Charles Hoffman was decertified under this provision and now seeks judicial review. We decline to disturb Hoffman’s decertification. Hoffman v. P.O.S.T

BACKGROUND1

¶2 Prior to his decertification, Hoffman worked as a police officer for the Box Elder County Sheriff’s Office (Box Elder). In May 2018, Hoffman learned that a neighboring law enforcement agency had been tasked with investigating an incident involving one of his fellow officers. Hoffman was not on good terms with the officer involved and, despite being prohibited from doing so, approached several officers from the neighboring agency and asked them about the investigation. Three of these officers reported Hoffman to their superiors, and word eventually reached Box Elder.

¶3 In response to those reports, Hoffman was interviewed by two of his superior officers on May 31, 2018. At the outset of the interview, Hoffman received a written statement of rights, captioned, “Box Elder County Sheriff Garrity Warning.” The statement indicated that Hoffman was “to fully cooperate with the investigating official(s)” and that Hoffman’s statements could “be used as evidence of misconduct or as the basis for seeking disciplinary action.” It further provided, “Any statements made by you during these interviews cannot be used against you in any subsequent criminal proceeding, nor can the fruits of any of your statements be used against you in any subsequent criminal proceeding.” One of Hoffman’s superiors read the statement aloud to him, and Hoffman signed an acknowledgment of understanding.

1. “Because the party seeking review of an agency’s order following a formal administrative proceeding has the burden to prove that the agency’s factual findings are not supported by substantial evidence, we state the facts and all legitimate inferences to be drawn from them in the light most favorable to the agency’s findings.” Macfarlane v. Career Service Review Office, 2019 UT App 133, n.1, 450 P.3d 87 (cleaned up).

20200329-CA 2 2022 UT App 34 Hoffman v. P.O.S.T

¶4 Hoffman’s superiors then asked whether he had discussed the officer-involved incident with anyone from the neighboring agency. Hoffman stated that the investigation had come up in conversation with two officers, but he denied having asked them for any specific information.

¶5 Hoffman was later re-interviewed after his superiors confirmed the stories of the officers who had reported him. This time, Hoffman admitted to discussing the investigation with four additional officers. He also indicated that he had asked the officers for the date and time of the incident, along with the name of the investigating officer. Based on those admissions, Box Elder gave Hoffman notice of potential discipline, but Hoffman left the agency before any discipline occurred.

¶6 Hoffman’s case was then referred to the Division of Peace Officer Standards and Training (POST) for further action. Under the Act, POST “is responsible for investigating officers . . . alleged to have engaged in” certain enumerated acts of misconduct. Utah Code Ann. § 53-6-211(3)(a) (LexisNexis Supp. 2021). If POST believes that any of those acts have occurred, it “shall initiate [an] adjudicative proceeding[] . . . by providing to the peace officer . . . notice and an opportunity for a hearing before an administrative law judge” (ALJ). Id. § 53-6-211(3)(b). Then, if the ALJ finds that there is clear and convincing evidence of misconduct, POST must present the ALJ’s decision to the Peace Officer Standards and Training Council (the Council), which, in turn, makes the ultimate decision regarding “whether to suspend or revoke the officer’s certification.”2 Id. § 53-6- 211(3)(d)–(e), (4)(a) (LexisNexis 2015).

2. The legislature has twice amended section 53-6-211 since the events of this case. See Utah Code Ann. § 53-6-211 (LexisNexis Supp. 2021); id. § 53-6-211 (LexisNexis Supp. 2020). These (continued…)

20200329-CA 3 2022 UT App 34 Hoffman v. P.O.S.T

¶7 POST initiated an adjudicative proceeding against Hoffman nearly a year after receiving Box Elder’s referral, citing Hoffman’s untruthful responses during the May 31st interview and “recommending that [Hoffman’s] peace officer certification be revoked” under what is now subsection 53-6-211(1)(d) of the Act (Subsection (d)).3 Under Subsection (d), the Council may decertify an officer who “refuses to respond, or fails to respond truthfully, to questions after having been issued a warning issued based on Garrity v. New Jersey, 385 U.S. 493 (1967).” Utah Code Ann. § 53-6-211(1)(d) (LexisNexis Supp. 2021). Hoffman promptly obtained legal counsel, denied the allegations, and requested a formal hearing under the Act.

(…continued) amendments supply an alternative to suspending or revoking the officer’s certification, see id. § 53-6-211(1) (LexisNexis Supp. 2021) (“The [C]ouncil has the authority to issue a Letter of Caution . . . .”), and provide that the Council must “accept the [ALJ]’s findings of fact and conclusions of law,” id. § 53-6- 211(4)(a)(i). “[W]e apply the law as it exists at the time of the event regulated by the law in question.” State v. Clark, 2011 UT 23, ¶ 13, 251 P.3d 829. Thus, when assessing Hoffman’s misconduct and the adequacy of his proceedings below, we apply the version of the Act in effect at such times. See Utah Code Ann. § 53-6-211 (LexisNexis Supp. 2020) (hearing before the Council on May 29, 2020); id. § 53-6-211 (LexisNexis 2015) (misconduct on May 31, 2018; hearing before the ALJ on December 5, 2019). But where the text is identical, we cite the most recent version for convenience.

3. At the time of Hoffman’s decertification, the relevant provision was contained in subsection (e) of the statute. See id. § 53-6-211(1)(e) (LexisNexis 2015).

20200329-CA 4 2022 UT App 34 Hoffman v. P.O.S.T

¶8 After the hearing, the ALJ found that there was clear and convincing evidence that Hoffman had given “incomplete and inaccurate information” to his superiors during “the May 31st Garrity interview.” Consequently, the ALJ concluded that Hoffman had committed misconduct as set forth in Subsection (d) and, therefore, agreed with POST’s recommendation that Hoffman be decertified. Following a review hearing, the Council adopted the ALJ’s findings of fact and conclusions of law and revoked Hoffman’s peace officer certification.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

State v. Youren
2026 UT App 11 (Court of Appeals of Utah, 2026)
King v. Provo City Civil Service Commission
2024 UT App 134 (Court of Appeals of Utah, 2024)

Cite This Page — Counsel Stack

Bluebook (online)
2022 UT App 34, 507 P.3d 838, Counsel Stack Legal Research, https://law.counselstack.com/opinion/hoffman-v-peace-officer-standards-utahctapp-2022.