Matter of Stump

621 P.2d 263, 1980 Alas. LEXIS 653
CourtAlaska Supreme Court
DecidedDecember 5, 1980
Docket4998
StatusPublished
Cited by19 cases

This text of 621 P.2d 263 (Matter of Stump) is published on Counsel Stack Legal Research, covering Alaska Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matter of Stump, 621 P.2d 263, 1980 Alas. LEXIS 653 (Ala. 1980).

Opinions

OPINION

RABINOWITZ, Chief Justice.

The issue before us concerns determination of the appropriate disciplinary sanction to be imposed against W. Clark Stump.1

In proceedings before the Area Hearing Committee and the Disciplinary Board of the Alaska Bar Association, respondent W. Clark Stump admitted to all of the alleged acts of professional misconduct with which he was charged. More particularly, Stump admitted to violating the following provisions of Disciplinary Rule 1-102 of the Code of Professional Responsibility:

(A) A lawyer shall not:
(3) Engage in illegal conduct involving moral turpitude.
(4) Engage in conduct involving dishonesty, fraud, deceit, or misrepresentation.
(5) Engage in conduct that is prejudicial to the administration of justice.2

The uncontested facts clearly reveal that W. Clark Stump violated each of these sub[264]*264divisions of Disciplinary Rule 1-102.3 More particularly, the record shows that Stump falsified an item of documentary evidence for use on his own behalf in civil litigation pending before the superior court in which he was named as a party defendant. Thereafter, in the course of that litigation, W. Clark Stump, while under oath, on three separate occasions falsely affirmed the authenticity of the document he had fabricated.

The Area Hearing Committee unanimously recommended that respondent W. Clark Stump be suspended from the practice of law in the State of Alaska for. a period of one (1) year.4 The Disciplinary Board of the Alaska Bar Association in turn unanimously recommended that W. Clark Stump be suspended from the practice of law for a period of five years commencing from the date of its recommendation (October 31, 1979).5 The basis for the Disciplinary Board’s recommendation is articulated in the following findings of fact which were formulated by the Disciplinary Board.

12. The falsification of evidence is one of the most serious acts of misconduct that an attorney , can commit because it is an attack on the integrity of the adversary system which depends on full and truthful disclosure of facts to the decision maker.
13. When false evidence is presented not only the judicial system but also the legal profession, the client and the public suffer harm to varying degrees.
14. While respondent apparently believed he did not represent the client and while he was presumably under stress because of his involvement in a hotly contested custody action, nevertheless it is at just such times that the exercise of good judgment on the part of a lawyer is most critical.
15. While the Disciplinary Board recognizes that attorneys are capable of judgmental error, in this case the preparation of the false document while under stress, the later false swearing as to its authenticity is inexcusable.
16. Nevertheless, because Respondent has reimbursed the expenses to the client and has demonstrated deep remorse, the ultimate sanction mandated by the type of conduct herein demonstrated, namely disbarment, should not in this case be exacted.
17. By reason of the foregoing, the Disciplinary Board unanimously finds that the recommendation of the Hearing Committee is inadequate ....

Before this court, respondent has argued that there are two issues to be decided: first, whether the Disciplinary Board was justified in finding the Area Hearing Committee’s recommendation inadequate, and second, whether the recommendation of the Disciplinary Board was “appropriately reflective of the character of the offenses and the attendant circumstances surrounding the offenses admitted by Stump.” As indicated at the outset, each of these issues is subsumed under the more general question of the determination of the appropriate sanction to be imposed.

In arguing against adoption of the Disciplinary Board’s recommendation, and in turn urging the imposition of less than five years’ suspension, respondent contends that the Disciplinary Board failed to properly apply the following principle of the Code of Professional Responsibility:

The severity of judgment against one found guilty of violating a Disciplinary [265]*265Rule should be determined by the character of the offense and the attendant circumstances.6

In regard to his contention that the Board failed to properly weigh the attendant circumstances, respondent advances numerous mitigating factors. Respondent argues that the underlying civil litigation (the Lewis litigation) which led to this disciplinary proceeding was not instituted until four years after he had allegedly engaged in a conspiracy against Lewis; that at the time service of the Lewis complaint was effected upon him, respondent was engaged as counsel in a bitter and hotly contested custody dispute; that at that time respondent was emotionally disturbed over his wife’s health and the demands of his law practice which were magnified by the retirement of his father, who was respondent’s law partner; that respondent, on his own motion, notified Bar Counsel of his violations of the Disciplinary Rules; that the superior court ordered respondent to pay $26,000 to Lewis as costs relating to the former’s falsifications in the Lewis litigation, which sum has been paid by respondent; that respondent has been indicted for violation of AS 11.30.290 (offering false evidence) and does not intend to contest this criminal charge; 7 and that respondent was admitted to the Alaska Bar in 1968 and has had no prior or subsequent record of misconduct.

Concerning the character of the offenses committed by Stump, it is argued that it is of some significance that these acts were carried out by respondent in his private capacity as a private party litigant, rather than in his capacity as a lawyer representing a client. Further, it is argued that the facts disclose that the content of the fabricated document “was essentially and substantially true, and that the falsification was limited to the dated existence of the Note-o-Gram and of its mailing by Stump to Lewis.”8.

Bar Counsel counters, in part, by arguing that the fact that respondent’s misconduct was committed in his private capacity rather than in his capacity as an attorney is “of little merit” because “[i]n point of fact, Respondent was attempting to establish through the falsely dated Note-o-gram and the subsequent corroborating acts, that he had acted competently as an attorney.” Concerning respondent’s truthfulness argument, Bar Counsel points out that this overlooks the fact that, regardless of the truthfulness of the information contained in the document, the Note-o-gram was prepared to indicate that it was sent on a date when it was not.

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Matter of Stump
621 P.2d 263 (Alaska Supreme Court, 1980)

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Bluebook (online)
621 P.2d 263, 1980 Alas. LEXIS 653, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matter-of-stump-alaska-1980.