Mark v. Greenawalt

32 App. D.C. 253, 1908 U.S. App. LEXIS 5714
Court of Appeals for the D.C. Circuit·Decided December 22, 1908·No. No. 507·Published·Cited by 4 cases

Opinion

Mr. Chief Justice Siiepard

delivered the opinion of the Court:

This is an appeal from a decision of the Commissioner of Patents in an interference case, having the following issue:

. “1. In a furnace, the combination of a porous hearth supporting the material to be treated, and means for passing the air or gases through the porous hearth to the material.
“2. In a reverberatory furnace, the combination of porous material for supporting the material to be treated, an air chamber or passage underneath said porous material, and means for introducing air or other gases to said chamber or passage.”

Charlie E. Mark’s application, filed November 8, 1897, claimed an improvement in reverberatory furnaces for malting and purifying metal through a porous hearth. John A. Greenawalt’s application, filed December 27, 1901, claimed an improvement in reverberatory furnaces for roasting ores, with a like introduction of air through a porous hearth. An earlier interference than this was declared between the two applications with a narrow issue relating particularly to a furnace for roast[255]*255ing ores as described by Greenawalt. Questions were raised as to the operativeness of Mark’s furnace for the purpose described by him, and as to his right to make the narrow claims of the issue. When the case reached the Commissioner, he dissolved the interference on the ground that Mark’s furnace was inoperative as a melting furnace for metals, and remanded the application for a further consideration of the question of operativeness. Affidavits of experts were filed by Mark, which were satisfactory to the Primary Examiner in respect of operativeness; but he expressed the opinion that Mark had no right to make the narrow claims of the issue.

The difficulty of the situation was this: The essential feature of the invention claimed by each was the arrangement of a reverberatory furnace with a porous hearth and the means of forcing air or gases containing oxygen through the interstices of the porous hearth to assist in the roasting or melting process to be carried on in the melting chamber of the furnace. Greenawalt’s expressed object was to roast ore, particularly that containing precious metals, preparatory to the extraction of such metals by a further process; the air being introduced during the melting process to oxidize certain combustible elements of the ores. Mark’s expressed object was to melt metal, particularly pig iron, as commonly done in reverberatory furnaces; and the introduction of air through the porous hearth was to aid in the melting and purification of the metal treated.

The invention lay in the forcing of the air through a porous hearth, which is common to both applicants, and not in the different, though related, uses intended. Consequently, a patent could not properly be issued to each for the same furnace, with a limitation to a different practical use.

Mark met the situation presented by the Examiner’s ruling by inserting the broader claims of the present issue, which Greenawalt also adopted, and then the present interference was declared.

It was found by all of the tribunals of the office, and is beyond’ doubt, that Mark was the first to conceive the invention. The question then was, as stated by the Examiner of Interferences : [256]*256“Mark being the first to conceive and the first to file his application, the decision in this case depends on whether that application discloses an operative device, and Mark is entitled to it as n constructive reduction to practice.” Greenawalt was charged with the burden of showing that Mark’s furnace was inoperative, and the case turns upon the evidence offered by him showing practical tests of the same in Denver on February 3, 5, and 8, of 1906, respectively. The tribunals of the office, in turn, held that this evidence established the fact of inoperativeness, and was not overcome by the evidence on behalf of Mark, who has never built or operated a furnace after his design, because, as claimed, of ■the want of means and opportunity so to do.

The evidence offered by Greenawalt, taken a few days after the tests, tended to show that he built at his works in Denver a furnace with a porous hearth, and provided it with the means of supplying air thereto, as described by Mark, and furnished with appliances for measuring the amount of air supplied. Drawings ■of the furnace were exhibited.

The tests were made by Greenawalt and his brother, with the active assistance of two experts, who were provided with a modern pyrometer for testing the temperature of the furnace ■from time to time. The first test made was to ascertain if the air introduced through the porous hearth would combine with the combustible gases coming from the fire box and increase the temperature of the melting chamber of the furnace with no metal therein. The second was to determine the effect of passing the air current through the hearth with pigs of metal lying thereon. The third was to determine the effect of passing air through the hearth while covered with molten metal. The testimony then tended to show: (1) That the temperature was not increased as the result of the first test; (2) that the air so applied was of no assistance in melting the iron; and (3) that, in attempting to introduce the air through the molten metal, the pressure at once rose and disrupted the hearth. Mark objected to the competency of this evidence on the ground that the experiment was made without notice to him, or opportunity for him to be present and observe the same.

[257]*257He also attacked its weight on the ground that the experiment was privately carried on by the interested party with experts on his behalf, and that the furnace had been dismantled or broken up immediately afterwards.

He also introduced several expert witnesses who analyzed the evidence describing the experiments, and undertook to sho.w that the furnace was not erected in accordance with the description of Mark, was not a properly constructed reverberatory furnace, and that the temperature readings were not properly taken, and particularly that in the third test the air was not properly introduced.

There can be no doubt that the fairest way to make these tests Avould have been to notify Mark and give him the opportunity to Avitness the same; or, at least, to leave the furnace intact, and give him and his assistants the opportunity to make other tests in their presence and that of their experts, together with the presence of other disinterested experts if such could be reasonably procured. By pursuing either course all possible doubt might have been easily removed. We are not prepared to say, however, that the testimony was incompetent for the reasons given. But, at the same time, the one-sided nature of the tests, and the subsequent dismantling or partial dismantling of the furnace, ought to have great importance in respect of the weight to be given to the evidence relating to the tests.

A party deeply interested in showing that his rival’s device will not operate or accomplish the object claimed for it, who secretly tests the same with the aid of an expert who had previously testified to the opinion that it would not operate, must necessarily rest under the burden of showing, with great certainty, that they conformed strictly with all the requirements of the description, and in good faith and with great care took all the steps necessary and important to obtain fair and accurate results.

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Mark v. Greenawalt, 32 App. D.C. 253, 1908 U.S. App. LEXIS 5714 (D.C. Cir. 1908).

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