Local 1963 of the United Automobile, Aerospace, and Agricultural Implement Workers of America, UAW v. Madison County, Indiana, Madison County Assessor, and Madison County Recorder

Indiana Court of Appeals·Decided December 18, 2013·No. 27A05-1301-CC-40·Published

Opinion

FOR PUBLICATION

ATTORNEYS FOR APPELLANT: ATTORNEYS FOR APPELLEES:

BARRY A. MACEY WAYNE E. UHL ROBERT A. HICKS Stephenson Morow & Semler Macey Swanson & Allman Indianapolis, Indiana Indianapolis, Indiana JAMES W. WILSON

Bingham Farrer & Wilson

Elwood, Indiana

IN THE

COURT OF APPEALS OF INDIANA

LOCAL 1963 OF THE UNITED AUTOMOBILE, ) AEROSPACE, AND AGRICULTURAL ) Dec 18 2013, 8:41 am IMPLEMENT WORKERS OF AMERICA, UAW, )

)

Appellant-Plaintiff, )

)

vs. ) No. 27A05-1301-CC-40 )

MADISON COUNTY, INDIANA, MADISON ) COUNTY ASSESSOR, and MADISON ) COUNTY RECORDER, )

)

Appellees-Defendants. )

APPEAL FROM THE GRANT SUPERIOR COURT The Honorable Warren Haas, Judge Cause No. 27D03-1111-CC-408

December 18, 2013

OPINION - FOR PUBLICATION RILEY, Judge

STATEMENT OF THE CASE

Appellant-Plaintiff, Local 1963 of the United Automobile, Aerospace and Agricultural Implement Workers of America, UAW (UAW), appeals the trial court’s summary judgment in favor of Appellees-Defendants, Madison County, Indiana (County), the Madison County Assessor (Assessor), and the Madison County Recorder (Recorder) (collectively, County Group).

We affirm.

ISSUES

UAW raises two issues on appeal, which we consolidate and restate as the following single issue: Whether the trial court erred in concluding, as a matter of law, that the Board of County Commissioners (Commissioners)1 and County Council (Council)2 had no authority to encroach upon the rights of the Assessor and Recorder to appoint and discharge deputies.

FACTS AND PROCEDURAL HISTORY On January 1, 2009, the County, through the Commissioners and Council, entered into a Collective Bargaining Agreement (CBA) with UAW. The CBA was to remain in effect until December 31, 2011, at which point it would automatically renew for another year and will continue to renew each year until either party elects to terminate by providing

1 The three-member board of commissioners, as the county executive, “is the corporate entity representing the county through which it acts[;]” as such, “in legal contemplation [it is] the county.” Waldrip v. Waldrip, 976 N.E.2d 102, 118 (Ind. Ct. App. 2012). Accordingly, all references to the County necessarily include the Commissioners and vice versa. See Ind. Code § 36-2-2-2. 2 The seven-member county council serves as the county’s fiscal body. I.C. § 36-2-3-2.

sixty days’ notice. The CBA provides that UAW is “the exclusive bargaining agent with respect to rates of pay, wages, hours of employment and other conditions of employment for all employees who are covered by this Agreement.” (Appellant’s App. p. 23). Among other provisions, the CBA mandates that covered employees pay dues to UAW as a condition of their continued employment; sets forth a detailed grievance procedure that includes binding arbitration; imposes a progressive disciplinary action regimen favoring corrective rather than punitive measures; and creates a hierarchy of employees whereby hiring, layoffs, and promotions are based on seniority.

In November of 2010, the voters of Madison County elected a new Assessor, Larry Davis, and a new Recorder, Angela Shelton (collectively, Officials).3 Shortly after the election, in mid-November, the County’s human resources director provided the Assessor- Elect and Recorder-Elect with copies of the County Personnel Handbook, the CBA, and various other documents. The human resources director informed the Officials that the employees in their offices were subject to the CBA. On January 1, 2011, the newly-elected Officials assumed office. The Assessor learned that his office had one first deputy and fourteen other deputies and employees, and the Recorder learned that her office had one first deputy and six additional deputies. As the Officials transitioned into their positions, both became aware of severe deficiencies in their offices, including substantial backlogs,

3 On November 12, 2012, between the summary judgment hearing and the trial court’s Order, Shelton resigned from her position as Recorder for reasons unrelated to this litigation. Pursuant to Indiana Trial Rule 25(F)(1), her successor, Linda Smith, was automatically substituted as the defendant.

non-compliance with State-mandated reports and other deadlines, outdated and unorganized systems, and failed audits by the State Board of Accounts.

Prior to beginning his term, on December 27, 2010, the Assessor-Elect notified five deputies and employees “that they would be relieved of their duties upon [his] taking office.” (Appellant’s Supp. App. p. 67). On December 30, 2011, UAW delivered a grievance to the Assessor on behalf of two of the discharged individuals, long-time deputy assessors Lelia Kelley (Kelley) and Linda Stephens (Stephens), charging that the Assessor had violated the CBA’s provisions for progressive disciplinary action and non- discrimination, and had “wrongfully and illegally discharged” Kelley and Stephens (Appellant’s Supp. App. pp. 26-27). UAW demanded the issue be immediately resolved through binding arbitration pursuant to the terms of the CBA. The Assessor requested a certification from UAW of the positions covered by the CBA, which UAW did not provide. On January 18, 2011, the Commissioners requested that the Assessor reinstate Kelley and Stephens. The Assessor refused, explaining that, under Indiana law, he may appoint his own deputies and employees.4 Less than two months into the new term, on February 17, 2011, UAW filed two more grievances with the Assessor, asserting that any employees who had not paid their union dues must be terminated and requiring the Assessor to recognize UAW as the exclusive bargaining agent because the “Assessor’s office is an entity of Madison County

4 At some point, the Assessor hired both his son and daughter. On June 20, 2012, the Commissioners adopted an anti-nepotism policy applicable “to any department, office or elected official of the County.” (Appellant’s App. p. 80). The Assessor’s children were subsequently terminated.

and hereby deemed as the employer in accordance with the CBA.” (Appellant’s Supp. App. pp. 31-32). In three more grievances filed the same day, UAW claimed that the Assessor had breached the CBA by disciplining Theresa Newman (Newman) without the presence of UAW representation, and had discriminated against her on the basis of her political affiliation. The Assessor explained that he had addressed Newman’s failure to timely submit a report but did not discipline her and, believing his office was not subject to the CBA, took no action to comply with the CBA’s grievance process.

When the Recorder assumed her office on January 1, 2011, with the exception of a part-time deputy whose salary was not included in the budget, she retained and swore in all of the incumbent deputies. On March 18, 2011, having observed her staff’s performance, the Recorder terminated a deputy recorder, Jodi Fesler (Fesler), for continuing to do “substandard work” despite being given several opportunities to improve. (Appellee’s Br. p. 10). Thereafter, on March 21, 2011, UAW filed a grievance with the Recorder, claiming that she had violated the progressive disciplinary system and non- discrimination provisions outlined in the CBA and requesting Fesler’s reinstatement. On March 30, 2011, the Recorder notified UAW, as well as the Commissioners and Council, that she believed the CBA did not bind her office, and she declined to reinstate Fesler.5 On November 21, 2011, the Officials each submitted a letter to the Commissioners and the Council that stated it was their understanding that they were not governed by the CBA and

5 In its brief, UAW mentions a grievance filed against the Recorder on behalf of another terminated deputy, Kelly Kean, but provides no further details or arguments regarding this matter.

would not authorize the Commissioners and Council to negotiate a new CBA to govern their deputies and employees.

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Local 1963 of the United Automobile, Aerospace, and Agricultural Implement Workers of America, UAW v. Madison County, Indiana, Madison County Assessor, and Madison County Recorder, (Ind. Ct. App. 2013).

Local 1963 of the United Automobile, Aerospace, and Agricultural Implement Workers of America, UAW v. Madison County, Indiana, Madison County Assessor, and Madison County Recorder (Local 1963 of the United Automobile, Aerospace, and Agricultural Implement Workers of America, UAW v. Madison County, Indiana, Madison County Assessor, and Madison County Recorder) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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