Marx v. Government of Guam

866 F.2d 294, 1989 WL 3923
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 24, 1989
DocketNo. 87-2713
StatusPublished
Cited by20 cases

This text of 866 F.2d 294 (Marx v. Government of Guam) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Marx v. Government of Guam, 866 F.2d 294, 1989 WL 3923 (9th Cir. 1989).

Opinion

DAVID R. THOMPSON, Circuit Judge:

I

INTRODUCTION

This in rem admiralty case concerns two Spanish galleons thought to have sunk off the coast of Guam in the seventeenth and eighteenth centuries. The issues are: (1) whether we have jurisdiction of this appeal under the collateral order doctrine, (2) whether the government of Guam (“Guam”) has standing, and (3) whether Guam has sovereign immunity which precludes the exercise of federal jurisdiction over its claims to the wrecks.

II

FACTS

Appellee Robert Marx (“Marx”) and Guam believe the two shipwrecks are the remnants of the Nuestra Senora del Bien Viaje (“Viaje”) and the Nuestra Senora del Pilar (“Pilar”). Both wrecks lie within three miles of the coast of Guam. Marx asserts that he is the first finder of the shipwrecks. Guam claims the two wrecks based on its “Protection and Recovery of Underwater Historic Property Act” which protects “underwater historic properties situated under the navigable waters and territorial seas of the territory.” Guam Gov’t Code §§ 13985.29-35 (Supp.1974) (“Underwater Historic Property Act”); see also 48 U.S.C. § 1705 (1982) (generally con[296]*296veying to Guam title to submerged lands within three miles of its shore).

Marx and several others applied for exploration and recovery permits from Guam. Guam issued an exclusive permit on May 5, 1987 to Davey Jones Archeology, Ltd. Marx did not challenge this decision in Guam’s territorial court. Instead, he filed the present in rem action in district court on June 10, 1987. A warrant of arrest for the wrecks was issued on June 17, 1987. On July 1, 1987, Guam made a special appearance in the district court for the limited purpose of moving for an order dismissing the action and vacating the warrant of arrest. Guam based its motion on its claim to sovereign immunity. The district court denied the motion. The court also entered a default judgment as to the Viaje because no one had filed a claim to that wreck under Supplemental Admiralty Rule C(6). Fed.R.Civ.P. C(6). Guam appeals from the denial of its motion to dismiss.1

Ill

APPELLATE JURISDICTION

Normally, a denial of a motion to dismiss is not final for purposes of 28 U.S. C. § 1291. See In re Benny, 791 F.2d 712, 718 (9th Cir.1986). Guam claims that the district court’s denial of its motion to dismiss falls within the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949); see also Nixon v. Fitzgerald, 457 U.S. 731, 742, 102 S.Ct. 2690, 2697, 73 L.Ed.2d 349 (1982). We agree.

Denials of immunity claims can qualify for immediate review under Cohen. Mitchell v. Forsyth, 472 U.S. 511, 525-27, 105 S.Ct. 2806, 2814-16, 86 L.Ed.2d 411 (1985) (qualified immunity); Nixon v. Fitzgerald, 457 U.S. 731, 742-43, 102 S.Ct. 2690, 2697-98, 73 L.Ed.2d 349 (1982) (absolute immunity). The Court has explained that: “[T]he denial of a substantial claim of absolute immunity is an order appealable before final judgment, for the essence of absolute immunity is its possessor’s entitlement not to have to answer for his conduct in a civil damages action.” Mitchell, 472 U.S. at 525, 105 S.Ct. at 2815.

Guam claims absolute immunity. It asserts the right to be free from the “crippling interferences” of litigation. See Great Northern Life Ins. Co. v. Read, 322 U.S. 47, 53-54, 64 S.Ct. 873, 876-77, 88 L.Ed. 1121 (1944) (citing numerous cases including Kawananakoa v. Polyblank, 205 U.S. 349, 27 S.Ct. 526, 51 L.Ed. 834 (1907)). Cf. Lojuk v. Johnson, 770 F.2d 619, 621 (7th Cir.1985) (absolute immunity is the right to be “free from suit, regardless of culpability”), cert. denied, 474 U.S. 1067, 106 S.Ct. 822, 88 L.Ed.2d 795 (1986).

We conclude that the district court’s denial of Guam’s sovereign immunity claim is an appealable collateral order under Cohen, Mitchell and Nixon.2 See also Compania Mexicana de Aviacion, S.A., 859 F.2d 1354, 1356, 1358 (9th Cir.1988) (per curiam) (foreign sovereign immunity). We have jurisdiction to hear this appeal.

IV

STANDING

Marx argues, and the district court held, that Guam lacked standing to bring its motion to dismiss because Guam failed [297]*297to file a claim pursuant to Supplemental Admiralty Rule C(6).3 This rule specifies the procedure “claimants” must use to file a claim in an admiralty in rem action. Fed.R.Civ.P. C(6). By its terms, Rule C(6) only applies to “claimants.” In the context of this rule, a “claimant” means a traditional contestant who assumes the position of a defendant in an action. As one commentator explained:

A “claimant” in the admiralty practice ... is a person who assumes the position of a defendant and demands the redelivery to himself of the vessel arrested. An “intervenor” ... is one who, without demanding the redelivery of the vessel, seeks only the protection of his interest in her, or the payment of his claim in the ultimate disposition of the case.

7A J. Moore & A. Pelaez, Moore’s Federal Practice 11 C.16 (2d ed. 1976); see also United States v. Beechcraft Queen Airplane, 789 F.2d 627, 629-30 (8th Cir.1986).

Guam specially appeared and intervened solely to challenge the district court’s jurisdiction. We construe Guam’s special appearance and motion to dismiss as a motion to intervene for the limited purpose of challenging the court’s jurisdiction. See Fed.R. Civ.P. 1, 8(f) (requiring federal courts to construe pleadings so as to do substantial justice). We hold that the motion was proper under Rule 24. Fed.R.Civ.P. 24; see also California v. Tahoe Regional Planning Agency, 792 F.2d 775, 778 (9th Cir.1986); Washington State Building and Construction Trades Council v. Spellman, 684 F.2d 627, 630 (9th Cir.1982) (“Rule 24 traditionally has received a liberal construction in favor of applicants for intervention.”), cert. denied, 461 U.S. 913, 103 S.Ct. 1891, 77 L.Ed.2d 282 (1983).

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Marx v. Government Of Guam
866 F.2d 294 (Ninth Circuit, 1989)

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866 F.2d 294, 1989 WL 3923, Counsel Stack Legal Research, https://law.counselstack.com/opinion/marx-v-government-of-guam-ca9-1989.