2014 IL App (1st) 142771 No. 1-14 -2771 Opinion filed October 7, 2014
FIFTH DIVISION
IN THE
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT
ROSE MABWA, LORENZO PATE, ) Appeal from the Circuit Court SANDRA RAMSEY, MICHAEL ) of Cook County. QUINLAN, CASSANDRA CHERIF, ) DOMINICK CHEW, and MARION ) COLEMAN, ) ) Plaintiffs-Appellants, ) ) v. ) No. 14 CH 13812 ) SUSANA A. MENDOZA, Clerk of the ) City of Chicago, THE CHICAGO ) BOARD OF ELECTIONS AND ITS ) COMMISSIONERS, LANGDON D. ) NEAL, RICHARD A. COWEN and ) MARISEL A. HERNANDEZ, ) The Honorable ) David A. Skryd, Defendants-Appellees. ) Judge, presiding.
JUSTICE GORDON delivered the judgment of the court, with opinion. Justices McBride and Reyes concurred in the judgment and opinion.
OPINION No. 1-14-2771
¶1 On July 22, 2014, plaintiffs filed a petition with the Office of the City
Clerk of the City of Chicago which requested that the voters of the 18th
precinct in the 27th ward be able to vote in the upcoming November 4, 2014,
election on the question of whether: "the sale at retail of alcoholic liquor be
prohibited in this 18th precinct of the 27th ward of the City of Chicago (as such
precinct existed as of the last general election)?" Defendant Susana A.
Mendoza, the Clerk of the City of Chicago, did not certify the petition as valid,
and plaintiffs then sought a writ of mandamus from the trial court to order the
clerk to certify the petition.
¶2 On this appeal, plaintiffs argue that the trial court abused its discretion in
denying a writ of mandamus. Plaintiffs acknowledge in their appellate brief
that "the role of the clerk is to determine whether the petition on its face
apparently conforms to the statutory requirements." However, they argue that
their signature sheets were in substantial compliance, despite the facts: (1) that
plaintiffs chose not to file, with their petition, the statutorily-required
attestations from the circulators swearing to the dates on which the voters
signed, (2) that the attestations failed to provide any information at all about the
dates on which the voters signed except to state that the sheets were signed on
"the dates indicated" by the voters themselves; (3) that almost half "the dates
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indicated" by the voters were missing, incomplete or wrong, (4) that one voter's
signature bears the date "6/12/2012," although the petition had to be signed
within four months of its July 22, 2014, filing; (5) that some of the other dates
indicate a possible 2012 date; (6) that some of the circulator attestations had
incomplete or inconsistent cross-outs; and (7) that, on at least one of the sheets,
the dates do not proceed in chronological order.
¶3 For the following reasons, we affirm the trial court.
¶4 BACKGROUND
¶5 I. The Petition
¶6 On July 22, 2014, a petition was filed with the Office of the City Clerk of
the City of Chicago which requested that the following proposition be
submitted to the voters of the 18th precinct in the 27th ward in the upcoming
November 4, 2014, election:
"Shall the sale at retail of alcoholic liquor be prohibited in this 18th
precinct of the 27th ward of the City of Chicago (as such precinct existed
as of the last general election)?"
¶7 The petition was accompanied by 29 signature sheets, which were
gathered by seven circulators and possibly an eighth. The seven circulators
were: (1) Rose Mabwa, (2) Sandra Ramsey, (3) James Allen, (4) Lorenzo Pate,
(5) Stefano Viola, (6) Constantine Argiris, and (7) Donna Lewis. The possible
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eighth is Timothy Stevens; however, on all the sheets which contain his name,
Rose Mabwa's name is either crossed out or still present.
¶8 Mabwa's name appears, in some fashion, on 8 of the 29 sheets. A
circulator's name appears in three places on each signature sheet: (1) in the
blank space for the "Circulator's Name," (2) in the blank space for the
"Circulator's Signature," and (3) and in the blank space for the "Name of
Circulator," which is filled in by the notary public.
¶9 All of the Mabwa sheets have crossed-out names. On sheet nos. 1 and 4,
by "Circulator's Name," Mabwa's name has a line through it and then it is
reprinted above. Her signature also has a line through it, as though it were also
crossed out, but it is not resigned.
¶ 10 On sheet no. 2, her name is again crossed out by "Circulator's Name," but
on this sheet the name "Timothy Stevens" is printed over it, rather than her own
name. The signature line has Mabwa's signature without a line through it, but
there is an extra squiggle next to her signature, which appears to be an
additional signature. This squiggle is the same signature that appears on later
sheets which state that Timothy Stevens was the person appearing before the
notary. However, although Stevens' name appears on sheet no. 2 as the
"Circulator's Name," and although his signature appears on the signature line,
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Mabwa's name is the name of the person stated as appearing before the notary
public, not Stevens.
¶ 11 On sheet nos. 3, 17, 23, 26 and 28, Mabwa's name is crossed out in all
three places, and Timothy Stevens' name appears as both the "Circulator's
Name," and the person appearing in front of the notary public. Next to
Mabwa's signature, which has a line through it, is the same squiggle appearing
on sheet no. 2.
¶ 12 It is undisputed: (1) that the 29 sheets contained 184 provisional
signatures, (2) that 132 signatures were required, and (3) that plaintiffs chose
not to file, with their petition, the statutorily-required attestations from the
circulators swearing to the dates on which the voters signed and instead chose
to rest the validity of those dates solely on what the voters wrote themselves.
¶ 13 All of the dates which are complete dates were in June or July 2014, with
the month written as a "6" or a "7." For at least nine of the signatures, "60612"
appears in the date column, which could be either the date of June 6, 2012, or
the zip code of the voter. However, on sheet no. 3, which is one of the eight
Mabwa sheets, one voter printed "6/12/2012," which cannot possibly be a zip
code and which is unmistakably a date from two years ago.
¶ 14 It is undisputed that, of the 184 provisional signatures, 81 or almost half
contain either no date, or an incomplete or inappropriate date; and that, of those
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with an incomplete date, 2 list only the day and 67 list only the month and day.
Plaintiff argues that, if we include the 69 signatures with partial dates, then the
petition contains 172 dated signatures, which is 40 more signatures than the 132
required.
¶ 15 However, plaintiff includes in this number 48 full or partially dated
signatures from the eight Mabwa sheets. The eight Mabwa sheets contain 27
fully dated signatures, 19 with only the month and day, and 2 with only the day.
¶ 16 In a letter dated August 15, 2014, and addressed to "Tim Stevens," the
City Clerk stated that "[t]his office has decided not to certify to the Board of
Elections of the City of Chicago the petition filed" because of an "insufficient
number of signatures."
¶ 17 II. The Complaint for Writ of Mandamus
¶ 18 On August 25, 2014, plaintiffs filed a complaint for a writ of mandamus.
Three of the six plaintiffs are Rose Mabwa, Lorenzo Pate and Sandra Ramsey,
who had also been circulators. The remaining three plaintiffs are Michael
Quilan, Cassandra Cherif, Dominick Chew and Marion Coleman. Defendants
are the City Clerk and the Chicago Board of Elections and its commissioners,
Langdon D. Neal, Richard A. Cowen and Marisel A. Hernandez. The
complaint asked that: "a Writ of Mandamus be issued requiring Defendants to
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place said proposition on the ballot in the November 18, 2014 election in the
18th precinct of the 27th Ward."
¶ 19 On September 3, 2004, the matter was on the calendar and the trial court
issued a scheduling order directing (1) the "City of Chicago to file its motion to
dismiss by Friday, September 5, 2014," (2) plaintiffs to reply by Tuesday,
September 9, 2014; and (3) the "[m]atter [is] set for hearing at 9:30 a.m. *** on
September 10, 2014." The record does not contain a transcript for the court
appearances on either September 3 or September 10.
¶ 20 III. The City Clerk's Motion to Dismiss
¶ 21 On September 5, 2014, the City Clerk filed a motion to dismiss, pursuant
to section 2-615 of the Illinois Code of Civil Procedure (735 ILCS 5/2-615
(West 2012)), for failure to state a claim upon which relief may be granted. The
motion argued, first, that "[a]t least 81 of the collected signatures have a serious
defect in the date field, such as a blank date field, containing a ZIP code in the
date field or omitting the month and/or year from the date field."
¶ 22 Second, the motion argued that a writ of mandamus cannot be granted to
compel an action by a public official where the act sought is discretionary, and
that the clerk has discretion in applying the law to the facts when reviewing
petitions to determine whether they should be certified to the Board.
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¶ 23 IV. Plaintiffs' Response and Motion for Summary Judgemnt
¶ 24 In response to the City's motion to dismiss, plaintiffs filed a combined
document entitled: "Plaintiffs' Response to Clerk of the City of Chicago's
Motion to Dismiss and Plaintiffs' Motion for Summary Judgment." While
section 2-619.1 of the Code of Civil Procedure (735 ILCS 5/2-619.1 (West
2012)) permits a party to file a combined motion, there is no provision for a
combined "response and motion" such as plaintiffs submitted here. Even where
the Code permits a combined motion, it requires the motion to "be in parts,"
with each part "limited to" and clearly labeled as made under section 2-615,
which governs motions to dismiss, or section 2-1005, which governs summary
judgment, or section 2-619, which permits dismissal based upon certain defects
or defenses. The combined document submitted by plaintiffs is not limited and
labeled as required. There is no indication in the record that plaintiffs' motion
for summary judgment was docketed, or scheduled for briefing, or heard; thus,
we do not know whether the trial court struck or simply disregarded this
improper submission. The City Clerk did not respond to it. Since plaintiffs
never obtained a ruling on this motion, it is not before us on appeal. Raintree
Homes, Inc. v. The Village of Kildeer, 302 Ill. App. 3d 304, 306 (1999) ("In
order to preserve an issue for review, an appellant must first obtain either a
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ruling on the issue or a refusal to rule thereon from the trial court." (citing
Goodrich v. Sprague, 376 Ill. 80, 86 (1941))).
¶ 25 Nonetheless, for the sake of completeness, we describe here the affidavits
which plaintiffs submitted in support of their motion for summary judgment. In
support, plaintiffs submitted affidavits from only three of the possibly eight
circulators: (1) Sandra Ramsey; (2) Rose Mabwa; and (3) Lorenzo Pate.
¶ 26 Although Ramsey's name appears as the circulator on sheet no. 7,
Ramsey's affidavit swears only that she circulated sheet nos. 5, 6, 14, 15 and 19.
Her affidavit swears that the signatures were signed in her presence between
June 12, 2014, and July 11, 2014, although several of the dates on her sheets
read "7/18."
¶ 27 Although Mabwa's signature is crossed out on sheet nos. 1 and 4, and
although sheet no. 2 states the "Circulator's Name" as "Timothy Stevens,"
Mabwa's affidavit swears that she circulated sheet nos. 1, 2 and 4, and they
were signed in her presence on June 11 and 12.
¶ 28 The third and last affidavit was from Lorenzo Pate who swore that he
circulated sheet nos. 10, 16 and 21, and they were signed in his presence
between June 20, 2014, and July 7, 2014. On sheet nos. 10 and 21, the dates go
in chronological order, with the earlier signatures appearing before the later
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ones. However, on sheet no. 16, the dates are not in chronological order. The
first signatures on the list are dated after the later signatures.
¶ 29 V. The Trial Court's Order
¶ 30 On September 10, 2014, the trial court granted the City Clerk's motion to
dismiss in a written order which states in full:
"All parties being present and the matter having been heard by the
Court, it is hereby ordered:
1) Defendant Mendoza's motion to dismiss is granted;
2) The matter is dismissed with prejudice and is off call;
3) The local option petition filed by Plaintiffs with the City Clerk is
invalid and no referendum on the matter shall appear on the ballot based
upon the Clerk's determination not to certify the petition."
¶ 31 While an attorney filed an appearance and other documents on behalf of
the City Clerk, defendants Chicago Board of Elections and its commissioners
did not file any papers in the court below which appear in the record before us.
These defendants have also chosen not to file a brief in this appeal. Thus, they
are not parties to the appeal.
¶ 32 On September 12, 2014, plaintiffs filed a notice of appeal from the trial
court's September 10, 2014, order, dismissing with prejudice their petition for a
writ of mandamus to the City Clerk. This appeal followed. 10 No. 1-14-2771
¶ 33 ANALYSIS
¶ 34 Plaintiffs argue on appeal that the trial court abused its discretion in
denying a writ of mandamus to the City Clerk. Plaintiffs acknowledge in their
appellate brief that "the role of the clerk is to determine whether the petition on
its face apparently conforms to the statutory requirements." However, they
argue that their signature sheets were in substantial compliance, despite the
facts: (1) that plaintiffs chose not to file, with their petition, the statutorily-
required attestations from the circulators swearing to the dates on which the
voters signed, (2) that the attestations failed to provide any information at all
about the dates on which the voters signed except to state that the sheets were
signed on "the dates indicated" by the voters themselves; (3) that almost half
"the dates indicated" by the voters were missing, incomplete or wrong, (4) that
one voter's signature bears the date "6/12/2012," although the petition had to be
signed within four months of its July 22, 2014, filing; (5) that some of the other
dates indicate a possible 2012 date; (6) that some of the circulator attestations
had incomplete or inconsistent cross-outs; and (7) that, on at least one of the
sheets, the dates do not proceed in chronological order.
¶ 35 I. Standard of Review
¶ 36 Our supreme court has repeatedly cautioned that "[m]andamus is an
extraordinary remedy," which may be used to enforce the performance of
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official duties by a public officer, only where the petitioner is entitled to the
performance "as a matter of right," and only " 'where no exercise of discretion' "
on the part of the officer " 'is involved.' " Noyola v. Board of Education of the
City of Chicago, 179 Ill. 2d 121, 133 (1997) (quoting Maldden v. Cranson, 114
Ill. 2d 504, 514 (1986)). See also Lewis v. Spagnolo, 186 Ill. 2d 198, 229
(1999); People v. Latona, 184 Ill. 2d 260, 277 (1998); Baldacchino v.
Thompson, 289 Ill. App. 3d 104 (1997) ("mandamus is an extraordinary
remedy" proper only when the acts compelled are "purely ministerial" and
"require no exercise of judgment" by the public officer); Crump v. Illinois
Prisoner Review Board, 181 Ill. App. 3d 58, 60 (1989). "Mandamus cannot be
used to direct a public official or body to reach a particular decision or to
exercise its discretion in a particular manner, even if the judgment or discretion
has been erroneously exercised." Crump, 181 Ill. App. 3d at 60.
¶ 37 In Crump, this court held that,"absent an abuse of discretion" on the part
of the trial court, "a reviewing court will not overturn the trial court's grant or
denial of a writ of mandamus." Crump, 181 Ill. App. 3d at 60. See also People
v. Latona, 184 Ill. 2d 260, 277 (1998) ("issuance of a write of mandamus" is
"discretionary in nature"). The Crump decision stated only that the trial court
had "dismissed" the petition, without specifying if the defendants had made a
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motion to dismiss or a motion for summary judgment. Crump, 181 Ill. App. 3d
at 59.
¶ 38 However, in Baldacchino, this court expressly rejected the defendants'
argument that the standard of review for a trial court's grant or denial of a writ
of mandamus was "abuse of discretion," and held instead that the trial court's
decision "should be reversed on appeal only when the decision is against the
manifest weight of the evidence." Baldacchino, 289 Ill. App. 3d at 109. Yet,
later in this same opinion, the court held: "Though we would have resolved the
matter differently than the trial court, we cannot say that the trial court abused
its discretion by refusing to issue a writ of mandamus." Baldacchino, 289 Ill.
App. 3d at 113. In Baldacchino, the trial court had denied the plaintiffs'
motion for summary judgment and granted the defendants' motion to dismiss.
Baldacchino, 289 Ill. App. 3d at 108. This procedural posture is somewhat
different from the case at bar in that, in our case, the trial court issued no ruling
on plaintiffs' motion for summary judgment.
¶ 39 "An abuse of discretion exists where the trial court's decision is arbitrary
or fanciful, or where no reasonable person would agree with the court's
position." Seymour v. Collins, 2014 IL App (2d) 140100, ¶ 21. "A decision is
against the manifest weight of the evidence only when an opposite conclusion is
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apparent or when the findings appear to be unreasonable, arbitrary, or not based
on the evidence." Eychaner v. Gross, 202 Ill. 2d 228, 252 (2002).
¶ 40 In the case at bar, we do not have to resolve this issue because, whether
we applied an abuse-of-discretion, or an against-the-manifest-weight, or even a
de novo standard of review, we still could not find any error by the trial court.
¶ 41 II. Writ of Mandamus
¶ 42 "For a complaint seeking mandamus to withstand" a motion to dismiss,
"it must allege facts which establish [1] a clear right to the relief requested, [2] a
clear duty of the respondent to act, and [3] clear authority in the respondent to
comply with the writ." Noyola, 179 Ill. 2d at 133 (cited by Lewis, 186 Ill. 2d at
229).
¶ 43 In the case at bar, the third element is not in dispute. Defendant concedes
in her appellate brief "that, generally speaking, [the City Clerk] has the
authority to take the particular action requested."
¶ 44 III. The Liquor Control Act
¶ 45 Plaintiffs submitted their petition to the City Clerk pursuant to the Liquor
Control Act of 1934 (235 ILCS 5/1-1 et seq. (West 2012)) (the Act). Article 9
of the Act permits local voters to hold a referendum on the retail sale of alcohol
in their precinct and sets forth the conditions for the referendum. 235 ILCS 5/9-
1 et seq. (West 2012).
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¶ 46 Section 9-2 provides in relevant part:
"When any legal voters of a precinct in any city, village or
incorporated town of more than 200,000 inhabitants, as determined by
the last preceding Federal census, desire to pass upon the question of
whether the sale at retail of alcoholic liquor shall be prohibited in the
precinct or at a particular street address within the precinct, they shall, at
least 100 days before an election, file in the office of the clerk of each
city, village or incorporated town, a petition directed to the clerk,
containing the signatures of not less than 25% of the legal voters
registered with the board of election commissioners or county clerk, as
the case may be, from the precinct." 235 ILCS 5/9-2 (West 2012).
There is no dispute that "25% of the legal voters," in the case at bar, came to
132 voters, and thus the petition needed 132 valid signatures for the proposition
to be placed on the upcoming ballot.
¶ 47 The Liquor Control Act grants Illinois citizens the right to restrict or
prohibit the sale of alcohol in their own precinct, but it grants them this right
only under certain conditions. However, the submission of the issue to the
electorate is mandatory only "when the petition has been filed in proper form
with the clerk." 235 ILCS 5/9-2 (West 2012). Haymore v. Orr, 385 Ill. App.
3d 915, 918 (2008) (if a petition does not appear "on its face" to have complied
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with the statutory requisites, then the clerk has "no duty to submit the
question"); North v. Hinkle, 295 Ill. App. 3d 84, 88 (1998) (same).
¶ 48 The Act provides that "[a] petition for submission of the proposition shall
be in substantially the following form," and then it provides, word for word, the
form. 235 ILCS 5/9-4 (West 2012). Thus, all circulators need to do is to copy
and paste from the statute. That was not done in the case at bar, and plaintiffs
argue instead that their sheets are "substantially" in the required form. 235
ILCS 5/9-4 (West 2012).
¶ 49 The Act provides that the "petitions shall conform to the requirements of
the general election law, as to form and signature requirements." 235 ILCS 5/9-
4 (West 2012). However, in the very next sentence, the Act provides an
additional requirement concerning dates, which was completely missing from
the sheets in the case at bar. The Act states: "The circulator's statement shall
include an attestation of: (1) that none of the signatures on this petition sheet
were signed more than 4 months before the filing of this petition, or (2) the
dates on which the petitioners signed the petition, and shall be sworn to before
an officer residing in the county where such legal voters reside and authorized
to administers oaths therein." 235 ILCS 5/9-4 (West 2012).
¶ 50 The date of the voters' signatures is so important to the Act that it
requires two different individuals to write down the date of each signature: (1)
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the voter; and (2) the circulator. The form prescribed by the Act requires each
voter to write the "[d]ate of signing." 235 ILCS 5/9-4 (West 2012). Then, the
Act requires the date to be written a second time by a second person, when it
directs the circulators to swear before a notary that they obtained the voters'
signatures either: (1) less than four months before the petition was filed; or (2)
on certain, specific dates. In this manner, the Act refuses to rely solely on the
word of the voters, but also requires the circulators to swear before a notary to
the validity of the dates. The Act thus creates a double-insurance about the
validity of the dates.
¶ 51 In the case at bar, the circulators failed to provide any indication of the
dates on the sheets, except to state that the signatures were provided "on the
date indicated" by the voters themselves. Thus, the double-insurance
contemplated by the statute was completely missing here. C.f. Simmons v.
DuBose, 142 Ill. App. 3d 1077 (1986) (the purpose of the requirement in the
Election Code that a circulator must swear to the date on which the voters
signed is to "guard against fraud").
¶ 52 As noted above, only a petition "filed in proper form with the clerk" may
be submitted to the voters, and the duty of certifying that the petition is in
proper form is given to the clerk. 235 ILCS 5/9-4 (West 2012). The Act
provides that:
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"[The] clerk shall certify the proposition to be submitted at the
election to the appropriate election officials, in accordance with the
general election law, unless the petition has been determined to be
invalid." (Emphasis added.) 235 ILCS 5/9-4 (West 2012).
Since the "unless" clause in the above sentence uses the passive voice, the Act
does not explicitly name the actor who "determine[s]" the petition to be invalid.
However, since the subject in the prior sentence is the "clerk," the inference is
that it is the clerk who must, in the first instance, "determine[]" whether the
petition is valid. 235 ILCS 5/9-4 (West 2012). This conclusion is reinforced by
the following sentence which states: "If the court determines the petitions to be
invalid subsequent to the certification by the clerk, the court's order *** shall
nullify such certification." (Emphasis added.) 235 ILCS 5/9-4 (West 2012).
See Check Inn Lounge, Inc. v. Kozubowski, 164 Ill. App. 3d 1023, 1031 (1988)
("the Act prescribes comprehensive statutory procedures which require the
clerk's involvement, rather than the board," including that the petition "must be
certified by the clerk"); c.f. Haymore, 385 Ill. App. 3d at 918 (under the
Election Code, "the responsibility for determining whether an election petition
apparently conforms to the law rests with the town clerk"); North, 295 Ill. App.
3d at 89 (the clerk is "the gatekeeper" who must "turn away" papers that do not
comply on their face with the law).
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¶ 53 Plaintiffs argue that the trial court abused its discretion by denying a writ
of mandamus to the clerk, because they had "a clear right to the relief
requested," since their petitions "substantially" complied with the Act. We can
find no clear right here, (1) where plaintiffs completely ignored a specific
requirement set forth in the Act by failing to file, with their petition, the
statutorily-required attestations from the circulators swearing to the dates on
which the voters signed; (2) where the attestations that they did file failed to
provide any information at all about the dates on which the voters signed except
to state that the sheets were signed on "the dates indicated" by the voters
themselves; (3) where almost half "the dates indicated" by the voters were
missing, incomplete or wrong, (4) where one voter's signature bears the date
"6/12/2012," although the petition had to be signed within four months of its
July 22, 2014, filing; (5) where some of the other dates indicate a possible 2012
date; (6) where some of the circulator attestations had incomplete or
inconsistent cross-outs; and (7) where, on at least one of the sheets, the dates do
not proceed in chronological order.
¶ 54 CONCLUSION
¶ 55 For the foregoing reasons, we can find no abuse of discretion by the trial
court.
Affirmed.