Martinez-Velez v. Rey-Hernandez

506 F.3d 32, 2007 U.S. App. LEXIS 24741, 2007 WL 3077036
CourtCourt of Appeals for the First Circuit
DecidedOctober 23, 2007
Docket06-1409, 06-1410, 06-1411, 06-1412
StatusPublished
Cited by61 cases

This text of 506 F.3d 32 (Martinez-Velez v. Rey-Hernandez) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Martinez-Velez v. Rey-Hernandez, 506 F.3d 32, 2007 U.S. App. LEXIS 24741, 2007 WL 3077036 (1st Cir. 2007).

Opinion

BOUDIN, Chief Judge.

On November 7, 2000, Puerto Rico’s incumbent New Progressive Party (“NPP”) was defeated by its primary opponent, the Popular Democratic Party (“PDP”), in the gubernatorial election. The governor-elect chose Cesar Rey-Hernandez to serve as Secretary of Education in the new admin *38 istration, and Rey took office on January 8, 2001. Events, mostly occurring after Rey took office, led certain employees of the department to file section 1983 claims, 42 U.S.C. § 1983 (2000), in the federal district court for Puerto Rico.

The suit was filed against Rey and others by a group of drivers (and two of their spouses 1 ), by a probationary attorney (Edith Perez-Posso) and by Luis Garcia-Gonzalez, an investigator who had served the secretary in the previous administration. Each plaintiff claimed to have suffered injury resulting from political discrimination in violation of the first amendment and subject to redress under section 1983. Rutan v. Republican Party of Ill., 497 U.S. 62, 74-76, 110 S.Ct. 2729, 111 L.Ed.2d 52 (1990).

The case was tried twice. On the first attempt, in May and June 2004, the jury deadlocked and a mistrial was declared. In a retrial in October and November 2005, the jury returned a verdict largely in the plaintiffs’ favor on November 23, 2005. Because the case embraced four different “mini trials” with different parties and different episodes, we do no more here than summarize the verdicts as modified after post-trial motions.

1. Seven drivers obtained verdicts against Rey and Lizzette Pillich-Otero, who was Rey’s Assistant Secretary for Human Resources, based on the drivers’ transfer to a central transportation pool and loss of overtime pay. The awards ranged from $1 to $25,000 in compensatory damages with nominal awards for punitive damages.
2. The same seven drivers prevailed against Jose Rivera-Sauri, the supervisor of the office to which they were transferred, for alleged acts of harassment. Sauri was held liable with Rey and Pillich with no allocation of damages as between transfer and harassment claims.
3. Edith Perez-Posso, who worked as a probationary attorney in the legal division of the department, was awarded $11,000 plus nominal punitive damages against Carmen Motta-Montanez, the new director of the division who had evaluated and terminated Perez-Posso.
4. Luis Garcia-Gonzalez was awarded $10,000 in compensatory damages against Rey and Motta and a further $10,000 in punitive damages against Motta. Garcia had accused both of fostering administrative charges against him that led to temporary suspension and delayed his intended retirement.

The district court also granted equitable relief in light of the jury’s findings. Specifically, the court ordered that a plan be adopted to ensure that overtime work not be distributed to career drivers based on political affiliation; that Perez be reinstated; and that an admonishment be expunged from Garcia’s employment file. Plaintiffs’ counsel were awarded attorneys’ fees in the amount of $949,631.40.

All four defendants (Rey, Motta, Pillich and Sauri) now appeal, contesting the money judgments against them and the award of attorneys’ fees. The current education secretary, who has succeeded Rey, seeks review only of the attorneys’ fees awarded against the secretary in his official capacity. No one has sought to overturn the equitable relief. Before examining the four different episodes one by one, we begin with the common legal framework.

*39 The Supreme Court, in a set of decisions beginning with Elrod v. Burns, 427 U.S. 347, 96 S.Ct. 2673, 49 L.Ed.2d 547 (1976), has declared it to be a violation of the first amendment for government officials to take adverse actions — at least of a certain level of severity and with certain exceptions — against other government employees based on their political party affiliation. 2 The rationale is to avoid chilling the employees’ rights of political free speech and association. Rutan, 497 U.S. at 73, 110 S.Ct. 2729.

Inevitably, the case law recognizes that political affiliation is a legitimate touchstone for policy-makers or those who serve in a confidential capacity. Elrod, 427 U.S. at 367-68, 96 S.Ct. 2673. (Often, but not always, this category overlaps with those not protected by civil service laws, called “trust” employees in Puerto Rico.) Nor does liability attach where an adverse employment action, even though resting in part on political motives, would have been taken anyway for permissible reasons {e.g., misconduct or incompetence). Mt. Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429 U.S. 274, 285-87, 97 S.Ct. 568, 50 L.Ed.2d 471 (1977).

A prima facie case requires evidence that “(1) the plaintiff and the defendant belong to opposing political affiliations; (2) the defendant has knowledge of the plaintiffs ... affiliation; (3) ... a challenged employment action [occurred]; and (4) ... ‘political affiliation was a substantial or motivating factor’ ” behind it. Peguero-Moronta v. Santiago, 464 F.3d 29, 48 (1st Cir.2006) (quoting Gonzalez-De-Blasini v. Family Dept., 377 F.3d 81, 85-86 (1st Cir.2004)). A defendant may contest this showing, offer a Mt. Healthy defense or both.

The usual vehicle for such claims against state actors is section 1983, whose remedy embraces actual and (sometimes) punitive damages, as well as attorneys’ fees. 3 Because of the eleventh amendment, the damages claims are usually brought against individual government officials in their personal capacities while equitable relief runs against officers in their official capacities (ie., effectively against the state entity itself). Will v. Mich. Dep’t of State Police, 491 U.S. 58, 66, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989); Quern v. Jordan, 440 U.S. 332, 337, 99 S.Ct. 1139, 59 L.Ed.2d 358 (1979).

Where the sufficiency of the evidence is contested, the question is whether, drawing reasonable inferences and resolving credibility in favor of the prevailing party, a rational jury could have found in favor of the plaintiff. Bisbal-Ramos v. City of Mayaguez, 467 F.3d 16, 22 (1st Cir.2006). Other issues, such as jury instructions or evidentiary rulings, are judged on appeal by the standards applicable to the issue. E.g., Diaz-Rivera v. Rivera-Rodriguez, 377 F.3d 119, 123 (1st Cir.2004) (evidentiary issues).

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Bluebook (online)
506 F.3d 32, 2007 U.S. App. LEXIS 24741, 2007 WL 3077036, Counsel Stack Legal Research, https://law.counselstack.com/opinion/martinez-velez-v-rey-hernandez-ca1-2007.