Knutson v. Gallsworthy

164 F.2d 497, 82 U.S. App. D.C. 304, 74 U.S.P.Q. (BNA) 324, 1947 U.S. App. LEXIS 3155
CourtCourt of Appeals for the D.C. Circuit
DecidedSeptember 15, 1947
Docket9422-9430
StatusPublished
Cited by32 cases

This text of 164 F.2d 497 (Knutson v. Gallsworthy) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Knutson v. Gallsworthy, 164 F.2d 497, 82 U.S. App. D.C. 304, 74 U.S.P.Q. (BNA) 324, 1947 U.S. App. LEXIS 3155 (D.C. Cir. 1947).

Opinion

PRETTYMAN, Associate Justice.

These are nine appeals from judgments in six 1 *civil actions brought in the District Court under R.S. § 4915, 2 praying authorizations for the issuance of patents. The actions were consolidated for trial below and for argument and decision here. The invention is a chemical composition suitable as an extreme pressure lubricant. The controversies arose in four interference proceedings among applicants in the Patent Office, finally involving eleven claims or counts. Priority as to one count was awarded by the Patent Office to applicants Morell, et al., 3 as to three counts to applicant Cohen, and as to the other seven counts to applicant Gallsworthy. The District Court reached and entered conclusions that Cohen and Gallsworthy were entitled to receive patents upon all counts awarded to them by the Patent Office and that Galls-worthy was entitled to receive a patent on the count initially awarded to Morell. It therefore dismissed all the bills of complaint, together with the crossclaims and counterclaims, except that in one action 4 it reversed the decision of the Patent Office and authorized the issuance of a patent to Gallsworthy on the one claim which had been awarded by the Patent Office to Morell. The latter’s motion to reopen was denied.

We are met first with the question whether the court must decide in this proceeding the patentability of the several claims involved. It is true that in a direct appeal from a decision of the Patent Office in an interference proceeding, only the question of priority is involved, 5 but this is *500 not true in equity suits brought in the District Court under Section 4915. 6 This latter rule — specifically that no decree should authorize the issuance of a patent to either party to the interference unless invention is present — was established by the Supreme Court in 1890 in Hill v. Wooster. 7 That case was referred to and distinguished recently in Hoover Co. v. Coe, 8 but it is not our understanding that it was overruled, although there is language in the later opinion which may reflect a view contrary to the earlier one. For example, the Court said that “the effect of adjudication in equity [is] the same as that of decision on appeal”, 9 which would seem to imply that in an R. S. § 4915 proceeding the court might decide one question — such as priority — and leave all other questions for other determination, as does the Court of Customs and Patent Appeals. 10 Again, the Court referred to cases in which federal courts have taken jurisdiction under Section 4915, “where it affirmatively appeared that further proceedings in the Patent Office would be necessary following adjudication in favor of the applicant, and where though it did not appear of record that further proceedings would be required in the Patent Office, it was evident that they might ensue adjudication, as where a patent was denied for want of invention.” 11 We have reexamined the cases' cited by the Court to the foregoing, but in none of them does it appear that the trial court declined to pass upon an issue raised in the pleadings before it. Hoover Co. v. Coe, supra, was concerned with jurisdiction to entertain a complaint, and not with jurisdiction over questions raised by the pleadings once the action itself is held proper. The answer to the specific question involved seems to be the full extent of the decision of the Supreme Court. The Court left the rule of Hill v. Wooster, supra, intact, distinguishing that case by saying:

“That case was one in which the Commissioner had decided an interference between the claims of two applicants in favor of one of them, and ordered that a patent issue. In an inter partes suit by the unsuccessful applicant against the successful one, this court held that if it appeared that neither application disclosed invention (a matter which should have moved the Commissioner not to declare an interference) the bill should be dismissed. The court did not purport to decide what Patent Office rulings are reviewable under R.S. § 4915.”

Moreover, in a footnote, the Court said: “Section 16 of the Act of 1836, 5 Stat. 123, supra, expressly provided that upon a bill filed as a result of Patent Office decision on an interference the court might adjudge either of the patents void in whole or in part. This language was evidently omitted in later acts as surplusage, for obviously if either patent was void for lack of invention, or other cause, the question of interference disappeared.”

This last-quoted language is a clear indication that if there be a dispute as to the validity of a patent upon an application involved in an interference proceeding, the court must not enter an affirmative decree unless it finds that invention is present. We note also that the Court referred with apparent approval to the decision of this *501 court in Radtke Patents Corp. v. Cole 12 in which we held that if an issue as to patent-ability is raised in the District Court in an action under R.S. § 4915, it must be decided. In the case at bar, the issue of patentability was raised in the District Court and is raised here, and so must be decided.

We fully realize that the consequences of the rule just indicated, when coupled with the doctrine of res judicata, may be far-reaching. That doctrine imposes finality of decision not only upon issues actually raised but upon issues which might have been raised. Fishgold v. Sullivan Drydock & Repair Corp., 1946, 328 U.S. 275, 282, 66 S.Ct. 1105, 90 L.Ed. 1230, 167 A.L.R. 110. Thus, it would seem that if any question as to the issuance of a patent can be raised in a Section 4915 proceeding, all questions as to that issuance would be foreclosed by the decision, in so far as the parties to the proceeding are concerned. We also realize that the consequences of res judicata in these circumstances may be. in conflict with implications in Hoover Co. v. Coe, supra, that further proceedings in the Patent Office may occur after judgment in a Section 4915 proceeding. But we do not have a res judicata question before us. We go only so far as to say that patentability is a proper issue in a proceeding under Section 4915 and, if raised, must be decided, even though the Patent Office decision from which the case arose was in an interference proceeding. Non-patentability is “a matter which should have moved the Commissioner not to declare an interference.” 13

Upon these appeals, Morell contends that none of the claims involved is patentably distinct from the disclosures of a so-called “Lincoln patent” 14 and that certain of the claims are unpatentable over others.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Hyatt v. Kappos
625 F.3d 1320 (Federal Circuit, 2010)
Hyatt v. Doll
576 F.3d 1246 (Federal Circuit, 2009)
Giese v. Pierce Chemical Co.
43 F. Supp. 2d 98 (D. Massachusetts, 1999)
Standard Oil Company v. Montedison
494 F. Supp. 370 (D. Delaware, 1980)
Velsicol Chemical Corporation v. Monsanto Company
579 F.2d 1038 (Seventh Circuit, 1978)
Eastman Kodak Company v. EI DuPONT De NEMOURS & COMPANY
284 F. Supp. 389 (E.D. Tennessee, 1968)
Application of Raymond G. Wilkinson and James H. Boothe
304 F.2d 673 (Customs and Patent Appeals, 1962)
Application of John A. Nelson and Anthony C. Shabica
280 F.2d 172 (Customs and Patent Appeals, 1960)
Daggett & Ramsdell, Inc. v. Marzall
128 F. Supp. 906 (District of Columbia, 1954)
Morway v. Bondi
203 F.2d 742 (Customs and Patent Appeals, 1953)
Shell Development Co. v. Pure Oil Co.
111 F. Supp. 197 (District of Columbia, 1953)
Sanford v. Kepner
344 U.S. 13 (Supreme Court, 1952)
Sanford v. Kepner
195 F.2d 387 (Third Circuit, 1952)
Larsen v. Marzall, Commissioner of Patents
195 F.2d 200 (D.C. Circuit, 1952)
Broderson v. Marzall
194 F.2d 138 (D.C. Circuit, 1951)

Cite This Page — Counsel Stack

Bluebook (online)
164 F.2d 497, 82 U.S. App. D.C. 304, 74 U.S.P.Q. (BNA) 324, 1947 U.S. App. LEXIS 3155, Counsel Stack Legal Research, https://law.counselstack.com/opinion/knutson-v-gallsworthy-cadc-1947.