Mall Tool Co. v. Sterling Varnish Co.

11 F.R.D. 576, 91 U.S.P.Q. (BNA) 322, 1951 U.S. Dist. LEXIS 3518
District Court, W.D. Pennsylvania·Decided September 27, 1951·No. Civ. A. No. 8863·Published·Cited by 14 cases

Opinion

STEWART, District Judge.

Plaintiff brought this action seeking a declaratory judgment with respect to the validity and alleged infringement of United States Letters Patent Nos. 2,411,180 and 2,417,538. The defendants filed an answer to the complaint and in addition, the defendant Blaw-Knox asserted a counterclaim against the plaintiff for royalties under a license agreement with the plaintiff allegedly covering these patents. Subsequently, plaintiff directed 78 interrogatories to defendant Sterling Varnish Company and 50 interrogatories to defendant Blaw-Knox Company. The case is now before the Court on defendants’ objections to these interrogatories. For convenience, the interrogatories directed to Sterling Varnish Company will be designated “S” and those directed to Blaw-Knox “B”.

The seven objections advanced by the defendants will be treated separately.

I. '

Defendants object to all of the interrogatories propounded by plaintiff on the ground that the interrogatories are ex[578] cessive in number and seek matters which, if proper at all, should be developed by deposition under Rule 26 of the Federal Rules of Civil Procedure, 28 U.S.C. and not by interrogatories under Rule 33. This objection is not well founded. Since the amendment to Rule 33, effective March 19, 1948, it is clear that the scope of interrogatories under Rule 33 is. as broad as that of depositions under Rule 26. Borgen v. Pennsylvania Greyhound Lines, Inc., D.C.N.D.Ohio 1949, 9 F.R.D. 209. Rule 33, as amended, permits inquiry into “any matters which can be inquired into under Rule 26(b)”. Rule 33, as amended, further provides that “The number of interrogatories or of sets of interrogatories to be served ié not limited except as justice requires to protect the party from annoyance, expense, embarrassment, or oppression.” Defendants cite two cases from this District—Chemical Foundation, Inc., v. Universal-Cyclops Steel Corp., D.C.W.D.Pa.1941, 1 F.R.D. 533 and Ball v. Paramount Pictures, Inc., D.C.W.D.Pa.1944, 4 F.R.D. 194—for the proposition that the interrogatories should be relatively few in number and related to the important facts of the case, and that when a more comprehensive examination of the adverse party is desired, it should be done by deposition. Both of these cases were decided prior to the 1948 amendment. The Advisory Committee Note relating to the Amendment of this rule makes it clear that a limit on the number of interrogatories was not intended, nor was it the intent of the committee that the field of inquiry be limited to important facts. It is pointed out by the Advisory Committee that there is no reason why interrogatories should be more limited than depositions, particularly when the former represent an inexpensive means of securing useful information.

II.

Objection is made to plaintiff’s interrogatories numbered S 1 to 20, inclusive, and S 40 to 59, inclusive, on the ground that plaintiff is a licensee and, as such, estopped to deny the validity of the patents in question.

Defendants cite Automatic Radio Manufacturing Co., Inc., v. Hazeltine Research, Inc., 1950, 339 U.S. 827, 70 S.Ct. 894, 94 L.Ed. 1312, for the proposition that a licensee under a patent license agreement may not challenge the validity of the licensed patent in a suit for royalties due under the contract. That authority, however, is not applicable at this stage of the case before us. Whether plaintiff is a licensee of the two patents involved is an issue in this case. Defendants argue that it is clear from the record that the plaintiff is a licensee. That question should not be determined on objections to interrogatories. If the defendants wish to raise a question which, if sustained by the Court, would dispose of the plaintiff’s case, they should do so by a motion for summary judgment or by a motion to dismiss.

It seems to us that at this stage of the case there is an issue of law and fact as to whether the plaintiff is a licensee. See Riordan v. Ferguson, D.C.S.D.N.Y.1942, 2 F.R.D. 349, where it was held that interrogatories were not subject to the objection that they were irrelevant because they pertained to a defense which was insufficient in law, since the defense, until stricken, was valid. The function of the Court in passing upon objections to interrogatories has been well summarized in Bowles v. Safeway Stores, D.C.W.D.Mo. 1945, 4 F.R.D. 469. It is there stated that in determining whether answers should be ordered to interrogatories, the Court is not called upon to adjudicate the admissibility of the answers, but only to determine their relevancy to the subject matter of the pending action.

We therefore hold that the question whether the plaintiff is estopped to' deny the validity of the patents is not properly before the Court at this time.

III.

Objection is made to interrogatories numbered S 3, 8, 11, 12, 15, 18, 42, 47, 50, 51, 54 and 57 on the ground that, if proper at all, they do not provide for an exchange of the dates claimed by plaintiff with respect to the subject matter of the [579] interrogatories. In an action for declaratory judgment regarding the validity and infringement of a patent, this Court has held that the plaintiff is not required to answer interrogatories asking for dates of alleged prior use without receiving dates at the same time from defendants. Sutherland Paper Co. v. Grant Paper Box Co., D.C.W.D.Pa. 1948, 8 F.R.D. 416. Insofar as the interrogatories objected to seek information relative to dates of prior use, the defendants will be required to answer only on the condition that the plaintiff submit to the defendants the dates that it will rely upon. In further support of this ruling, it may be noted that Rule 33 is expressly made subject to the provisions of Rute 30(b) which provides that the court may order “that the parties shall simultaneously file specified documents or information enclosed in sealed envelopes to be opened as directed by the court; or the court may make any other order which justice requires to protect the party or witness from annoyance, embarrassment, or oppression.” • We think these interrogatories fall within this category and that justice requires a simultaneous exchange of dates.

IV.

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Mall Tool Co. v. Sterling Varnish Co., 11 F.R.D. 576, 91 U.S.P.Q. (BNA) 322, 1951 U.S. Dist. LEXIS 3518 (W.D. Pa. 1951).

11 F.R.D. 576 (Mall Tool Co. v. Sterling Varnish Co.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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