Mark Duckworth v. Pratt & Whitney, Inc.

152 F.3d 1, 1998 WL 380903
CourtCourt of Appeals for the First Circuit
DecidedAugust 24, 1998
Docket97-2244
StatusPublished
Cited by183 cases

This text of 152 F.3d 1 (Mark Duckworth v. Pratt & Whitney, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mark Duckworth v. Pratt & Whitney, Inc., 152 F.3d 1, 1998 WL 380903 (1st Cir. 1998).

Opinion

LYNCH, Circuit Judge.

The facts alleged in this case are simple: that Pratt & Whitney refused to rehire Mark Duckworth because he had.a “poor” attendance rating resulting from his fifty-two day absence from work in 1994 caused by a serious health condition, an absence protected by the federal Family and Medical Leave Act (FMLA), 29 U.S.C. §§ 2601-54, and its state counterpart, Maine’s Family Medical Leave Requirements, Me.Rev.Stat. Ann. tit. 26, §§ 843-48 (West 1997). Duckworth says the refusal to rehire violated these laws because the employer’s decision was based on Duck-worth’s use of statutorily protected leave. *3 Duckworth’s complaint was dismissed for failure to state a claim pursuant to Fed. R.Civ.P. 12(b)(6). We reverse and reinstate the lawsuit.

I.

We state the facts as they are alleged in Duckworth’s complaint, which we take to be true for the purposes of a motion to dismiss. See Salois v. Dime Sav. Bank, 128 F.3d 20, 22 (1st Cir.1997).

Duckworth was employed by a Pratt & Whitney manufacturing facility in North Ber-wick, Maine from 1980 until December 1994, when he was laid off. Attendant to the layoff, one of Duckworth’s former supervisors completed an “Employment Termination Record” sometime around January 6, 1996. The Termination Record had a line entitled “Rehire Status.” On that line, the supervisor wrote that Duckworth’s attendance was “poor.” Nearly two years later, on October 17, 1996, Duckworth unsuccessfully applied to Pratt & Whitney for a job. Duckworth’s complaint states that the “poor” attendance rating was the basis for Pratt & Whitney’s refusal to rehire him. Duckworth alleges that the “poor” rating resulted from his taking fifty-two days of medical leave in 1994, leave that was protected by the FMLA, and that Pratt & Whitney’s refusal to rehire him thus interfered with his FMLA-protected right to take medical leave.

We take it as given that the 1994 leave was covered by the FMLA. Apparently, an accident left Duckworth with a punctured lung and broken ribs, which caused him to be absent from work from June 20, 1994 to August 11, 1994. The effects of those injuries and of the medications he took caused Duckworth to be absent a second time, from August 31, 1994 to September 22, 1994. He was under his physician’s treatment throughout. It is also undisputed that Duckworth suffered from a “serious health condition” as defined by 29 U.S.C. § 2611(11) at the time of the absences. Further, Pratt & Whitney concedes that Duckworth was ,an “eligible employee” within the meaning of § 2611(2) at the time he took leave and that Pratt & Whitney was a covered “employer” within the meaning of § 2611(4).

II.

Duckworth brought suit in the United States District Court for the District of Maine in August 1997. He alleged that the employer had willfully discriminated against him for having exercised his FMLA-proteet-ed right to take medical leave, in violation of 29 U.S.C. § 2615 and its Maine analogue. 1 That section of the FMLA, entitled “Prohibited Acts,” provides:

(a) Interference with rights
(1) Exercise of rights
It shall be unlawful for any employer to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right provided under this sub-chapter.

29 U.S.C. § 2615(a)(1).

Duckworth also relied on a regulation promulgated by the United States Department of Labor (DOL) that makes it clear that employers may not take a prospective employee’s past use of FMLA-protected leave into account in hiring decisions. That regulation provides:

An employer is prohibited from discriminating against employees or prospective employees who have used FMLA leave...'. [Ejmployers cannot' use the taking of FMLA leave as a negative factor in employment actions, such as hiring, promotions or disciplinary actions....

29 C.F.R. § 825.220(c). Because he is entitled to protection under this regulation, Duckworth says he may bring an action under 29 U.S.C. § 2617(a) to enforce those rights. In this, the DOL agrees with him.

The district court dismissed the action for failure to state a claim on which relief may be granted, basing its reasoning on the provision of the Act creating a private right of action:

*4 An action ... may be maintained against any employer ... by any one or more employees for and in behalf of—
(A) the employees; or
(B) the employees and other employees similarly situated.

29 U.S.C. § 2617(a)(2). The district court reasoned that because Duckworth had volunteered for a layoff, his claim arose from his status as a prospective employee, not as a current, eligible employee. The district court noted that the enforcement provisions of the Act created a private remedy only for “employees.” The district court reasoned that the term “employees” is not ambiguous, but inherently applies only to current employees (thus rejecting DOL’s interpretation of the term to include prospective employees), and that Duckworth had no cause of action because he was not a current employee. The court noted that if Congress had intended to include job applicants within the meaning of the FMLA, it could have expressly included job applicants within the statute’s coverage, as it did in the Americans with Disabilities Act (ADA), 42 U.S.C. §§ 12101-12213. The federal claim having been dismissed, the court also dismissed, without prejudice, the pendent state claim.

III.

We review the district court’s dismissal order de novo. See Doyle v. Hasbro, Inc., 103 F.3d 186, 190 (1st Cir.1996).

Although this ease is a significant one for individuals and employers affected by the FMLA, it turns on a relatively straightforward and limited question of statutory construction, and then on deference to administrative lawmaking. For the purposes of its motion to dismiss, Pratt & Whitney essentially concedes that the actions described by Duckworth’s complaint may have violated 29 U.S.C.

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Cite This Page — Counsel Stack

Bluebook (online)
152 F.3d 1, 1998 WL 380903, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mark-duckworth-v-pratt-whitney-inc-ca1-1998.