United States v. Guillermo Aliro Perez

325 F.3d 115, 2003 U.S. App. LEXIS 6506, 2003 WL 1793050
CourtCourt of Appeals for the Second Circuit
DecidedApril 4, 2003
DocketDocket 02-1240
StatusPublished
Cited by60 cases

This text of 325 F.3d 115 (United States v. Guillermo Aliro Perez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Guillermo Aliro Perez, 325 F.3d 115, 2003 U.S. App. LEXIS 6506, 2003 WL 1793050 (2d Cir. 2003).

Opinions

KEARSE, Circuit Judge.

Defendant Guillermo Aliro Perez appeals from a final judgment entered in the United States District Court for the Eastern District of New York following a jury trial before Edward R. Korman, Chief Judge, convicting him of failing to file a currency report, in violation of 31 U.S.C. § 5316(b), and making a false statement to the government, in violation of 18 U.S.C. § 1001(a)(2), and sentencing him principally to 24 months’ imprisonment, to be followed by a three-year term of supervised release. On appeal, Perez contends principally (1) that he was denied the effective assistance of counsel because his attorney, who had also been his employer, (a) was a [119]*119potential witness at trial, and (b) was representing another person who had been charged with a similar offense; and (2) that the trial court erred in allowing Perez to be cross-examined with respect to that other person’s conduct. For the reasons that follow, we find no merit in any of Perez’s contentions, and we affirm the judgment.

I. BACKGROUND

On September 27, 2000, at John F. Kennedy International Airport (“JFK”), as Perez prepared to board a flight to the Dominican Republic, a customs inspector advised him of the federal requirement that he file a report if he was about to transport from the United States monetary instruments totaling more than $10,000 (“currency report”), see 31 U.S.C. § 5316. Perez proceeded to sign a form declaring that he was carrying a total of $830. A routine X-ray examination of his luggage, however, showed that one bag contained five aerosol cans, and closer inspection revealed that the cans contained United States currency totaling $210,000. In all, Perez was found to be in possession of approximately $211,335. He was arrested for violating the currency report requirement and was eventually indicted on that charge and on one count of making a false statement to the government, in violation of 18 U.S.C. § 1001(a)(2).

From early September 2000 until the time of his arrest, Perez was employed as a paralegal by Ramon W. Pagan, Esq. After his arrest, Perez was represented in the present criminal proceeding by Pagan. At that time, Pagan was also representing one Andres Almonte. On September 19, 2000, eight days prior to Perez’s arrest, Almonte had been arrested at JFK as he prepared to board a flight to the Dominican Republic and was charged with having failed to file an accurate currency report; he was carrying some $211,772 in his luggage, secreted in six aerosol cans.

This opinion principally addresses Perez’s contention that he was denied the effective assistance of counsel because Pagan represented both Perez and Almonte and because Pagan was a potential witness at Perez’s trial.

A. The First Cureio Inquiry

In January 2001, the government wrote to the district court pointing out the similarity between the money smuggling acts of Perez and Almonte, along with Pagan’s representation of both defendants, and requested that the court conduct an inquiry of Perez pursuant to United States v. Curcio, 680 F.2d 881 (2d Cir.1982) (“Cureio hearing”). At such a hearing, the trial court (1) advises the defendant of his right to representation by an attorney who has no conflict of interest, (2) instructs the defendant as to the dangers arising from particular conflicts, (3) permits the defendant to confer with his chosen counsel, (4) encourages the defendant to seek advice from independent counsel, (5) allows a reasonable time for the defendant to make a decision, and (6) determines, preferably by means of questions that are likely to be answered in narrative form, whether the defendant understands the risk of representation by his present counsel and freely chooses to run them. See id. at 888-90. The ultimate goal of these procedures is to permit the court to determine whether the defendant’s waiver of his right to conflict-free counsel is knowing and intelligent. See id. at 888.

In requesting a Cureio hearing for Perez, the government stated that “[t]he central question in this case is whether the defendant knew that there was money in the cans in his luggage.” (Letter from Special Assistant United States Attorney (“SAUSA”) Steven L. D’Alessandro to [120]*120Chief Judge Edward R. Korman, dated January 12, 2001, at 3.) The government contended, inter alia, that that knowledge could be inferred from the facts that Perez, as Pagan’s paralegal, would have had access to facts pertaining to Almonte, Pagan’s client; that the two smuggling efforts were strikingly similar; that the cans Perez was carrying were substantially identical to the cans Almonte had carried; and that the two attempts had occurred little more than a week apart. The government stated that it appeared that Pagan was at least a potential witness at trial, as he might have material information as to the knowledge that Perez, while working as his paralegal, had gained as to the details of Almonte’s case. The government also noted that, when arrested, Perez was employed by Pagan and said he was traveling on business.

On January 29, 2001, a Curdo hearing was begun before Magistrate Judge Steven M. Gold, to whom the matter had been referred for report and recommendation. Those attending the hearing included Perez, Pagan, and a representative of the New York State Association of Criminal Defense Lawyers (“Defense Bar Association”).

At that hearing, the government informed the court that it could not be sure whether it would attempt to call Pagan as a witness. {See Hearing Transcript, January 29, 2001 (“Jan. 29 Tr.”), at 4-5.) The Defense Bar Association representative urged the court not to allow the government to interfere with an accused’s right to counsel of his choice, absent some more certain reason to believe there was a conflict of interest. {See Jan. 29 Tr. at 7-13.) Pagan stated that he was not aware of any actual or potential conflict of interest resulting from his representation of both Perez and Almonte. {See Jan. 29 Tr. at 26.) Pagan also stated that Perez’s job as his paralegal had not entailed any meaningful contact with Almonte:

Mr. Perez never saw Mr. Almonte’s file or complaint, never interviewed Mr. Al-monte here or at any jail facility. He’s met the family, simply because they were brought to my office to bring me copies of their income taxes and proof of identity and citizenship and things of that nature.

(Jan. 29 Tr. at 17-18.)

The court received assurances from Perez that he spoke and understood English and that he was not laboring under a medical or mental condition that might impair his judgment. The court then proceeded, in accordance with United States v. Curdo,

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Bluebook (online)
325 F.3d 115, 2003 U.S. App. LEXIS 6506, 2003 WL 1793050, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-guillermo-aliro-perez-ca2-2003.