Lucke v. Coe

69 F.2d 379, 63 App. D.C. 61, 1934 U.S. App. LEXIS 3551
CourtCourt of Appeals for the D.C. Circuit
DecidedFebruary 5, 1934
DocketNo. 5663
StatusPublished
Cited by24 cases

This text of 69 F.2d 379 (Lucke v. Coe) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lucke v. Coe, 69 F.2d 379, 63 App. D.C. 61, 1934 U.S. App. LEXIS 3551 (D.C. Cir. 1934).

Opinion

ROBB, Associate Justice.

After the filing of the original opinion in this ease, a rehearing was granted upon the application of the Commissioner of Patents.

The appeal is from a decree dismissing appellants’ bill filed under the provisions of section 4915, Rev. St., as amended (section 63, tit. 35, U. S. C. [35 USCA § 63]), which provides that: “whenever a patent on application is refused by the Commissioner of Patents, the applicant, unless appeal has been taken from the decision of the board of appeals to the United States Court of Customs and Patent Appeals, and such appeal is pending or has been decided, in which ease no action may be brought under this section, may have remedy by bill in equity, if filed within six months after such refusal; and the court having cognizance thereof, on notice to adverse parties and other due proceedings had, may adjudge that such applicant is entitled, according to law, to receive a patent for his invention, as specified in his claim, or /or any part thereof, as the facts in the case may appear. * * * ” [Italics ours.]

Appellant elected to invoke the jurisdiction of an equity court instead of appealing from the decision of the Board of Appeals to the United States Court of Customs and Patent Appeals.

The alleged invention relates to an electric vacuum or suction cleaner. Of the three claims that were finally rejected in the Patent Office, the claim reproduced in the margin is sufficiently illustrative.1 Appellants sought in the court below to amend their bill by inserting six claims in addition to those considered by the Patent Office. The court below not only sustained the decision of the Patent Office, but denied the motion to add new claims.

The question is presented, therefore whether under the provisions of section 4915, Rev. St., the court may consider claims not in the application as presented to the Patent Office.

In Butterworth v. U. S. ex rel. Hoe, 112 U. S. 50, 61, 5 S. Ct. 25, 31, 28 L. Ed. 656, the court, after stating that section 4915, Rev. St., provided a remedy by bill in equity, said: “This means a proceeding in a court of the United States having original equity jurisdiction under the patent laws, according to the ordinary course of equity practice and procedure. It is not a technical appeal from the Patent-office, like that authorized in section 4911 [35 USCA § 59a note], .confined to the case as made in the record of that office, but is prepared and heard upon all competent evidence adduced, and upon the whole merits. Such has been the uniform and correct practice in the circuit courts. Whipple v. Miner [C. C.] 15 F. 117; Ex parte Squire, 3 Ban. & A. 133 [Fed. Cas. No. 13,269]; Butler v. Shaw [C. C.] 21 F. 321.”

We now examine the decisions cited by the court. In Whipple v. Miner (C. C.) 15 F. 117, it was held that the authority of the Circuit Courts to grant a patent under section 4915 is an original jurisdiction, notwithstanding an adverse decision of the Commissioner of Patents.

In the Squire Case, 3 Ban. & A. 133, 12 O. G. 1025, 22 Fed. Cas. page 1015, No. 13,-269, it was held that a bill filed under section 4915 is an original and not an appellate proceeding, and that in such a proceeding it is proper to take testimony before an examiner. In that ease reference was made to a manuscript decision by Justice Nelson in the case of Atkinson v. Boardman (see 2 Fed. Cas. page 97, No. 607), in which the Justice said that the provisions allowing the party failing in his application in the Patent Office “to file a bill, do not restrict the hearing, in this court, to the testimony used before the commissioner. Either party, therefore, is at liberty to introduce additional evidence, or rather, to speak more accurately, the hearing is altogether independent of that before the commissioner, and takes place on such testimony as the parties may see fit to produce agreeably to the rules and practice of a court of equity.”

[381]*381In Butler v. Shaw (C. C.) 21 F. 321, 326, in an opinion by Justiee Gray of the Supreme Court, then on the circuit, the court said that in appeals from the Patent Office to the Supreme Court of the District: “that court acts strictly as a court of appeal in the matter of granting patents; * ■' :: the hearing is summary, and is confined to the specific reasons of appeal, and to the evidence produced before the commissioner 6 * *. But a bill in equity in a circuit court of the United States, under section 493 5, by a party against whom an interference has been decided by the commissioner of patents, is a suit within the ordinary jurisdiction in equity of the courts of the United States; * ” ’ and, as has been held in this and other circuits, the court may receive new evidence, and has the same powers as in other eases in equity.”

It thus appears that the question here in issue was not involved or considered in Butterworth v. U. S. ex rel. Hoe, 112 U. S. 50, 5 S. Ct. 25, 28 L. Ed. 656. The court did rule in that case that new evidence might be introduced. That such was the understanding of the court is apparent in the decision in the subsequent case of Gandy v. Marble, 322 U. S. 432, 439, 7 S. Ct. 1290,” 1292, 30 L. Ed. 1223, where the court observed: “Although, as was said by this court in Buttorworlh v. U. S. ex rel. Hoe, 112 U. S. 50, 61, 5 S. Ct. 25 [28 L. Ed. 656] (citing cases), the proceeding by bill in equity, under section 4915, on the refusal to grant an application for a patent, intends a suit according to the ordinary course of equity practice and procedure, and is not a technical appeal from the patent-office, nor confined to the case as made in the record of that office, but is prepared and beard upon all competent evidence adduced, and upon the whole merits, yet the proceeding is, in fact and necessarily, a part of the application for the patent.”

Schiller v. Robertson (D. C. Md. 1928) 28 F.(2d) 391, and Kaplan v. Robertson (D. C. Mid. 1931) 50 F. (2d) 617, 620, are relied upon by appellants. The decision on this point in the Schiller Case was based upon agreement of counsel, and contained no discussion of the question. In the Kaplan Case it was ruled that the court “may consider claims not included in the application filed in the Patent Office, provided they are germane to the subject-matter,” citing- the Schiller Case as authority for the ruling.

This court, in Durham v. Seymour, 6 App. D. C. 78 (1895), in a painstaking opinion, squarely ruled that the complainant in an equity proceeding under section 4915 is confined to the claims presented in the Patent Office and that the patent must issue, if at all, upon those claims only.

In our view, the law was correctly stated in that decision. Section 4888, Rev. St. (section 33, tit. 35, U. S. C. [35 USCA § 33]), requires an applicant for a patent to make application to the Commissioner of Patents in writing.

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Bluebook (online)
69 F.2d 379, 63 App. D.C. 61, 1934 U.S. App. LEXIS 3551, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lucke-v-coe-cadc-1934.