Lighting Ballast Control LLC v. Philips Electronics North America Corp.

744 F.3d 1272, 109 U.S.P.Q. 2d (BNA) 1969, 2014 WL 667499, 2014 U.S. App. LEXIS 3176
CourtCourt of Appeals for the Federal Circuit
DecidedFebruary 21, 2014
Docket20-1828
StatusPublished
Cited by80 cases

This text of 744 F.3d 1272 (Lighting Ballast Control LLC v. Philips Electronics North America Corp.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Lighting Ballast Control LLC v. Philips Electronics North America Corp., 744 F.3d 1272, 109 U.S.P.Q. 2d (BNA) 1969, 2014 WL 667499, 2014 U.S. App. LEXIS 3176 (Fed. Cir. 2014).

Opinions

Concurring opinion filed by LOURIE, Circuit Judge.

Dissenting opinion filed by O’MALLEY, Circuit Judge, with whom RADER, Chief Judge, and REYNA and WALLACH, Circuit Judges, join.

ON REHEARING EN BANC

NEWMAN, Circuit Judge.

The court en banc granted the petition filed by patentee Lighting Ballast Control, in order to reconsider the holding in Cybor Corp. v. FAS Technologies, Inc., 138 F.3d 1448 (Fed.Cir.1998) (en banc) establishing the standard of appellate review of district court decisions concerning the meaning and scope of patent claims — called “claim construction.” Implementing the Supreme Court’s decision in Markman v. Westview Instruments, Inc., 517 U.S. 370, 116 S.Ct. 1384, 134 L.Ed.2d 577 (1996) (Markman II), aff'g Markman v. Westview Instruments, Inc., 52 F.3d 967 (Fed.Cir.1995) (en banc) (Markman I), this court in Cybor held that patent claim construction receives de novo determination on appeal, that is, review for correctness as a matter of law. Such review is conducted on the administrative record and any additional information in the record of the district court, and is determined without deference to the ruling of the district court.

In the case now before us, a panel of this court followed the Cybor standard and revised the district court’s claim construction, applying de novo the statutory requirements of 35 U.S.C. § 112 ¶ 6 and § 112 ¶ 2.1 Briefly, the panel held that the claim term “voltage source means” is a means-plus-function term requiring corresponding structure in the specification. On this claim construction, the panel reversed the district court and held the claims invalid for indefiniteness. The pat-entee requests rehearing, stating that on deferential appellate review the district court would not or should not have been reversed. This court undertook rehearing en banc for the purpose of reconsidering the standard of appellate review of claim construction.

For the reasons we shall discuss, we apply the principles of stare decisis, and confirm the Cybor standard of de novo [1277]*1277review of claim construction, whereby the scope of the patent grant is reviewed as a matter of law. After fifteen years of experience with Cybor, we conclude that the court should retain plenary review of claim construction, thereby providing national uniformity, consistency, and finality to the meaning and scope of patent claims. The totality of experience has confirmed that Cybor is an effective implementation of Markman II, and that the criteria for departure from stare decisis are not met.

I

The Reheaeing Arguments

Lighting Ballast argues that de novo plenary determination of claim construction is improper appellate practice, stating that the interpretation of documents is fundamentally factual in nature, and that the district court’s interpretation of patent claims requires deference on appeal. Lighting Ballast states that on deferential review the district court’s claim construction for the patent in suit would be sustained, along with the ensuing judgment that the claims in suit are valid and infringed.

This en banc court agreed to reconsider the principle of de novo review of claim construction, and invited supplemental briefing and amicus curiae participation on the following questions:

(1) Should this court overrule Cybor?
(2) Should this court afford deference to any aspect of a district court’s claim construction?
(3) If so, which aspects should be afforded deference?

The parties as well as the amici curiae were not of one mind, but divided among three general views, all thoughtful and well presented.2 The general positions are summarized:

The first view

The view favored by Lighting Ballast is that the Cybor decision is incorrect and should be entirely discarded. Lighting Ballast argues that this court in Cybor misapplied the Supreme Court’s decision in Markman II, in that the Court had focused only on whether questions of patent claim construction are subject to jury trial, or whether this issue should be decided solely by a judge. These proponents state that the Court in Markman II, in deciding the judge-jury question, did not change the traditional distinction between fact and law, recognized that there are factual aspects of claim construction, and [1278]*1278did not address the standard of appellate review.

These proponents argue that the Court left intact the protocol of appellate deference to a district court’s fact-based rulings, whether the facts relate to claim construction or any other issue, and whether the ruling is by a judge or by a jury. They state that the Cybor standard of plenary appellate review is incorrect, and remind us that the Court in Markman II described claim construction as a “mongrel practice” of law and fact with “evidentiary underpinnings,” 517 U.S. at 378, 390, 116 S.Ct. 1384. They argue that although the Court stated that “the interpretation of a so-called patent claim ... is a matter of law reserved entirely for the court,” id. at 372, 116 S.Ct. 1384, the Court did not strip claim construction of its essentially factual nature.

These proponents point out that in construing patent claims, expert testimony and documentary evidence may be presented to the district court. They argue that restoration of deferential appellate review on the clear error standard would not only respect the traditional trial/appellate relationship, but also is more likely to give weight to aspects involving credibility of witnesses. They point out that Federal Rule of Civil Procedure 52(a)(6) requires that the district court’s factual findings receive review on the deferential clearly erroneous standard,3 citing Pullman-Standard v. Swint, 456 U.S. 273, 287, 102 S.Ct. 1781, 72 L.Ed.2d 66 (1982) for its statement that Rule 52(a) “does not divide findings of fact into those that deal with ‘ultimate’ and those that deal with ‘subsidiary’ facts.”

These proponents argue that patent claim construction is most reasonably classified as a question of fact, and that the Court’s Markman II description of claim construction as better suited to determination by a judge rather than a jury does not affect the requirement of appellate deference to findings of fact made at the trial level. Thus Lighting Ballast urges that the Cybor standard of de novo review is incorrect and should be entirely discarded.

The second view

The second approach, favored by some amici curiae including the United States, may be viewed as a fusion or hybrid of de novo review and deferential review. These proponents acknowledge that the Court in Markman II described patents as “legal instruments” and stated that interpretation of patent claims is a “purely legal” matter, 517 U.S. at 391, 116 S.Ct.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Lockheed Martin Aeronautics Company
Armed Services Board of Contract Appeals, 2021
Kamaludin Slyman CSC
Armed Services Board of Contract Appeals, 2020
Procopio v. Wilkie
913 F.3d 1371 (Federal Circuit, 2019)
Bondyopadhyay v. United States
129 Fed. Cl. 793 (Federal Claims, 2017)
Ross-Hime Designs, Inc. v. United States
126 Fed. Cl. 299 (Federal Claims, 2016)
General Protecht Group, Inc. v. Leviton Manufacturing Co.
122 F. Supp. 3d 1114 (D. New Mexico, 2015)
In Re Cuozzo Speed Technologies, LLC
793 F.3d 1268 (Federal Circuit, 2015)
Stryker v. Zimmer
Federal Circuit, 2015
Teashot.LLC v. Green Mountain Coffee Roasters, Inc.
595 F. App'x 983 (Federal Circuit, 2015)
Stryker Corporation v. Zimmer, Inc.
782 F.3d 649 (Federal Circuit, 2014)
Datatern, Inc. v. Epicor Software Corporation
599 F. App'x 948 (Federal Circuit, 2014)
Tomita Technologies USA, LLC v. Nintendo Co., Ltd.
594 F. App'x 657 (Federal Circuit, 2014)
Ericsson, Inc. v. D-Link Systems, Inc.
773 F.3d 1201 (Federal Circuit, 2014)
Vehicle IP, LLC v. AT & T Mobility, LLC
594 F. App'x 636 (Federal Circuit, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
744 F.3d 1272, 109 U.S.P.Q. 2d (BNA) 1969, 2014 WL 667499, 2014 U.S. App. LEXIS 3176, Counsel Stack Legal Research, https://law.counselstack.com/opinion/lighting-ballast-control-llc-v-philips-electronics-north-america-corp-cafc-2014.