Longoria v. Paxton

CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 21, 2022
Docket22-50110
StatusUnpublished

This text of Longoria v. Paxton (Longoria v. Paxton) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Longoria v. Paxton, (5th Cir. 2022).

Opinion

Case: 22-50110 Document: 00516247507 Page: 1 Date Filed: 03/21/2022

United States Court of Appeals for the Fifth Circuit United States Court of Appeals Fifth Circuit

FILED March 21, 2022 No. 22-50110 Lyle W. Cayce Clerk

Isabel Longoria; Cathy Morgan,

Plaintiffs—Appellees,

versus

Warren K. Paxton, in his official capacity as Attorney General of Texas; Shawn Dick, in his official capacity as Williamson County District Attorney,

Defendants—Appellants.

Appeal from the United States District Court for the Western District of Texas USDC No. 5:21-CV-1223

Before Southwick, Haynes, and Higginson, Circuit Judges. Per Curiam:* Plaintiffs Isabel Longoria and Cathy Morgan allege that two recently enacted provisions of the Texas Election Code violate the First and Fourteenth Amendments. The district court granted Plaintiffs’ request for

* Pursuant to 5th Circuit Rule 47.5, the court has determined that this opinion should not be published and is not precedent except under the limited circumstances set forth in 5th Circuit Rule 47.5.4. Case: 22-50110 Document: 00516247507 Page: 2 Date Filed: 03/21/2022

No. 22-50110

a preliminary injunction, enjoining enforcement of the challenged provisions. Two defendants—Ken Paxton, the Texas Attorney General, and Shawn Dick, the Williamson County District Attorney—appealed. There are two threshold issues on appeal: whether Plaintiffs have standing to pursue their claims and whether Longoria’s claim against Paxton is barred by sovereign immunity. The outcome of these issues depends, in part, on core state law issues: (1) the interpretation of the term “public official” under the Texas Election Code; (2) the scope of “solicitation” within the challenged provision; and (3) the identity of the state officer tasked with enforcing the civil liability provision. Because we lack clear guidance from Texas courts on these issues and the outcome may be dispositive of the entire appeal, we respectfully CERTIFY questions to the Supreme Court of Texas. CERTIFICATION FROM THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT TO THE SUPREME COURT OF TEXAS, PURSUANT TO TEXAS CONSTITUTION ART. V, § 3-C AND RULE 58 OF THE TEXAS RULES OF APPELLATE PROCEDURE. TO THE SUPREME COURT OF TEXAS AND THE HONORABLE JUSTICES THEREOF:

I. Style of the Case

The style of the case in which this certification is made is Longoria v. Paxton, No. 22-50110, in the United States Court of Appeals for the Fifth Circuit. The case is on appeal from the United States District Court for the Western District of Texas. Federal jurisdiction is based on a federal question

2 Case: 22-50110 Document: 00516247507 Page: 3 Date Filed: 03/21/2022

presented. The Fifth Circuit, on its own motion, has decided to certify these questions to the Justices of the Texas Supreme Court.

II. Background

This suit is a pre-enforcement challenge to two sections of the Texas Election Code: § 276.016(a)(1) (the “anti-solicitation provision”) and § 31.129 (the “civil liability provision”) as applied to the anti-solicitation provision. The anti-solicitation provision makes it unlawful for “[a] public official or election official” while “acting in an official capacity” to “knowingly . . . solicit[] the submission of an application to vote by mail from a person who did not request an application.” TEX. ELEC. CODE § 276.016(a)(1).1 The civil liability provision creates a civil penalty for election officials who are employed by the state (or one of its political subdivisions) and violate a provision of the election code. Id. § 31.129. Together, these provisions provide for civil and criminal liability, punishable by a mandatory minimum of six month’s imprisonment, fines up to $10,000, and other civil penalties, including termination of employment and loss of employment benefits. See id. §§ 276.016(b), 31.129; TEX. PENAL CODE § 12.35(a)–(b). Plaintiff Isabel Longoria is the Harris County Elections Administrator, and Plaintiff Cathy Morgan is a Volunteer Deputy Registrar (“VDR”) serving in Williamson and Travis Counties. Together, they filed the present suit against the Texas Attorney General, Ken Paxton, and three District Attorneys, Kim Ogg, Shawn Dick, and Jose Garza, in their official

1 The anti-solicitation provision provides two exceptions. See TEX. ELEC. CODE § 276.016(e). The provision does not apply: (1) if the individual “provide[s] general information about voting by mail, the vote by mail process, or the timeliness associated with voting to a person or the public”; or (2) if the individual engages in solicitation “while acting in the official’s capacity as a candidate for a public elective office.” Id.

3 Case: 22-50110 Document: 00516247507 Page: 4 Date Filed: 03/21/2022

capacities. Longoria sued Paxton to enjoin enforcement of the civil liability provision, as applied to the anti-solicitation provision. Additionally, as a result of the determination by the Texas Court of Criminal Appeals that the Texas Attorney General has no independent authority to prosecute criminal offenses created by the Texas Election Code, see State v. Stephens, No. PD- 1032-20, 2021 WL 5917198 (Tex. Crim. App. Dec. 15, 2021) (not released for publication), Longoria and Morgan also brought suit against the District Attorneys in their respective counties to challenge the criminal penalties imposed by the anti-solicitation provision. Longoria and Morgan allege that they “routinely encourage[] those who are (or may be) eligible to vote by mail to request an application to vote by mail, both through public statements and in interactions with individual voters,” while carrying out their duties as Elections Administrator and VDR. Plaintiffs maintain that they would engage in speech that “encourage[s] voters to lawfully vote by mail,” but “are currently chilled from doing so because of the risk of criminal and civil liability” imposed by the anti- solicitation and civil liability provisions. As such, they seek (1) a declaratory judgment that the provisions violate the First and Fourteenth Amendments and (2) an injunction prohibiting Defendants from enforcing the provisions. After filing suit, Plaintiffs moved for a preliminary injunction seeking to enjoin enforcement of the anti-solicitation and civil liability provisions pending final resolution of the case. After an evidentiary hearing, the district court granted Plaintiffs’ motion, enjoining the District Attorney Defendants from criminally prosecuting under the anti-solicitation provision and enjoining all Defendants from enforcing the anti-solicitation provision via the civil liability provision. Defendants Paxton and Dick timely appealed.2 As a

2 Defendants Ogg and Garza filed stipulations indicating that they would not enforce the provisions during the pendency of this litigation. As such, they did not join in

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result, only Longoria’s challenge to the civil penalty permitted by the civil liability provision and Morgan’s challenge to the criminal liability imposed under the anti-solicitation provision are before us.

III. Jurisdiction & Legal Standards

Our court has jurisdiction over interlocutory appeals of preliminary injunctions under 28 U.S.C. § 1292(a)(1). Plaintiffs contend that the district court had jurisdiction under 28 U.S.C. § 1331. However, two of the issues that we must address—whether Plaintiffs have standing and whether sovereign immunity bars Longoria’s claim—are threshold jurisdictional questions. See Air Evac EMS, Inc. v. Tex.

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Longoria v. Paxton, Counsel Stack Legal Research, https://law.counselstack.com/opinion/longoria-v-paxton-ca5-2022.