Lockette v. American Broadcasting Companies, Inc.

118 F.R.D. 88, 1987 U.S. Dist. LEXIS 11342, 1987 WL 20604
CourtDistrict Court, N.D. Illinois
DecidedDecember 3, 1987
DocketNo. 84 C 8902
StatusPublished
Cited by4 cases

This text of 118 F.R.D. 88 (Lockette v. American Broadcasting Companies, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lockette v. American Broadcasting Companies, Inc., 118 F.R.D. 88, 1987 U.S. Dist. LEXIS 11342, 1987 WL 20604 (N.D. Ill. 1987).

Opinion

MEMORANDUM OPINION

BRIAN BARNETT DUFF, District Judge.

During a bench trial on Paul Lockette, Jr.’s suit against American Broadcasting Companies, Inc. (“ABC”) pursuant to Title VII of the Civil Rights Act, 42 U.S.C. § 2000e et seq., this court granted ABC’s motion for involuntary dismissal under Fed.R.Civ.P. 41(b). Before the court are ABC’s motions for sanctions, attorneys’ fees, and costs.

FACTS

Prior to instituting this cause of action, Lockette surreptitiously taped approximately ten different conversations between himself and his co-workers, some of which were crucial to resolving the lawsuit. These tapes did not come to light until two weeks before the trial, and even then only three of the tapes were revealed.

The tapes clearly were covered by ABC’s Notice of Deposition of Paul Lockette, served over two years prior to the trial. They also arguably were covered by ABC’s Request for Production of Documents. [90]*90Lockette and his attorney, Jonathan Karmel, did not disclose them because of Karmel’s view that at the time it was illegal to record a conversation without the consent of all the parties. See People v. Beardsley, 115 Ill.2d 47, 57-59, 104 Ill.Dec. 789, 503 N.E.2d 346 (1986) (discussing People v. Kurth, 34 Ill.2d 387, 216 N.E.2d 154 (1966)).

In December of 1986, this court ruled on ABC’s motion for summary judgment. Lockette v. ABC, No. 84-8902 slip op. (N.D. Ill. Dec. 16, 1986) [Available on WEST-LAW, 1986 WL 14633]. In opposition to that motion, Lockette and Karmel submitted an affidavit in which Lockette asserted facts regarding at least one of the taped conversations.1 Lockette stated that he was unaware that his supervisors were dissatisfied with his job performance. See Lockette affidavit, II3. He also stated that Director of Personnel Michael Lewellyn advised him to resign, calling the job performance memo Lockette received “the ‘most detailed’ ... he had ever seen”, and remarking that it was probably written to protect ABC in case of litigation. Id., 117. This court relied on those statements in denying ABC’s motion. Lockette v. ABC, supra at 4, 8-9.

Disclosure of the surreptitious tapes revealed that Lockette’s statements were false and his conversation with Lewellyn was mischaracterized. Lewellyn told Lock-ette his supervisors were concerned about the job he was doing, see Transcript of Tape of 12/5/83 Conversation at 12, 15, and suggested that he use the performance memo by attempting to improve his skills. Id. at 16, 18-19, 24-27. Lewellyn specifically advised Lockette not to assume that he inevitably would be fired. Id. at 16. Moreover, although Lewellyn admitted that performance memos often were written to protect the company, he cited the detail of the memo as a positive indication of how much Linda Dorminey, Lockette’s immediate supervisor, wanted to help him. Id. at 24-25.2

Lockette and Karmel explain these discrepancies by saying that Lockette did not listen to the tapes before preparing the affidavit. The very face of the document, however, appears to contradict this. It contains two quotations attributed to Lew-ellyn which are identical to the words he used and were merely taken out of context. Compare Lockette affidavit, II7 with Transcript of Tape of 12/5/83 Conversation at 24, 26.

At the trial, this court held that Lockette was not a credible witness, that his job performance was inadequate, and that he was fired for legitimate reasons. This court also expressed the opinion that “there was [no] basis for this lawsuit having been brought in the first place.” Transcript of Proceedings Before the Honorable Brian Barnett Duff, June 1, 1987, at 16.

DISCUSSION

ABC moves for discovery sanctions pursuant to Fed.R.Civ.P. 37(d) and attorneys’ fees under 42 U.S.C. § 2000e-5(k) and Fed. R.Civ.P. 11. We turn to the Rule 37(d) motion first.

Rule 37(d)

Rule 37(d) enables a court to impose sanctions against a party for a culpable failure to produce documents in response to a request to produce. Equal Employment Opportunity Commission v. Sears, Roebuck & Co., 114 F.R.D. 615, 626 (N.D.Ill.1987); Fautek v. Montgomery Ward & Co., Inc., 96 F.R.D. 141, 145 (N.D.Ill.1982). The usual sanction, which is mandatory, is that the recalcitrant party, his lawyer, or both pay the reasonable expenses and attorneys’ fees resulting from the failure. 8 C. Wright & A. Miller, Federal Practice and Procedure: Civil § 2291 at 820 (1970). This sanction should not be imposed, however, if the failure to produce was substan[91]*91tially justified or if such an award would be unjust for other reasons. Id.

This court finds that the failure to produce was substantially justified. Lockette and Karmel reasonably believed that Lockette had violated the eavesdropping statute, Ill.Rev.Stat. ch. 38, ¶ 14-2 (1979), as it was construed in People v. Kurth, supra. See People v. Beardsley, supra (overruling Kurth to the extent that it makes surreptitious recording by one party to a conversation illegal). Once Karmel believed that his client had committed a past crime, he was justified, and in fact bound, not to reveal that fact. See Model Code of Professional Responsibility DR 4-101 (1982); Model Rules of Professional Conduct Rule 1.6 (1983).

42 U.S.C. § 2000e-5(k)

This court also declines to award attorneys’ fees under 42 U.S.C. § 2000e-5(k). That section permits an award of attorneys’ fees in favor of a prevailing defendant only when the suit is “frivolous, unreasonable, or without foundation.” Shrock v. Altru Nurses Registry, 810 F.2d 658, 661 (7th Cir.1987) (quoting Christiansburg Garment Co. v. EEOC, 434 U.S. 412, 421, 98 S.Ct. 694, 700, 54 L.Ed.2d 648 (1987)). In practice, that standard is met when the plaintiff knows that his claim is legally or factually infirm, which occurs only in a very narrow category of cases. See Badillo v. Central Steel & Wire Company, 717 F.2d 1160, 1163-64 (7th Cir.1983).

While this court opined that Lockette clearly could not prevail, it did so only after observing the witnesses’ testimony and the documentary evidence.

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Bluebook (online)
118 F.R.D. 88, 1987 U.S. Dist. LEXIS 11342, 1987 WL 20604, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lockette-v-american-broadcasting-companies-inc-ilnd-1987.