State v. Burrow

653 P.2d 226, 293 Or. 691, 1982 Ore. LEXIS 1091
Oregon Supreme Court·Decided October 26, 1982·No. TC C81-02-30968, CA A21176, SC 28506·Published·Cited by 31 cases

Opinions

[693] PETERSON, J.

Defendant participated with three others in an armed robbery of a man and a woman in a motel room, in the course of which the man was injured and the woman was fatally stabbed. At his jury trial on charges of felony murder, attempted murder, and two counts of first degree robbery, defendant testified that after entering the motel room with his accomplices he withdrew from the planned robbery before any criminal act occurred and that he did not know that one of the other participants had a knife.

Defendant was convicted of the two robberies and of felony murder and acquitted of attempted murder. After unsuccessfully appealing his convictions on several grounds,1 defendant petitioned this court to review his claim that he was unconstitutionally required to shoulder the burden of proving an affirmative defense to the charge of felony murder.

The felony murder statute then provided:

“(1) * * * [CJriminal homicide constitutes murder when:
<£* * * * *
“(b) It is committed by a person, acting either alone or with one or more persons, who commits or attempts to commit arson in the first degree, burglary in the first degree, escape in the first degree, kidnapping in the first degree, rape in the first degree, robbery in any degree or sodomy in the first degree and in the course of and in furtherance of the crime he is committing or attempting to commit, or the immediate flight therefrom, he, or another participant if there be any, causes the death of a person other than one of the participants; * * *
U* * * * *
“(3) It is an affirmative defense to a charge of violating paragraph (b) * * * of subsection (1) of this section that the defendant:
“(a) Was not the only participant in the underlying crime; and
[694] “(b) Did not commit the homicidal act or in any way solicit, request, command, importune, cause or aid in the commission thereof; and
“(c) Was not armed with a dangerous or deadly weapon; and
“(d) Had no reasonable ground to believe that any other participant was armed with a dangerous or deadly weapon; and
“(e) ■ Had no reasonable ground to believe that any other participant intended to engage in conduct likely to result in death * *

ORS 163.115 (1979) (amended 1981).2

The trial court instructed the jury that “[i]t is a defense to this charge if the defendant proves each of the following,” continuing by reading the jury the five items listed in the foregoing paragraphs (a) through (e). The court further stated:

“This defense is an affirmative defense which must be proved by the defendant. The defense must be proved by a preponderance of the evidence, that is, by that amount of evidence which, when weighed with that opposed to it, has more convincing force and the great[3] probability of truth.”

Defendant excepted to this instruction on the grounds, first, that it shifted the burden of proof from the state to the defendant, and second, that the “reasonable grounds” test of paragraphs (d) and (e) make stupidity a crime.4

The court’s instruction that the defendant must prove the items constituting the “affirmative defense” follows ORS 161.055(3), which states that when a defense is so labeled in the Criminal Code of 1971, “the defendant has the burden of proving the defense by a preponderance of the evidence.” The drafters of the criminal code allocated the burden of proof in this way before recent judicial [695] decisions that limited the extent to which due process allows lawmakers to shift the burden of proof to defendants in criminal cases. We therefore examine whether the provisions of ORS 163.115 and ORS 161.055 are compatible with the requirement that guilt be proved beyond a reasonable doubt as a matter of federal constitutional law.5

The decision in this case involves the application of the Fourteenth Amendment, as interpreted in recent decisions. The United States Supreme Court has held proof of guilt beyond a reasonable doubt to be required by Fourteenth Amendment due process since In re Winship, 397 US 358, 361-64, 90 S Ct 1068, 25 L Ed 2d 368 (1970). Exactly what must be proved beyond a reasonable doubt has been phrased in various ways. Winship, 397 US at 362, quoted two earlier cases which said that what must be proved beyond a reasonable doubt in a criminal case is “guilt.” In Winship, 397 US at 362, quoting from Davis v. United States, 160 US 469, 484, 16 S Ct 353, 40 L Ed 499, 507 (1895), and later in Mullaney v. Wilbur, 421 US 684, 685, 95 S Ct 1881, 44 L Ed 2d 508 (1975), the Court stated the due process requirement to be that the prosecution prove beyond a reasonable doubt “every fact necessary to constitute the crime” charged. The Winship phrasing was quoted in Patterson v. New York, 432 US 197, 204, 97 S Ct 2319, 53 L Ed 2d 281 (1977). The same opinion said that “Mullaney surely held that a State must prove every ingredient of an offense beyond a reasonable doubt * * 432 US at 215. In a later case, the court has phrased the Winship principle as requiring proof “beyond a reasonable doubt of the existence of every element of the offense.” Jackson v. Virginia, 443 US 307, 316, 99 S Ct 2781, 61 L Ed 2d 560 (1979).

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State v. Burrow, 653 P.2d 226, 293 Or. 691, 1982 Ore. LEXIS 1091 (Or. 1982).

653 P.2d 226 (State v. Burrow) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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