L.O. ex rel. K.T. v. New York City Department of Education

822 F.3d 95, 2016 U.S. App. LEXIS 9239
CourtCourt of Appeals for the Second Circuit
DecidedMay 20, 2016
DocketDocket No. 15-1019
StatusPublished
Cited by40 cases

This text of 822 F.3d 95 (L.O. ex rel. K.T. v. New York City Department of Education) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
L.O. ex rel. K.T. v. New York City Department of Education, 822 F.3d 95, 2016 U.S. App. LEXIS 9239 (2d Cir. 2016).

Opinion

WESLEY, Circuit Judge:

Before the court .is an action brought under the Individuals with Disabilities Education Act (“IDEA”), 20 U:S.C. §§ 1400 et seq., by Plaintiff-Appellant L.O., on behalf of herself and her son, [102]*102K.T., now a twenty-year-old autistic child,1 against Defendant-Appellee the New York City Department of Education (“DOE”). This appeal concerns L.O.’s challenge to the adequacy of three individualized education programs (“IEP”), which were characterized by a pattern of procedural violations of the IDEA committed by the DOE, and whether these errors deprived K.T. of a free appropriate public education (“FAPE”) for a period of three consecutive years.

In December 2009, the DOE convened a local Committee on Special Education (“CSE”) meeting for the purpose of developing an IEP for K.T. for the 2010 academic year. K.T. enrolled in the IEP’s prescribed placement and continued to attend as provided for by two subsequent IEPs in December 2010 and March 2011, until he began refusing to attend school in November 2011.2 Thereafter, L.O. filed a due process complaint against the DOE, claiming procedural and substantive violations of the IDEA, and that K.T. had been deprived of a FAPE for the 2009-2010, 2010-2011, and 2011-2012 school years. Specifically, L.O. sought, among other things, the completion of further evaluations,3 program modifications, compensatory services, and attorney’s fees and costs.

Following a five-day hearing, an impartial hearing officer (“IHO”) denied L.O. that relief. L.O. appealed to a state review officer (“SRO”) who affirmed that decision. Thereafter, L.O. brought suit in the United States District Court for the Southern District of New York (Gardephe, /.), which affirmed the order of the SRO. See L.O. v. N.Y.C. Dep't of Educ., 94 F.Supp.3d 530, 537 (S.D.N.Y.2015). L.O. appealed, contending primarily that the three IEPs formulated for K.T. violated the IDEA and deprived him of a FAPE. For the reasons set forth below, we REVERSE.

BACKGROUND

I. Legal Framework

The IDEA requires “[a] state receiving federal funds under the IDEA [to] provide disabled children with a [FAPE].” R.E. v. N.Y.C. Dep’t of Educ., 694 F.3d 167, 174-75 (2d Cir.2012). School districts, through a CSE,4 are responsible for formulating a written IEP for every qualifying child. Id. at 175; see also 20 U.S.C. § 1414(d). The IEP “sets out the child’s present educational performance, estab[103]*103lishes annual and short-term objectives for improvements in that performance, and describes the specially designed instruction and services that will enable the child to meet those objectives.” R.E., 694 F.3d at 175 (internal quotation marks omitted). To comply with the provisions of the IDEA, the IEP must “be ‘reasonably calculated to enable the child to receive educational benefits.’ ” Id. (quoting Bd. of Educ. of Hendrick Hudson Cent. Sch. Dist. v. Rowley, 458 U.S. 176, 207, 102 S.Ct. 3034, 73 L.Ed.2d 690 (1982)).

If a parent believes that his or her child is being denied a FAPE, the parent may file a “due process complaint” challenging “any matter relating to the identification, evaluation, or educational placement of the child, or the provision of a [FAPE] to such child.” 20 U.S.C. § 1415(b)(6)(A). Doing so “triggers an administrative procedure by which the board of education appoints an [IHO] who conducts a formal hearing and fact-finding. The decision of an IHO may be appealed to a[n] [SRO], and an SRO’s decision may be challenged by filing a civil action in state or federal court.” M.O. v. N.Y.C. Dep’t of Educ., 793 F.3d 236, 239 (2d Cir.2015) (per curiam) (citations and internal quotation marks omitted) (citing 20 U.S.C. § 1415(g), (i)(2)(A); N.Y. Educ. Law § 4404(l)-(3)).

II. Statement of Facts

A. K.T.

K.T. is an autistic child born in October 1995 who suffers from obsessive compulsion disorder, mild mental retardation, ■ mood disorder, asthma, and pica.5 Since he was first diagnosed with autism at the age of four, K.T. has attended public special education programs in a 6:1:1 (i.e., six students, one teacher, one paraprofessional aide) special classroom setting with the support of related services including speech-language, occupational, counseling, and physical therapies. In 2009, K.T. began attending PS 81IX, a public special education school located in the Bronx, New York. In accordance with his IEP formulated in December 2008, K.T. was placed in a 6:1:1 special class setting where he continued to receive the same support services as in prior years.

B. K.T.’s December 2009 Individualized Education Program

On December 2, 2009, a CSE team convened for its annual meeting to develop an IEP for K.T. for December 14, 2009 to December 14, 2010 (i.e., the 2009-2010 school year).6 The IEP described K.T. as a fourteen-year-old “partially verbal autistic young man” who understood “one-step commands,” and “communicate[d] with others by pointing to what he want[ed] or need[ed].” Pl.’s Ex. 6 at 1, 3. The IEP further observed that K.T.’s writing ability was limited to “copying letters, at times his letter overlap,” and that he “c[ould] write numbers 1-10.” Pl.’s Ex. 6 at 3. It also noted that he suffered from frequent and sudden mood and personality changes, [104]*104restlessness, and that he would become “verbally and physically aggressive, many times for no apparent reason,” and also “engage[d] in self-abusive behaviors such as punching himself in the head, scratching himself, and eating staples.” PL’s Ex. 6 at 4.

The IEP recommended placement in a 6:1:1 “[s]peeial class in a specialized school with related services” for a twelve-month school year. PL’s Ex. 6 at 1. The CSE further observed, however, that K.T. “benefit[ted] from a small [and] highly structured class setting” and “forms of positive reinforcement,” and that KT.’s “[b]ehavior seriously interfered] with instruction and required] additional adult support.” PL’s Ex. 6 at 3, 4. Accordingly, the IEP recommended that K.T. participate in an “Alternative Assessment” program due to the “[s]everity of [his] deficits in cognitive, communication, and social development.” PL’s Ex. 6 at 12. The CSE also recommended that K.T. continue to receive a number of related services, including speech-language services twice per week for thirty minutes in a group of three, as well as physical and occupational therapy, but discontinued KT.’s counseling services from the prior IEP. The December 2009 IEP further set forth nine annual goals and twenty-four short-term objectives for K.T. during the 2009-2010 school year. The IEP also provided a plan for K.T. to transition to adult living.

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822 F.3d 95, 2016 U.S. App. LEXIS 9239, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lo-ex-rel-kt-v-new-york-city-department-of-education-ca2-2016.