Matera v. United States

83 F. Supp. 3d 536, 2015 WL 426866
CourtDistrict Court, S.D. New York
DecidedFebruary 3, 2015
DocketNo. 11 Civ. 2030
StatusPublished
Cited by1 cases

This text of 83 F. Supp. 3d 536 (Matera v. United States) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Matera v. United States, 83 F. Supp. 3d 536, 2015 WL 426866 (S.D.N.Y. 2015).

Opinion

OPINION AND ORDER

JOHN G. KOELTL, District Judge:

The petitioner, John Matera, challenges his conviction and sentence pursuant to 28 U.S.C. § 2255. On August 31, 2004, Mat-era pleaded guilty before Judge Richard Casey pursuant to a plea agreement to two counts of conspiring to participate in the affairs of the Gambino Organized Crime Family through the commission of racketeering acts, in violation of the Racketeering Influenced and Corrupt Organizations Act (“RICO”), 18 U.S.C. § 1692(d). In particular, Matera pleaded guilty to two predicate racketeering acts: a conspiracy to murder Frank Hydell and the operation of an illegal gambling business. On October 29, 2004, Judge Casey sentenced Mat-era principally to twenty years imprisonment, the maximum sentence under the statute and the term that the parties had stipulated to in the plea agreement.

Matera appealed his conviction, arguing, among other things, that the District Court erred in failing to make an inquiry as to any potential conflict between Matera and Jeffrey Lichtman, his counsel at the plea and sentence, who also represented Thomas Dono, who was then a suspected co-conspirator in the Hydell murder. The Court of Appeals affirmed Matera’s conviction. United States v. Matera, 489 F.3d 115, 125 (2d Cir.2007). The Court explained that Lichtman represented Dono on an unrelated charge after Matera’s plea and during his sentencing, and then represented Dono in the Hydell-related charge several years later. Id. The Court held that there was no reason to make an inquiry at the time of the plea and no possibility of prejudice at the time of the sentence [539]*539because Matera had already stipulated to receiving a sentence of twenty years. Id.

On March 23, 2011, Matera, represented by new counsel, filed the current petition pursuant to 28 U.S.C. § 2255 to vacate his conviction and sentence. Matera argues that, based on “newly discovered evidence,” Lichtman .had an actual conflict of interest during plea negotiations and at the time of Matera’s guilty plea and sentencing that adversely affected Lichtman’s representation of Matera. Matera claims that Lichtman had a financial interest in representing Dono and that the financial interest was antagonistic to Matera’s, and that Lichtman had an attorney-client relationship with Dono, whose interests were antagonistic to Matera’s. Matera claims that the “newly discovered evidence” consisted of statements that Lichtman made on March 24, 2010, at Dono’s sentencing for involvement in the Hydell murder, and a tape recording (the “Kasman-Lichtman recording”) previously produced in 2008 to Seth Ginsberg, one of the attorneys representing Matera on this petition, which Matera claims he became aware of in June 2010. Ginsberg Affirm. Ex. I (Matera Aff. ¶¶ 27-30, Mar. 23, 2011).

This Court held an evidentiary hearing at which Matera, Dono, Lichtman, and Ginsberg testified. Having assessed the credibility of the witnesses and reviewed the documentary evidence, the Court concludes that the petition is time-barred and that, in any event, Matera’s counsel was not laboring under a conflict of interest at the relevant times. Therefore, the petition must be denied.

The Court makes the following findings of fact and draws the following conclusions of law.

FINDINGS OF FACT

I.

A.

On April 16, 2003, Matera, along with several co-defendants including Thomas Carbonaro, was indicted in the Southern District of New York. Superseding Indictment, United States v. Matera, No. 02er743 (Apr. 16, 2003), ECF No. 33. The charges against Matera included a RICO charge as well as substantive charges relating to the murder of Frank Hydell. Initially, Matera was represented by Richard Rehbock and Jeremy Schneider. Pet’r’s Post-Hr’g Br., Ex. C. On or about September 20, 2003, Rehbock was relieved as counsel and Schneider continued to represent Matera until Matera retained Licht-man. Tr. 7.1 On April 23, 2004, while Matera was still represented by Schneider, the Government provided Matera with a plea agreement to charges that Matera conspired to participate in a RICO enterprise through the predicate acts of the conspiracy to murder Hydell and the operation of an illegal gambling business. The plea agreement capped Matera’s sentencing exposure at 20-years’ imprisonment. Pet’r’s Post-Hr’g Br., Ex. D.

On or about June 1, 2004, Matera retained Lichtman to represent him. Tr. 9; Matera Ex. 1. At that time, Matera wanted a lawyer to represent him at trial. Tr. 25, 193. After he was retained by Matera, Lichtman spent a half-day with Schneider reviewing Matera’s case file, which consisted of at least seven boxes, among other materials. Tr. 9-10; Matera Ex. 2. Included in the materials Lichtman received from Schneider was a copy of the transcript from the bail hearing in the Eastern [540]*540District of New York for Thomas Dono. Tr. 11-12; Matera Ex. 2. The bail hearing pertained to bank burglary charges that Dono faced in the Eastern District of New York that were unrelated to the Hydell murder, but the Government referred to Dono’s involvement in that murder in support of its argument at the bail hearing. Tr. 11-12; Pet’r’s Post-Hr’g Br., Ex. J.

After being retained in June, Lichtman began preparing for trial by going through the documentary evidence, preparing cross-examinations of potential witnesses, and investigating possible impeachment evidence. Tr. 24. Later in the summer, as trial approached, Matera urged Licht-man to work out a plea agreement. In one letter to Lichtman, dated August 16, 2004, Matera wrote “all the brains in the world sometimes can’t win a ease like this.” GX 16. Matera continued:

First, I’m going to try and put this globle [sic] plea together. Let me deal with these guys. We need a codefen-dant meeting ... I am confident we can put this together. This is what we want. This is why we need to meet, and put work in to make it go. I hate when you say it’s not going to happen because its [sic] your job to make it happen. But if this is a trial, we have lots of things to do.

GX 16. Matera ended the letter with a postscript: “P.S. Huck [Carbonaro] and I are the only ones on Hydell, so if we both plead, that’s a benefit for the prosecutors.” GX 16.

B.

On August 31, 2004, a one count Information, S7 02 Cr. 743(RCC), was filed against Matera alone. The Information charged Matera with a racketeering conspiracy, in violation of 18 U.S.C. § 1962(d). Matera was charged with conspiring with others to participate in the conduct of the affairs of the Gambino Organized Crime Family through a pattern of racketeering activity. The information alleged two predicate racketeering acts committed by Matera in furtherance of that racketeering conspiracy: (1) conspiring to murder Frank Hydell on or about April 28, 1998; and (2) conducting an illegal gambling business from in or about January 1998 through in or about April 2003. See Pet’r’s Post-Hr’g Br., Ex. D (Superseding Information,

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83 F. Supp. 3d 536, 2015 WL 426866, Counsel Stack Legal Research, https://law.counselstack.com/opinion/matera-v-united-states-nysd-2015.