Lyons v. Pearce

694 P.2d 969, 298 Or. 554
CourtOregon Supreme Court
DecidedJanuary 29, 1985
DocketTC C82-12-38974 CA A27171 SC S30519 S30602
StatusPublished
Cited by50 cases

This text of 694 P.2d 969 (Lyons v. Pearce) is published on Counsel Stack Legal Research, covering Oregon Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lyons v. Pearce, 694 P.2d 969, 298 Or. 554 (Or. 1985).

Opinion

*556 ROBERTS, J.

In this post-conviction case there are two issues: whether petitioner’s guilty plea was knowing and voluntary, and whether petitioner was denied effective assistance of counsel. ORS 138.530 provides:

“(1) Post-conviction relief pursuant to ORS 138.510 to 138.680 shall be granted by the court when one or more of the following grounds is established by the petitioner:
“(a) A substantial denial in the proceedings resulting in petitioner’s conviction, or in the appellate review thereof, of petitioner’s rights under the Constitution of the United States, or under the Constitution of the State of Oregon, or both, and which denial rendered the conviction void.

The Court of Appeals held that the trial court’s failure personally to advise defendant that a conviction could result in deportation did not violate either the state or federal constitution but remanded the case for the trial court to address the claim of the denial of effective assistance of counsel, 66 Or App 777, 676 P2d 905 (1984). 1 We affirm the Court of Appeals on the first point but conclude that there was a denial of effective assistance of counsel. 2

Petitioner pleaded guilty to the charge of theft of unemployment benefits. ORS 164.055. Petitioner had previously been convicted of assault in the second degree as the *557 result of a stipulated facts trial. Petitioner is an alien and a citizen of Jamaica, and because of his conviction he faces possible deportation. 8 USC § 1251(a)(4). 3 He did not appeal from the conviction.

Prior to the entry of the guilty plea, the trial judge asked petitioner if he had read the petition to enter a plea of guilty. Petitioner said he had not. The court asked him if he could read. He said yes. The court then instructed him to read the petition and confer with his counsel. Included in the petition was this statement: “THIS IS TO ADVISE YOU IF YOU ARE NOT A CITIZEN OF THE UNITED STATES, CONVICTION OF A CRIME MAY RESULT IN DEPORTATION FROM ADMISSION [sic] TO THE U.S.A. OR DENIAL OF NATURALIZATION.”

After a recess, the following exchange occurred between the court and petitioner.

“Q: [By the Court]: All right, Mr. Lyons, you have had an opportunity to read the petition in full?
“A: Yes.
“Q: And you still wish to enter a plea?
“A: Yes.
“Q: Are you under the influence of alcohol or any drug at the present time?
“A: No.
“Q: And you are fully aware that you have a right to have a jury trial, if you should wish to do so?
“A: Yes.
*558 “Q: Let me put it this way: If you enter a plea, there will be no trial.
“A: I understand that.
“Q: And what you want to do is to enter a plea by signing the petition; is that correct?
“A: Yes.
“THE COURT: Then based on this representation, I am satisfied that this is a decision that Mr. Lyons has made after consultation with his attorney and that it is a voluntary decision on his part, and I will allow him to withdraw his plea of not guilty and ask him how he pleads to the charge of Theft in the First Degree?
“THE [PETITIONER]: Guilty.”

The court then accepted petitioner’s guilty plea. The United States Immigration Department later began deportation proceedings.

At the post-conviction hearing, petitioner testified that when he signed the plea petition and entered the guilty plea he did not know his conviction could result in deportation. He also testified that he had not read the plea petition and that his counsel had not discussed with him the possibility of deportation. The latter was confirmed by the testimony of the attorney as well as by the attorney’s failure to ask the sentencing judge for a recommendation against deportation. 4

*559 Petitioner contends that the failure of the court orally to advise him of the possibility of deportation, and the failure of his attorney to so inform him, violated his rights under Article I, sections 10 and 11, of the Oregon Constitution and the Fourteenth Amendment to the United States Constitution because his plea was not knowingly, intelligently and voluntarily made. He charges that the judge and his attorney failed to comply with applicable statutes and therefore violated his constitutional rights.

Validity of Guilty Pleas

There are two ways by which a criminal defendant’s guilt may be established so that the deprivation of his liberty will comport with due process of law. The first is by trial in which the state has proved the elements of the crime beyond a reasonable doubt. A defendant may waive a jury trial and be tried by the court. The trial must be conducted in accordance with the procedures enumerated in other constitutional provisions that a defendant in a “criminal case” or a “criminal prosecution” is due. The second is by the defendant’s own admission that he is guilty of the charged offense. Henderson v. Morgan, 426 US 637, 647-48, 96 S Ct 2253, 49 L Ed 2d 108 (1976) (White, J., concurring). This plea of guilty is a waiver of, among other constitutional rights, the privilege against self-incrimination, the right to a jury trial and the right to confront one’s accusers.

Guilty pleas implicate both the Fifth and Sixth *560 Amendments of the federal constitution 5 and for this reason the United States Supreme Court has required that guilty pleas be voluntary and made with knowledge of the consequences, Brady v. United States, 397 US 742, 748, 90 S Ct 1463, 25 L Ed 2d 747 (1970). The Fourteenth Amendment makes this minimum standard applicable to the states. Boykin v. Alabama, 395 US 238, 89 S Ct 1709, 23 L Ed 2d 274 (1969). A plea of guilty also requires waiver of state constitutional rights embodied in Article I, sections 11 and 12, of the Oregon Constitution. 6

We have examined in other contexts the adequacy of a defendant’s waiver of state constitutional rights. See State v. Sparklin, 296 Or 85, 672 P2d 1182 (1983);

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Cite This Page — Counsel Stack

Bluebook (online)
694 P.2d 969, 298 Or. 554, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lyons-v-pearce-or-1985.